Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:29 AM ET

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Robert Dotson

Named as an officer, director or promoter on SEC Form D filings · WA · Aug 19, 2014 → Oct 19, 2016

1deal (issuers)

$10Mreported sold

58investors

2Form D filings

2014–2016years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Dotson is listed as a director on 2 SEC Form D filings by 1 issuer between Aug 2014 and Oct 2016: LumiThera, Inc. (Poulsbo, WA — other technology — 2014–2016; $10M reported sold to 58 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Clark Tedford (2 shared filings), Graham Merry (2 shared filings) and Art Taylor (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 court cases matching the name, 38 bankruptcy cases matching the name listed in Key records below.

What this means 42 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Robert Dotson and found 5 differences, 1 worth asking the sponsor about: Robert Dotson is no longer listed on the Oct 13, 2017 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Dotson has not run yet — it is joining a line of 54,910 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 2 open, 2 closed (disposition not in docket feed)

United States v. Dotson, Robert open

District Court, W.D. Wisconsin · No. 3:26-cr-00061 · Filed May 13, 2026

Role of Dotson, Robert: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in WI (not a filing state); criminal docket

United States v. Dotson, Robert open

District Court, W.D. Wisconsin · No. 3:26-cr-00061 · Filed May 13, 2026

Role of Dotson, Robert: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in WI (not a filing state); criminal docket

United States v. Dotson, Robert closed

District Court, W.D. Wisconsin · No. 3:21-cr-00053 · Filed May 26, 2021 · Closed May 19, 2022

Role of Dotson, Robert: Defendant · Outcome: Terminated 2022-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in WI (not a filing state); criminal docket

United States v. Dotson, Robert closed

District Court, W.D. Wisconsin · No. 3:21-cr-00053 · Filed May 26, 2021 · Closed May 19, 2022

Role of Dotson, Robert: Defendant · Outcome: Terminated 2022-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in WI (not a filing state); criminal docket

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Dotson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

38 cases: 2 open, 36 closed (disposition not in docket feed)

Robert A. Dotson open

United States Bankruptcy Court, S.D. Ohio · No. 3:26-bk-31597 · Filed Jul 24, 2026

Role of Robert A. Dotson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in OH (not a filing state)

Robert L Dotson closed

United States Bankruptcy Court, E.D. Kentucky · No. 24-70203 · Filed May 23, 2024 · Closed Sep 30, 2024

Role of Robert L Dotson: Debtor · Outcome: Case closed 2024-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in KY (not a filing state)

Robert L Dotson, Jr. and Kristen P Dotson closed

United States Bankruptcy Court, W.D. Kentucky · No. 21-40588 · Filed Nov 18, 2021 · Closed Mar 8, 2022

Role of Robert L Dotson, Jr.: Debtor · Outcome: Case closed 2022-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in KY (not a filing state)

Robert K. Dotson closed

United States Bankruptcy Court, M.D. Florida · No. 6:21-bk-04611 · Filed Oct 12, 2021 · Closed Jan 18, 2022

Role of Robert K. Dotson: Debtor · Outcome: Case closed 2022-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in FL (not a filing state)

Robert A. Dotson closed

United States Bankruptcy Court, N.D. Ohio · No. 21-50991 · Filed Jun 28, 2021 · Closed Nov 2, 2021

Role of Robert A. Dotson: Debtor · Outcome: Case closed 2021-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in OH (not a filing state)

Robert L Dotson, Jr closed

United States Bankruptcy Court, N.D. Illinois · No. 19-23708 · Filed Aug 22, 2019 · Closed Dec 20, 2019

Role of Robert L Dotson, Jr: Debtor · Outcome: Case closed 2019-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in IL (not a filing state)

Robert Dotson and Gwendolyn Dotson open

United States Bankruptcy Court, N.D. Illinois · No. 19-18786 · Filed Jul 2, 2019

Role of Robert Dotson and Gwendolyn Dotson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in IL (not a filing state)

Robert R. Dotson, Jr. and Regina C Dotson closed

United States Bankruptcy Court, E.D. Virginia · No. 18-51306 · Filed Sep 20, 2018 · Closed Jan 7, 2019

Role of Robert R. Dotson, Jr.: Debtor · Outcome: Case closed 2019-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in VA (not a filing state)

Robert W. Dotson, Jr. and Melisa Y. Dotson closed

United States Bankruptcy Court, S.D. Alabama · No. 14-04033 · Filed Dec 10, 2014 · Closed Apr 9, 2020

Role of Robert W. Dotson, Jr.: Debtor · Outcome: Case closed 2020-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in AL (not a filing state)

Robert L. Dotson closed

United States Bankruptcy Court, S.D. Ohio · No. 2:11-bk-62151 · Filed Dec 7, 2011 · Closed Apr 5, 2012

Role of Robert L. Dotson: Debtor · Outcome: Case closed 2012-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in OH (not a filing state)

Robert E Dotson closed

United States Bankruptcy Court, S.D. Mississippi · No. 10-00771 · Filed Feb 28, 2010 · Closed Jun 28, 2010

Role of Robert E Dotson: Debtor · Outcome: Case closed 2010-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in MS (not a filing state)

Robert L. Dotson and Deborah E. Dotson closed

United States Bankruptcy Court, D. Maryland · No. 09-32649 · Filed Nov 20, 2009 · Closed Jun 24, 2015

Role of Robert L. Dotson and Deborah E. Dotson: Debtor · Outcome: Case closed 2015-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in MD (not a filing state)

Robert L Dotson closed

United States Bankruptcy Court, W.D. Oklahoma · No. 04-22755 · Filed Nov 19, 2004 · Closed Jun 21, 2005

Role of Robert L Dotson: Debtor · Outcome: Case closed 2005-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in OK (not a filing state)

Robert A. Dotson closed

United States Bankruptcy Court, S.D. Texas · No. 04-37471 · Filed May 26, 2004 · Closed Sep 3, 2004

Role of Robert A. Dotson: Debtor · Outcome: Case closed 2004-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in TX (not a filing state)

Robert E. Dotson and Julia A. Dotson closed

United States Bankruptcy Court, E.D. Texas · No. 04-60808 · Filed Apr 12, 2004 · Closed Jul 22, 2004

Role of Robert E. Dotson and Julia A. Dotson: Debtor · Outcome: Case closed 2004-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in TX (not a filing state)

Robert L. Dotson and Bertha Lee Dotson closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 03-22777 · Filed May 21, 2003 · Closed Aug 30, 2004

Role of Robert L. Dotson and Bertha Lee Dotson: Debtor · Outcome: Case closed 2004-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in PA (not a filing state)

Robert P. Dotson closed

United States Bankruptcy Court, D. Alaska · No. 03-00344 · Filed Apr 3, 2003 · Closed Jul 31, 2003

Role of Robert P. Dotson: Debtor · Outcome: Case closed 2003-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in AK (not a filing state)

ROBERT E DOTSON and HEIDI B DOTSON closed

United States Bankruptcy Court, D. Arizona · No. 2:03-bk-00095 · Filed Jan 3, 2003 · Closed Apr 8, 2003

Role of ROBERT E DOTSON and HEIDI B DOTSON: Debtor · Outcome: Case closed 2003-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in AR (not a filing state)

Robert L. Dotson and Bertha Lee Dotson closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 02-24103 · Filed Aug 29, 2002 · Closed Jul 24, 2003

Role of Robert L. Dotson and Bertha Lee Dotson: Debtor · Outcome: Case closed 2003-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in PA (not a filing state)

Robert L Dotson and Ella M Dotson closed

United States Bankruptcy Court, D. New Jersey · No. 02-58327 · Filed Aug 6, 2002 · Closed Apr 5, 2005

Role of Robert L Dotson and Ella M Dotson: Debtor · Outcome: Case closed 2005-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in NJ (not a filing state)

Robert Dotson and Julia Dotson closed

United States Bankruptcy Court, E.D. Texas · No. 02-63074 · Filed Jul 24, 2002 · Closed Jul 21, 2003

Role of Robert Dotson and Julia Dotson: Debtor · Outcome: Case closed 2003-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in TX (not a filing state)

Robert Dotson closed

United States Bankruptcy Court, W.D. Tennessee · No. 02-24315 · Filed Mar 11, 2002 · Closed Dec 17, 2002

Role of Robert Dotson: Debtor · Outcome: Case closed 2002-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in TN (not a filing state)

Robert L. Dotson closed

United States Bankruptcy Court, D. Maryland · No. 02-11835 · Filed Feb 14, 2002 · Closed May 23, 2002

Role of Robert L. Dotson: Debtor · Outcome: Case closed 2002-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in MD (not a filing state)

Robert Dotson and Julia Dotson closed

United States Bankruptcy Court, E.D. Texas · No. 00-61526 · Filed Aug 16, 2000 · Closed Feb 28, 2001

Role of Robert Dotson and Julia Dotson: Debtor · Outcome: Case closed 2001-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in TX (not a filing state)

Robert M. Dotson closed

United States Bankruptcy Court, E.D. Michigan · No. 00-30362 · Filed Feb 24, 2000 · Closed Jun 6, 2000

Role of Robert M. Dotson: Debtor · Outcome: Case closed 2000-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in MI (not a filing state)

Robert L. Dotson and Deborah E. Dotson closed

United States Bankruptcy Court, D. Maryland · No. 99-20092 · Filed Aug 25, 1999 · Closed Jul 7, 2003

Role of Robert L. Dotson and Deborah E. Dotson: Debtor · Outcome: Case closed 2003-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in MD (not a filing state)

Robert G. Dotson closed

United States Bankruptcy Court, E.D. Virginia · No. 98-38906 · Filed Dec 2, 1998 · Closed Mar 16, 1999

Role of Robert G. Dotson: Debtor · Outcome: Case closed 1999-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in VA (not a filing state)

Robert Dotson and Nancy D. Dotson closed

United States Bankruptcy Court, N.D. Georgia · No. 98-42355 · Filed Jun 29, 1998 · Closed Oct 20, 1999

Role of Robert Dotson and Nancy D. Dotson: Debtor · Outcome: Case closed 1999-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in GA (not a filing state)

Robert R. Dotson closed

United States Bankruptcy Court, E.D. Virginia · No. 98-40441 · Filed Feb 18, 1998 · Closed Jun 2, 1998

Role of Robert R. Dotson: Debtor · Outcome: Case closed 1998-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in VA (not a filing state)

Robert S Dotson closed

United States Bankruptcy Court, N.D. Illinois · No. 97-35054 · Filed Nov 13, 1997 · Closed Mar 25, 1998

Role of Robert S Dotson: Debtor · Outcome: Case closed 1998-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in IL (not a filing state)

ROBERT DOTSON closed

United States Bankruptcy Court, D. Nevada · No. 97-22981 · Filed Apr 25, 1997 · Closed Aug 21, 1997

Role of ROBERT DOTSON: Debtor · Outcome: Case closed 1997-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in NV (not a filing state)

Robert M. Dotson closed

United States Bankruptcy Court, W.D. Tennessee · No. 96-34345 · Filed Oct 29, 1996 · Closed Mar 6, 1997

Role of Robert M. Dotson: Debtor · Outcome: Case closed 1997-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in TN (not a filing state)

Irma Dotson and Robert E. Dotson closed

United States Bankruptcy Court, N.D. West Virginia · No. 1:96-bk-11109 · Filed Jul 12, 1996 · Closed Nov 26, 1996

Role of Robert E. Dotson: Debtor · Outcome: Case closed 1996-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in WV (not a filing state)

Robert A. Dotson closed

United States Bankruptcy Court, W.D. Michigan · No. 96-82453 · Filed Apr 12, 1996 · Closed Aug 31, 1999

Role of Robert A. Dotson: Debtor · Outcome: Case closed 1999-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in MI (not a filing state)

Robert Dotson and Elna S Dotson closed

United States Bankruptcy Court, N.D. Illinois · No. 96-50033 · Filed Jan 8, 1996 · Closed Apr 30, 1996

Role of Robert Dotson and Elna S Dotson: Debtor · Outcome: Case closed 1996-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in IL (not a filing state)

Robert Dotson closed

United States Bankruptcy Court, E.D. Michigan · No. 93-44094 · Filed Apr 12, 1993 · Closed Jul 15, 1993

Role of Robert Dotson: Debtor · Outcome: Case closed 1993-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in MI (not a filing state)

Robert F. Dotson and Carla Wynne Matthews Dotson closed

United States Bankruptcy Court, M.D. North Carolina · No. 90-11263 · Filed May 4, 1990 · Closed Jul 19, 1994

Role of Robert F. Dotson and Carla Wynne Matthews Dotson: Debtor · Outcome: Case closed 1994-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in NC (not a filing state)

Robert E. Dotson and Carolyn H. Dotson closed

United States Bankruptcy Court, N.D. Oklahoma · No. 83-01238 · Filed Aug 26, 1983 · Closed Jun 15, 1990

Role of Robert E. Dotson and Carolyn H. Dotson: Debtor · Outcome: Case closed 1990-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 87 federal dockets); court in OK (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Robert Dotson — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Note · Aug 15, 2014 – Aug 19, 2014

No amendment in the last 12 months on an offering that may still be open — LumiThera, Inc. (latest filing Aug 19, 2014)

The latest filing for this offering is dated Aug 19, 2014 (first sale Aug 15, 2014). It reports $325,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 19, 2014 ↗LumiThera, Inc. — PartnerFacts page ↗

Sources

Form D · Aug 19, 2014 ↗ (Aug 19, 2014)
LumiThera, Inc. — PartnerFacts page ↗ (Feb 26, 2025)

Worth asking · Oct 19, 2016 – Oct 13, 2017

Robert Dotson is no longer listed on the Oct 13, 2017 amendment — LumiThera, Inc.

Robert Dotson appears on the Oct 19, 2016 Form D (director) but not on the Oct 13, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Oct 19, 2016 ↗Form D/A · Oct 13, 2017 ↗Robert Dotson — PartnerFacts page ↗LumiThera, Inc. — PartnerFacts page ↗

Sources

Form D · Oct 19, 2016 ↗ (Oct 19, 2016)
Form D/A · Oct 13, 2017 ↗ (Oct 13, 2017)
Robert Dotson — PartnerFacts page ↗
LumiThera, Inc. — PartnerFacts page ↗ (Feb 26, 2025)

Note · Oct 19, 2016 – Oct 13, 2017

Offering amount changed between filings — LumiThera, Inc.

The Oct 19, 2016 filing says $5,000,000 offered; the Oct 13, 2017 Form D/A says $6,600,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 19, 2016 ↗Form D/A (later) · Oct 13, 2017 ↗LumiThera, Inc. — PartnerFacts page ↗

Sources

Form D (earlier) · Oct 19, 2016 ↗ (Oct 19, 2016)
Form D/A (later) · Oct 13, 2017 ↗ (Oct 13, 2017)
LumiThera, Inc. — PartnerFacts page ↗ (Feb 26, 2025)

Note · Oct 19, 2016 – Oct 13, 2017

Minimum investment changed between filings — LumiThera, Inc.

The Oct 19, 2016 filing lists a minimum of $50,000; the Oct 13, 2017 Form D/A lists $10,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 19, 2016 ↗Form D/A (later) · Oct 13, 2017 ↗LumiThera, Inc. — PartnerFacts page ↗

Sources

Form D (earlier) · Oct 19, 2016 ↗ (Oct 19, 2016)
Form D/A (later) · Oct 13, 2017 ↗ (Oct 13, 2017)
LumiThera, Inc. — PartnerFacts page ↗ (Feb 26, 2025)

Note · Aug 19, 2014 – Oct 19, 2016

Industry group changed between filings — LumiThera, Inc.

"Biotechnology" (Aug 19, 2014); then "Other Health Care" (Oct 19, 2016 to Oct 13, 2017).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Aug 19, 2014 ↗Form D · Oct 19, 2016 ↗LumiThera, Inc. — PartnerFacts page ↗

Sources

Form D · Aug 19, 2014 ↗ (Aug 19, 2014)
Form D · Oct 19, 2016 ↗ (Oct 19, 2016)
LumiThera, Inc. — PartnerFacts page ↗ (Feb 26, 2025)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 19, 2016 D LumiThera, Inc. File 021-272806	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 19, 2014 D LumiThera, Inc. File 021-223188	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert Dotson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

LumiThera, Inc.

Poulsbo, WA · Aug 19, 2014 → Oct 19, 2016 · 2 filings

Oct 19, 2016 · D · $0 sold of $5,000,000 · 0 investors · min. $50,000 · role: Director EDGAR ↗
Aug 19, 2014 · D · $325,000 sold of $3,000,000 · 7 investors · min. $5,000 · role: Director EDGAR ↗

Raised $10M from 58 investors (100% of the $5M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Robert 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Graham Merry

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Dotson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Clark Tedford

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Dotson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Art Taylor

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Dotson. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Dotson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Dotson is listed on: none on file. No website or social profile named in LumiThera, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #77,018 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Poulsbo, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Robert Dotson

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

No amendment in the last 12 months on an offering that may still be open — LumiThera, Inc. (latest filing Aug 19, 2014)

Robert Dotson is no longer listed on the Oct 13, 2017 amendment — LumiThera, Inc.

Offering amount changed between filings — LumiThera, Inc.

Minimum investment changed between filings — LumiThera, Inc.

Industry group changed between filings — LumiThera, Inc.

5. Money to insiders

Deals 1

LumiThera, Inc.

People around Robert 3

Graham Merry

Clark Tedford

Art Taylor

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person