Robert E. Dods is listed as an executive officer on 4 SEC Form D filings by 2 issuers between Mar 2009 and Mar 2010: Baird Capital Partners Asia I Ltd Partnership (Milwaukee, WI — pooled investment fund — 2009–2010; $43M reported sold to 50 investors) and BCPA I Affiliates Fund LTD Partnership (Milwaukee, WI — pooled investment fund — 2009–2010; $21.4M reported sold to 156 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $64.4M sold in total.
All 2 issuers belong to the sponsor group Baird (30 issuers, $2.97B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Baird has 30 companies on file and $2.97B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 6 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Robert E. Dods and found 7 differences, 1 worth asking the sponsor about: 6 court cases name Robert E. Dods; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.