PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:24 AM ET

Sponsor Check › Person

RD
No photo found yet (own website and image search run after this page is viewed)

Robert D. Duncan

Named as an officer, director or promoter on SEC Form D filings · TX · Jul 12, 2010 → Jan 12, 2018

7deals (issuers)
$124.9Mreported sold
105investors
7Form D filings
2010–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert D. Duncan is listed as an executive officer, director, and promoter on 7 SEC Form D filings by 7 issuers between Jul 2010 and Jan 2018. Largest by amount reported sold: TDC Wichita, L.L.C. (Houston, TX — commercial — 2013; $28.9M reported sold to 10 investors), TDC Clay, L.P. (Houston, TX — commercial — 2014; $26.5M reported sold to 30 investors), TDC Tanglewood, L.L.C. (Dallas, TX — pooled investment fund — 2014; $22.6M reported sold to 15 investors), Transwestern Sponsorship Equity Partners I, L.L.C. (Dallas, TX — commercial — 2010; $20.4M reported sold to 17 investors), Transwestern Commercial Services, L.L.C. (Houston, TX — other real estate — 2018; $11.7M reported sold to 8 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $124.9M sold in total.

Listed alongside Lawrence P. Heard (7 shared filings), Thomas O. McNearney (7 shared filings), Mark R. Doran (6 shared filings), Stephen P. Harding (4 shared filings), Carleton Riser (3 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

All 7 issuers belong to the sponsor group Transwestern (15 issuers, $739.4M reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Transwestern has 15 companies on file and $739.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases, 2 state regulator orders, 5 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Robert D. Duncan and found 7 differences: Robert D. Duncan appears on 2 deals that stopped filing before reaching their target; Form D filed 47 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert D. Duncan has not run yet — it is joining a line of 32,412 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases; 2 state regulator orders

Robert L. Duncan Administrative proceeding
SEC · Nov 9, 2010 · Parties as named in the release: Robert L. Duncan Read the release ↗
same full name in the release title; 6 people with this name in Form D filings; the person's filing state is not named; middle initial differs
Robert L. Duncan Litigation release
SEC · Sep 28, 2010 · Parties as named in the release: Robert L. Duncan Read the release ↗
same full name in the release title; 6 people with this name in Form D filings; the person's filing state is not named; middle initial differs
Order (type not printed in the list entry; see the order) TX · Texas State Securities Board (TSSB)
Order date Jul 19, 2005 · Regulator: Texas State Securities Board (TSSB) · ENF-05-CDO-1591 · Parties (regulator's caption): Dunwell Corporation; Robert C. Duncan; and Taylor Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in the person's filing state (TX); middle initial differs
Order (type not printed in the list entry; see the order) TX · Texas State Securities Board (TSSB)
Order date Aug 20, 2004 · Regulator: Texas State Securities Board (TSSB) · Parties (regulator's caption): Dunwell Corporation, Robert C. Duncan, and Taylor Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in the person's filing state (TX); middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert D. Duncan..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Robert Duncan closed
United States Bankruptcy Court, E.D. Texas · No. 19-40263 · Filed Feb 1, 2019 · Closed Apr 21, 2020
Role of Robert Duncan: Debtor · Outcome: Case closed 2020-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 416 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (TX)
Robert C. Duncan closed
United States Bankruptcy Court, N.D. Texas · No. 17-30824 · Filed Mar 6, 2017 · Closed Jul 14, 2017
Role of Robert C. Duncan: Debtor · Outcome: Case closed 2017-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 416 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Robert E. Duncan and Deborah D. Duncan closed
United States Bankruptcy Court, E.D. Texas · No. 11-41931 · Filed Jun 23, 2011 · Closed Apr 28, 2014
Role of Robert E. Duncan and Deborah D. Duncan: Debtor · Outcome: Case closed 2014-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 416 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Robert G. Duncan closed
United States Bankruptcy Court, E.D. Texas · No. 04-41937 · Filed Apr 22, 2004 · Closed Aug 28, 2008
Role of Robert G. Duncan: Debtor · Outcome: Case closed 2008-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 416 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Robert L. Duncan closed
United States Bankruptcy Court, E.D. Texas · No. 02-11150 · Filed Feb 6, 2002 · Closed Jul 31, 2002
Role of Robert L. Duncan: Debtor · Outcome: Case closed 2002-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 416 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Robert D. Duncan (compared 7 filings on Oct 24, 2026)

Note · Jan 12, 2018

Robert D. Duncan appears on 2 deals that stopped filing before reaching their target

Transwestern Strategic Partners IV, L.L.C. (last filing Jan 12, 2018; $4,785,000 sold of $13,000,000); Transwestern Commercial Services, L.L.C. (last filing Jan 12, 2018; $11,715,000 sold of $32,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Sep 26, 2013 – Nov 12, 2013

Form D filed 47 days after the first sale — TDC Wichita, L.L.C.

The filing says the first sale was Sep 26, 2013. The Form D was filed Nov 12, 2013 — 47 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 32 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Dec 8, 2010 – Dec 28, 2010

Form D filed 20 days after the first sale — Transwestern Strategic Partners III, L.L.C.

The filing says the first sale was Dec 8, 2010. The Form D was filed Dec 28, 2010 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jun 25, 2010 – Jul 12, 2010

Form D filed 17 days after the first sale — Transwestern Sponsorship Equity Partners I, L.L.C.

The filing says the first sale was Jun 25, 2010. The Form D was filed Jul 12, 2010 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jun 25, 2010 – Jan 12, 2018

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Transwestern Commercial Services, L.L.C. (latest filing Jan 12, 2018) · No amendment in the last 12 months on an offering that may still be open — Transwestern Strategic Partners IV, L.L.C. (latest filing Jan 12, 2018) · No amendment in the last 12 months on an offering that may still be open — TDC Wichita, L.L.C. (latest filing Nov 12, 2013) · No amendment in the last 12 months on an offering that may still be open — Transwestern Strategic Partners III, L.L.C. (latest filing Dec 28, 2010) · No amendment in the last 12 months on an offering that may still be open — Transwestern Sponsorship Equity Partners I, L.L.C. (latest filing Jul 12, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Apr 8, 2019

Same name, different state: "ROBERT DUNCAN" (CA) is a separate record

This page covers filings where the address state is TX. A separate record, "ROBERT DUNCAN" with address state CA, is listed on 1 filing — most recently by Duncan-Channon, Inc. (Apr 8, 2019). The two records do not overlap in time: this page runs Jul 12, 2010 to Jan 12, 2018; the other has one filing dated Apr 8, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 9, 2012 – Jan 12, 2018

Same name, different state: "Robert Duncan" (A1) is a separate record

This page covers filings where the address state is TX. A separate record, "Robert Duncan" with address state A1, is listed on 3 filings — most recently by Kutcho Copper Corp. (Jan 12, 2018). Both records have filings in the same period (Nov 9, 2012 to Jan 12, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 7 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 12, 2018 D
Transwestern Strategic Partners IV, L.L.C.
File 021-303150
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2018 D
Transwestern Commercial Services, L.L.C.
File 021-303153
$0$0$0None listed on this filingEDGAR ↗
Dec 31, 2014 D
TDC Tanglewood, L.L.C.
File 021-231232
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Apr 15, 2014 D
TDC Clay, L.P.
File 021-215642
$0$0$0 (est.)None listed on this filingEDGAR ↗
Nov 12, 2013 D
TDC Wichita, L.L.C.
File 021-206189
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 28, 2010 D
Transwestern Strategic Partners III, L.L.C.
File 021-152554
$0$0$0None listed on this filingEDGAR ↗
Jul 12, 2010 D
Transwestern Sponsorship Equity Partners I, L.L.C.
File 021-144739
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Robert D. Duncan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Real Estate · group: Transwestern

Transwestern Commercial Services, L.L.C.

Houston, TX · Jan 12, 2018
  • Jan 12, 2018 · D · $11,715,000 sold of $32,000,000 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $11.7M from 8 investors (37% of the $32M target) as of the latest filing. Robert is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Transwestern

Transwestern Strategic Partners IV, L.L.C.

Houston, TX · Jan 12, 2018
  • Jan 12, 2018 · D · $4,785,000 sold of $13,000,000 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $4.79M from 8 investors (37% of the $13M target) as of the latest filing. Robert is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Transwestern

TDC Tanglewood, L.L.C.

Dallas, TX · Dec 31, 2014
  • Dec 31, 2014 · D · $22,575,000 sold of $22,575,000 · 15 investors · min. No minimum reported · role: Promoter EDGAR ↗

Raised $22.6M from 15 investors (100% of the $22.6M target) as of the latest filing. Robert is listed as promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Transwestern

TDC Clay, L.P.

Houston, TX · Apr 15, 2014
  • Apr 15, 2014 · D · $26,500,000 sold of $26,500,000 · 30 investors · min. $100,000 · role: Executive Officer (Managing Director of the General Partner of the Issuer) EDGAR ↗

Raised $26.5M from 30 investors (100% of the $26.5M target) as of the latest filing. Robert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Transwestern

TDC Wichita, L.L.C.

Houston, TX · Nov 12, 2013
  • Nov 12, 2013 · D · $28,890,000 sold of $28,900,000 · 10 investors · min. No minimum reported · role: Executive Officer (Executive Officer of Sponsor) EDGAR ↗

Raised $28.9M from 10 investors (100% of the $28.9M target) as of the latest filing. Robert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Transwestern

Transwestern Strategic Partners III, L.L.C.

Houston, TX · Dec 28, 2010
  • Dec 28, 2010 · D · $10,000,000 sold of $15,000,000 · 17 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $10M from 17 investors (67% of the $15M target) as of the latest filing. Robert is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Commercial · group: Transwestern

Transwestern Sponsorship Equity Partners I, L.L.C.

Dallas, TX · Jul 12, 2010
  • Jul 12, 2010 · D · $20,450,000 sold of $35,000,000 · 17 investors · min. No minimum reported · role: Executive Officer (Managing Principal of the Manager) EDGAR ↗

Raised $20.4M from 17 investors (58% of the $35M target) as of the latest filing. Robert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert S. Duncan — IL, 11 issuers, Sep 28, 2011 → Dec 13, 2019 · no shared issuer
  • Robert Duncan — British Columbia, Canada (as filed: A1), 2 issuers, Nov 9, 2012 → Jan 12, 2018 · no shared issuer
  • Robert Duncan — TX, 2 issuers, Oct 8, 2009 → Oct 17, 2016 · no shared issuer
  • Robert N. Duncan, Jr. — DC, 1 issuer, Aug 17, 2012 → Aug 4, 2015 · no shared issuer
  • ROBERT DUNCAN — CA, 1 issuer, Apr 8, 2019 → Apr 8, 2019 · no shared issuer

People around Robert 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

TSEP GP I, L.L.C.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert D. Duncan. Their page shows their other deals.

Management entity

TDC Wichita GP, L.L.C.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert D. Duncan. Their page shows their other deals.

Management entity

TDC Clay GP, L.L.C.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert D. Duncan. Their page shows their other deals.

Management entity

TDC Tanglewood GP, L.L.C.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert D. Duncan. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence P. Heard

Executive Officer, Director, Promoter · 7 shared filings (7 issuers)

Lawrence P. Heard is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas O. McNearney

Executive Officer, Director, Promoter · 7 shared filings (7 issuers)

Thomas O. McNearney is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mark R. Doran

Director, Executive Officer, Promoter · 6 shared filings (6 issuers) · also on 1 other issuer

Mark R. Doran is on 7 issuers in total — a repeat sponsor. Their page lists every one.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen P. Harding

Executive Officer, Promoter, Director · 4 shared filings (4 issuers)

Listed on the same filings as Robert D. Duncan. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Carleton Riser

Executive Officer, Promoter · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Robert D. Duncan. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steve P. Harding

Director, Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Robert D. Duncan. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas E. """Chip""" Clarke, II

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Robert D. Duncan. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Hazen

Executive Officer, Director · 1 shared filing (1 issuer) · also on 4 other issuers

Charles Hazen is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald E. Davis, Jr.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert D. Duncan. Their page shows their other deals.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Ted Norman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert D. Duncan. Their page shows their other deals.

The team behind the deals

Sponsor group

Transwestern

15 issuers · 20 filings · $739.4M reported sold · 2010–2026

One team, 15 deal companies. Robert D. Duncan is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert D. Duncan.

Same business address

23 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 7 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Transwestern Strategic Partners IV, L.L.C..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert D. Duncan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert D. Duncan is listed on: none on file. No website or social profile named in TDC Wichita, L.L.C.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #324,222 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Houston, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Robert D. Duncan appears on a new Form D, or when a court case or SEC action is matched to them. See plans →