Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NY, CA · Oct 20, 2009 → Jun 30, 2026
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Robert Schwartz is listed as an executive officer and director on 90 SEC Form D filings by 38 issuers between Apr 2009 and Jun 2026. Largest by amount reported sold: S3 LB Real Estate Credit A III LP (New York, NY — pooled investment fund — 2024–2025; $236.6M reported sold to 61 investors), S3 Small Balance RE Credit A Domestic LP (New York, NY — reits and finance — 2025–2026; $215.3M reported sold to 367 investors), S3 LB Real Estate Credit III LP (New York, NY — pooled investment fund — 2024–2025; $210.7M reported sold to 131 investors), COOPER CREEK PARTNERS LLC (New York, NY — pooled investment fund — 2009–2015; $200.4M reported sold to 162 investors), Sentinel Labs, Inc. (Mountain View, CA — industry reported as "Other" — 2015–2021; $152.7M reported sold to 40 investors) and 33 more (all listed below).
What this means That is a lot of deals — 38 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $1.92B sold in total.
Listed alongside Joshua Crane (23 shared filings), Cooper Creek Partners Management LLC (11 shared filings, management entity), David Bree (10 shared filings), Roger Hanson (10 shared filings), John McCleary (7 shared filings) and 138 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
The issuers belong to 4 sponsor groups: S3 Small Balance (14 issuers, $810.3M reported sold, 2021–2026), Group linked by Joshua Crane (3 issuers, $91.3M reported sold, 2015–2019), Cooper Creek (2 issuers, $313.4M reported sold, 2009–2026) and Upstart Network (3 issuers, $133.9M reported sold, 2012–2018).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 22 bankruptcy cases matching the name listed in Key records below.
What this means 23 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared the newest 50 of 90 public filings for Robert Schwartz and found 22 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Paid seller listed without a CRD number: Loretan Consulting; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Robert Schwartz has not run yet — it is joining a line of 44,608 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
1 case: 1 dismissed
850 Securities, Commodities, Exchange
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Schwartz..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
22 cases: 22 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
22 differences found between the filings for Robert Schwartz — 5 worth asking about (compared the newest 50 of 90 filings on Oct 24, 2026; older filings not covered)
United States Bankruptcy Court, C.D. California docket "Alfred Yu and Janice Yu" filed Mar 7, 2013, closed Feb 10, 2015. Alfred Yu (listed on the same filings) is listed as Debtor ("Alfred Yu and Janice Yu"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, C.D. California docket "Bank Of America v. Biegel" filed Oct 27, 1997, closed Aug 18, 1998. Justin Biegel (listed on the same filings) is listed as Defendant ("Biegel"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Mar 7, 2018 filing says $52,681,575 sold; the Mar 6, 2019 Form D/A says $33,584,447 sold — $19,097,128 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The Oct 9, 2018 Form D reports $1,713,043 sold and $195,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
S3 Capital Partners Fund II LP (last filing Jun 29, 2017; $45,000,000 sold of $100,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Loretan Consulting is listed as receiving sales compensation on 3 filings (Mar 1, 2024 to Feb 27, 2026) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
Alta Via Advisors is listed as receiving sales compensation on 2 filings (Oct 31, 2014 to Nov 2, 2015) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
Form D filed 160 days after the first sale — S3 SB Real Estate Capital Fund VI LP · Form D filed 101 days after the first sale — USHUR, INC. · Form D filed 79 days after the first sale — Ciphertrace. Inc. · Form D filed 87 days after the first sale — S3 Capital Partners Fund II LP · Form D filed 99 days after the first sale — Upstart Holdings, Inc. · and 6 more
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
No amendment in the last 12 months on an offering that may still be open — USHUR, INC. (latest filing Feb 13, 2025) · No amendment in the last 12 months on an offering that may still be open — S3 LB Real Estate Credit A REIT III LLC (latest filing Dec 6, 2024) · No amendment in the last 12 months on an offering that may still be open — S3 LB Real Estate Credit REIT III LLC (latest filing Dec 6, 2024) · No amendment in the last 12 months on an offering that may still be open — USHUR, INC. (latest filing Feb 13, 2023) · No amendment in the last 12 months on an offering that may still be open — Ciphertrace. Inc. (latest filing Jun 4, 2021) · and 7 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
Robert Schwartz appears on the Nov 2, 2015 Form D/A (executive officer) but not on the Nov 2, 2016 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
The Nov 2, 2015 filing lists a minimum of $10,000; the Nov 2, 2016 Form D/A lists $0.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
"Other Technology" (Jan 25, 2017); then "Other" (Feb 21, 2020 to Feb 24, 2021).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
"$50,000,001 - $100,000,000" (Oct 20, 2009); then "$5,000,001 - $25,000,000" (Nov 2, 2015); then "Decline to Disclose" (Nov 2, 2016).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
"$1 - $5,000,000" (Mar 9, 2012); then "Decline to Disclose" (Mar 11, 2013).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
This page covers filings where the address state is NY or CA. A separate record, "Robert Schwartz" with address state PA or MN or TX, is listed on 9 filings — most recently by LifeLens Technologies, Inc. (Nov 17, 2025). Both records have filings in the same period (Jul 17, 2019 to Nov 17, 2025).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NY or CA. A separate record, "Robert Schwartz" with address state CO, is listed on 2 filings — most recently by SBF Opportunities Fund, LP (Jul 7, 2016). Both records have filings in the same period (Jun 10, 2016 to Jul 7, 2016).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NY or CA. A separate record, "Robert Francis Schwartz" with address state X0, is listed on 2 filings — most recently by Leadenhall Value Insurance Linked Investments Fund PLC (Jan 15, 2016). Both records have filings in the same period (Nov 18, 2015 to Jan 15, 2016).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NY or CA. A separate record, "Robert Schwartz" with address state L3, is listed on 1 filing — most recently by Perion Network Ltd. (Dec 10, 2015). Both records have filings in the same period (Dec 10, 2015).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NY or CA. A separate record, "Robert Schwartz" with address state IL, is listed on 2 filings — most recently by O'Brien Agricultural Fund LLC (Sep 10, 2013). Both records have filings in the same period (Sep 12, 2012 to Sep 10, 2013).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the Mar 5, 2021 filing give New York, NY; on the Mar 4, 2022 filing they give Camana Bay, Grand Cayman, Cayman Islands (as filed: E9). The address now on file (Intertrust Corp. Svcs. (Cayman) Ltd., One Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 117 issuers.
What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.
The people listed on the Mar 11, 2015 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Mar 8, 2016 filing they give New York, NY. The address now on file (Intertrust Corp. Svcs. (Cayman) Ltd., One Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 117 issuers.
What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.
NY on 45 filings (Oct 20, 2009 to Jun 30, 2026); CA on 15 filings (Apr 27, 2016 to Feb 13, 2025).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 90 filings (work cap); older filings are not covered here. As of Oct 24, 2026.
11 of 60 offerings report sales commissions totalling $475,167; 0 report finder's fees; 2 report proceeds to related persons totalling $13,195,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jun 30, 2026 D/A S3 Small Balance RE Credit A Domestic LP File 021-550393 | $26,125 (est.) | $0 | $0 | Vigilant Distributors, LLC BrokerCheck CRD 285573 ↗ | EDGAR ↗ |
| Jun 30, 2026 D/A S3 Small Balance RE Credit A Foreign LLC File 021-550396 | $252,750 (est.) | $0 | $0 | FDX Capital LLC BrokerCheck CRD 119302 ↗ | EDGAR ↗ |
| Feb 27, 2026 D/A Cooper Creek Partners Ltd. File 021-174630 | $147,579 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | Andrew R. Feldman BrokerCheck CRD 001147411 ↗ via Agecroft Partners, LLC (CRD 000139227 ↗) 16 Points LLC BrokerCheck CRD 000277033 ↗ Loretan Consulting no CRD number reported | EDGAR ↗ |
| Feb 6, 2026 D S3 RE Perpetual Yield REIT LLC File 021-572736 | $6,250 | $0 | $0 | ICA, LLC BrokerCheck CRD 145235 ↗ | EDGAR ↗ |
| Nov 18, 2025 D S3 RE Perpetual Yield LP File 021-564294 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 30, 2025 D/A S3 LB Real Estate Credit III LP File 021-528219 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 30, 2025 D/A S3 LB Real Estate Credit A III LP File 021-528224 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 13, 2025 D USHUR, INC. File 021-538145 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 28, 2025 D S3 LB Real Estate Credit REIT III LLC File 021-536540 | $6,250 | $0 | $0 | ICA, LLC BrokerCheck CRD 145235 ↗ | EDGAR ↗ |
| Jan 28, 2025 D S3 LB Real Estate Credit A REIT III LLC File 021-536539 | $6,250 | $0 | $0 | ICA, LLC BrokerCheck CRD 145235 ↗ | EDGAR ↗ |
| Dec 6, 2024 D S3 LB Real Estate Credit REIT III LLC File 021-531370 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 6, 2024 D S3 LB Real Estate Credit A REIT III LLC File 021-531366 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 8, 2024 D S3 SB Real Estate Capital Fund VI LP File 021-518011 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 13, 2023 D USHUR, INC. File 021-473263 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 7, 2023 D S3 Real Estate Credit REIT II LLC File 021-472768 | $6,250 | $0 | $0 | ICA, LLC BrokerCheck CRD 145235 ↗ | EDGAR ↗ |
| Feb 7, 2023 D S3 Real Estate Credit A REIT II LLC File 021-472767 | $6,250 | $0 | $0 | ICA, LLC BrokerCheck CRD 145235 ↗ | EDGAR ↗ |
| Nov 3, 2022 D S3 Real Estate Credit II LP File 021-463736 | $0 | $0 | $0 Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated this time. | None listed on this filing | EDGAR ↗ |
| Nov 3, 2022 D S3 Real Estate Credit A II LP File 021-463740 | $0 | $0 | $0 Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Oct 26, 2021 D KENTIK TECHNOLOGIES, INC. File 021-418610 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 4, 2021 D Ciphertrace. Inc. File 021-401743 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 24, 2021 D Sentinel Labs, Inc. File 021-390351 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 10, 2021 D S3 Capital Fund IV REIT LLC File 021-388996 | $6,250 | $0 | $0 | Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗ | EDGAR ↗ |
| Feb 21, 2020 D Sentinel Labs, Inc. File 021-361138 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 11, 2019 D S3 Capital Fund III REIT LLC File 021-332585 | $6,250 | $0 | $0 | Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗ | EDGAR ↗ |
| Oct 9, 2018 D Rubicon Labs, Inc. File 021-323046 | $0 | $0 | $195,000 (est.) | None listed on this filing | EDGAR ↗ |
| Sep 12, 2018 D Packet Host, Inc. File 021-321110 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 13, 2018 D Neptune Financial Inc. File 021-305528 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 29, 2017 D S3 Capital Partners Fund II LP File 021-289737 | $0 | $0 | $0 Does not include any ongoing incentive arrangements or management fees paid to the General Partner under the operating documents. | None listed on this filing | EDGAR ↗ |
| Apr 10, 2017 D/A Neptune Financial Inc. File 021-279043 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 2, 2017 D Upstart Holdings, Inc. File 021-281688 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 25, 2017 D Sentinel Labs, Inc. File 021-279210 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 4, 2016 D KENTIK TECHNOLOGIES, INC. File 021-268320 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 12, 2016 D Formation Data Systems, Inc. File 021-266832 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 27, 2016 D R2 SEMICONDUCTOR INC File 021-262141 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 2, 2015 D/A COOPER CREEK PARTNERS LLC File 021-124563 | $4,963 | $0 | $0 | Alta Via Advisors no CRD number reported | EDGAR ↗ |
| Oct 14, 2015 D Sentinel Labs, Inc. File 021-249353 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 19, 2015 D R2 SEMICONDUCTOR INC File 021-246077 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 14, 2015 D S3 Capital Partners LP File 021-245761 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 13, 2015 D Elastica, Inc. File 021-235909 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 13, 2015 D CLOUDVELOX, INC. File 021-234087 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 12, 2014 D Formation Data Systems, Inc. File 021-224656 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 27, 2014 D Elastica, Inc. File 021-219992 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 30, 2014 D/A Apigee Corp File 021-216682 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 8, 2014 D Apigee Corp File 021-209495 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 4, 2013 D Kumu Networks, Inc. File 021-205760 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 17, 2013 D CLOUDVELOX, INC. File 021-199805 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 8, 2013 D R2 SEMICONDUCTOR INC File 021-191540 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 19, 2012 D INTELLEFLEX Corp File 021-185874 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 16, 2012 D Apigee Corp File 021-182800 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 2, 2012 D Apigee Corp File 021-177547 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 7, 2012 D R2 SEMICONDUCTOR INC File 021-172974 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 28, 2011 D Apigee Corp File 021-170829 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 23, 2011 D/A Enphase Energy, Inc. File 021-161779 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 8, 2011 D IQ Engines, Inc. File 021-168413 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 12, 2011 D INTELLEFLEX Corp File 021-165695 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 9, 2011 D cocodot inc. File 021-164146 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 17, 2010 D R2 SEMICONDUCTOR INC File 021-147915 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 4, 2010 D/A Enphase Energy, Inc. File 021-130728 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 18, 2009 D/A R2 SEMICONDUCTOR INC File 021-126374 | $0 | $0 | $13,000,000 (est.) | None listed on this filing | EDGAR ↗ |
| Apr 14, 2009 D SEQUOIA COMMUNICATIONS CORP File 021-55699 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Robert Schwartz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $215.3M from 367 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $35.3M from 34 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $113.1M from 10 investors as of the latest filing. Robert is listed as director on 15 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $33M from 2 investors as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $210.7M from 131 investors (32% of the $650M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $236.6M from 61 investors (36% of the $650M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $50.6M from 28 investors (100% of the $30M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $130.2M from 125 investors (100% of the $125K target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $4.83M from 125 investors (100% of the $125K target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $78.6M from 142 investors (100% of the $78.6M target) as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Robert is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Robert is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $56.3M from 37 investors (100% of the $56.3M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $27.1M from 18 investors (77% of the $35.1M target) as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $152.7M from 40 investors (100% of the $104.4M target) as of the latest filing. Robert is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Robert is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Robert is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $12.1M from 12 investors (100% of the $3M target) as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $25M from 18 investors (100% of the $25M target) as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $10M from 3 investors (100% of the $10M target) as of the latest filing. Robert is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $45M from 43 investors (45% of the $100M target) as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $35M from 13 investors (62% of the $56.6M target) as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $15M from 41 investors (75% of the $20M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $13M from 16 investors (100% of the $11M target) as of the latest filing. Robert is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $200.4M from 162 investors as of the latest filing. Robert is listed as executive officer on 7 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $46.1M from 32 investors (46% of the $100M target) as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $18.3M from 8 investors (100% of the $9M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $15M from 7 investors (100% of the $15M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $60.1M from 42 investors (100% of the $60.1M target) as of the latest filing. Robert is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $15.2M from 7 investors (100% of the $15.2M target) as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $9M from 13 investors (64% of the $14M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $45.9M from 30 investors (56% of the $81.9M target) as of the latest filing. Robert is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $3.8M from 2 investors (76% of the $5M target) as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $4.25M from 6 investors (71% of the $6M target) as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $655K from 14 investors (44% of the $1.5M target) as of the latest filing. Robert is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Joshua Crane is on 17 issuers in total — a repeat sponsor. Their page lists every one.
David Bree is on 410 issuers in total — a repeat sponsor. Their page lists every one.
Roger Hanson is on 97 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Neal Dempsey is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Fahri Diner is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Promod Haque is on 12 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
David Fisher is on 195 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Sophia Dilbert is on 104 issuers in total — a repeat sponsor. Their page lists every one.
Michael Goguen is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Sameet Mehta is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Navin Chaddha is on 28 issuers in total — a repeat sponsor. Their page lists every one.
R. Thomas Dyal is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
Listed on the same filings as Robert Schwartz. Their page shows their other deals.
One team, 14 deal companies. Robert Schwartz is listed on 14 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Schwartz.
One team, 3 deal companies. Robert Schwartz is listed on 3 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Schwartz.
One team, 2 deal companies. Robert Schwartz is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Schwartz.
One team, 3 deal companies. Robert Schwartz is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Schwartz.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 5 of the 38 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Cooper Creek Partners Ltd., S3 RE Perpetual Yield LP, S3 LB Real Estate Credit III LP, S3 LB Real Estate Credit A III LP, COOPER CREEK PARTNERS LLC.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Robert Schwartz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 38 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Robert Schwartz is listed on: none on file. No website or social profile named in S3 Small Balance RE Credit A Domestic LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #19,686 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Robert Schwartz appears on a new Form D, or when a court case or SEC action is matched to them. See plans →