Robert DiFazio is listed as an executive officer and director on 5 SEC Form D filings by 3 issuers between Jul 2010 and Sep 2022: Mantara Inc (Jersey City, NJ — other technology — 2010; $17.4M reported sold to 5 investors), Vest Coast SPV I LLC (Rumson, NJ — industry reported as "Other" — 2021–2022; $750K reported sold to 25 investors) and Vest Coast Equip SPV LLC (Rumson, NJ — industry reported as "Other" — 2021; $415K reported sold to 12 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $18.6M sold in total.
Listed alongside Vest Coast Capital LLC (3 shared filings, management entity), Allen & Buckeridge Asset Management Limited (as responsible entity for the Allen & Buckeridge Emerging Technologies Fund, A&B ETCP, L.P.) (2 shared filings, management entity), Bill Segal (as trustee for BRAT Family Trust) (2 shared filings, management entity), Bruce Fram (2 shared filings), CM Capital Investments Pty Ltd (in its capacity as manager of the CM Capital Venture Trust No. 3 and as trustee of CM Capital 3A) (2 shared filings, management entity) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
2 of the issuers belong to the sponsor group Vest Coast (2 issuers, $665K reported sold, 2021–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Vest Coast has 2 companies on file and $665K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 court cases matching the name, 1 SEC release, 6 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Robert DiFazio and found 4 differences: Form D filed 47 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.