PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:48 AM ET

Sponsor Check › Sponsor group

UN

Upstart Network

One sponsor team, 3 deal companies · Palo Alto, CA

Grouped because: 4 shared people, same business address (2 issuers), similar issuer names (3) (automatic match from the filings) · not the same sponsor?

3deal companies
$133.9Mreported sold
2,580investors
12Form D filings
2012–2018active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jul 25, 2018 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Upstart Network is a sponsor group of 3 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names, same business address; automatic match from the filings), filing 12 Form D filings between Aug 2012 and Jul 2018.

What this means One team, 3 deal companies, about 6 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $133.9M to 2,580 investors (latest filing per issuer). Industries as reported: Other Banking and Financial Services (2), "Other" (1). Issuers are based in CA (3).

What this means $133.9M raised across the group, about $52K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Alison Fiona Nicoll (3 issuers, executive officer), David Joseph Girouard (3 issuers, executive officer, director, and promoter), Andrew Hunt Palmer (2 issuers, executive officer and director), Ryan Randall (2 issuers, executive officer), Andy Palmer (1 issuer, director) and 5 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jul 25, 2018.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 55 court cases matching the name, 40 bankruptcy cases matching the name listed in Key records below.

What this means 95 records came back, including 25 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for Upstart Network and found 17 differences, 4 worth asking the sponsor about: 45 court cases name Upstart Network; 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Upstart Network has not run yet — it is joining a line of 27,582 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

55 cases: 25 open, 29 closed (disposition not in docket feed), 1 dismissed

Villaluz v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, S.D. California · No. 3:26-cv-04698 · Filed Aug 17, 2026
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Afoa v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, S.D. California · No. 3:26-cv-04553 · Filed Aug 7, 2026
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Kachur v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, N.D. Georgia · No. 1:26-cv-04263 · Filed Jul 28, 2026
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in GA (not the issuer's state)
Grimme v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, N.D. California · No. 5:26-cv-06453 · Filed Jun 29, 2026
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Martinez v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, M.D. Pennsylvania · No. 3:26-cv-01761 · Filed Jun 25, 2026
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in PA (not the issuer's state)
Beckmann v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, M.D. Florida · No. 3:26-cv-01603 · Filed Jun 19, 2026 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in FL (not the issuer's state)
Galaviz v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, W.D. Texas · No. 1:26-cv-01490 · Filed Jun 3, 2026
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in TX (not the issuer's state)
Bronstin v. Upstart Network, Inc. (MAG2) open matched at sponsor-group level (Upstart Network)
District Court, M.D. Alabama · No. 2:26-mc-04052 · Filed May 28, 2026 · Nature of suit: 890 Other Statutory Actions · Cause: Motion to Compel
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in AL (not the issuer's state)
Funn v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, N.D. California · No. 3:26-cv-03823 · Filed Apr 30, 2026
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Dunn v. Upstart Holdings, Inc. open
District Court, N.D. California · No. 3:26-cv-02974 · Filed Apr 7, 2026 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Upstart Holdings, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (CA)
Robinson v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, N.D. California · No. 3:26-cv-01764 · Filed Mar 2, 2026
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Juan Cuevas v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, C.D. California · No. 2:26-cv-00006 · Filed Jan 2, 2026
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Tucker v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, M.D. Florida · No. 8:25-cv-03179 · Filed Nov 18, 2025 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in FL (not the issuer's state)
SPRINKLES v. UPSTART NETWORK, INC. open matched at sponsor-group level (Upstart Network)
District Court, S.D. Indiana · No. 1:25-cv-02142 · Filed Oct 17, 2025
Role of UPSTART NETWORK, INC.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in IN (not the issuer's state)
Mallett v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, N.D. Illinois · No. 1:25-cv-12114 · Filed Oct 2, 2025 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in IL (not the issuer's state)
Bronstin v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, M.D. Pennsylvania · No. 1:25-cv-01410 · Filed Jul 29, 2025 · Nature of suit: Telephone Consumer Protection Act (TCPA) · Cause: 47:227 Restrictions of Use of Telephone Equipment
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in PA (not the issuer's state)
Asbell v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, N.D. Georgia · No. 1:25-cv-04192 · Filed Jul 28, 2025
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in GA (not the issuer's state)
Zickafoose v. Upstart Network, Inc closed matched at sponsor-group level (Upstart Network)
District Court, M.D. Florida · No. 8:25-cv-01280 · Filed May 20, 2025 · Closed Oct 10, 2025 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Upstart Network, Inc: Defendant · Outcome: Terminated 2025-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in FL (not the issuer's state)
Bause v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, N.D. Georgia · No. 1:25-cv-02254 · Filed Apr 24, 2025
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in GA (not the issuer's state)
Koidahl v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, N.D. California · No. 4:25-cv-01485 · Filed Feb 13, 2025 · Nature of suit: Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Terrado v. Upstart Network Inc. closed matched at sponsor-group level (Upstart Network)
District Court, N.D. California · No. 3:24-cv-06671 · Filed Sep 24, 2024 · Closed Dec 11, 2024 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Upstart Network Inc.: Defendant · Outcome: Terminated 2024-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Hozayen v. UpStart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, D. Minnesota · No. 0:24-cv-03499 · Filed Aug 31, 2024 · Nature of suit: Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of UpStart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in MN (not the issuer's state)
Handley v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, N.D. Illinois · No. 1:24-cv-07711 · Filed Aug 27, 2024 · Closed Oct 10, 2024
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2024-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in IL (not the issuer's state)
Jarrett v. Upstart Network Inc closed matched at sponsor-group level (Upstart Network)
District Court, M.D. Florida · No. 6:24-cv-01290 · Filed Jul 15, 2024 · Closed Aug 20, 2024
Role of Upstart Network Inc: Defendant · Outcome: Terminated 2024-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in FL (not the issuer's state)
ROBINSON v. UPSTART HOLDINGS, INC. open
District Court, District of Columbia · No. 1:24-cv-01998 · Filed Jul 10, 2024 · Nature of suit: 470 Racketeer/Corrupt Organization · Cause: 18:1961 Racketeering (RICO) Act
Role of UPSTART HOLDINGS, INC.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in DC (not the issuer's state)
Vega v. Upstart Holdings, Inc. closed
District Court, N.D. Georgia · No. 1:24-cv-02906 · Filed Jul 1, 2024 · Closed Oct 11, 2024 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Upstart Holdings, Inc.: Defendant · Outcome: Terminated 2024-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in GA (not the issuer's state)
Berg v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, D. Oregon · No. 3:24-cv-00809 · Filed May 16, 2024 · Closed Mar 5, 2025
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2025-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in OR (not the issuer's state)
Adrian Tay v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, C.D. California · No. 2:24-cv-03372 · Filed Apr 23, 2024 · Closed Dec 2, 2024
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2024-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
BAILEY v. UPSTART NETWORK INC closed matched at sponsor-group level (Upstart Network)
District Court, N.D. Florida · No. 5:24-cv-00044 · Filed Feb 21, 2024 · Closed Aug 6, 2024 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of UPSTART NETWORK INC: Defendant · Outcome: Terminated 2024-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in FL (not the issuer's state)
v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, S.D. Florida · No. 1:23-mc-24578 · Filed Dec 4, 2023 · Closed Dec 5, 2023
Role of v. Upstart Network, Inc.: Party · Outcome: Terminated 2023-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Upstart Network, Inc. v. Harding closed matched at sponsor-group level (Upstart Network)
District Court, S.D. Florida · No. 1:23-cv-24579 · Filed Dec 4, 2023 · Closed Jan 25, 2024
Role of Upstart Network, Inc.: Plaintiff · Outcome: Terminated 2024-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in FL (not the issuer's state)
King v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, N.D. Georgia · No. 1:23-cv-05489 · Filed Nov 30, 2023 · Closed Apr 24, 2024
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2024-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in GA (not the issuer's state)
CARTER v. UPSTART NETWORK INC. closed matched at sponsor-group level (Upstart Network)
District Court, E.D. Pennsylvania · No. 2:23-cv-04747 · Filed Nov 30, 2023 · Closed Aug 8, 2024 · Nature of suit: Other Statutes: Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of UPSTART NETWORK INC.: Defendant · Outcome: Terminated 2024-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in PA (not the issuer's state)
Barrett v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
District Court, D. Oregon · No. 6:23-cv-01588 · Filed Oct 27, 2023
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in OR (not the issuer's state)
Morrison v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, W.D. Michigan · No. 1:23-cv-01140 · Filed Oct 27, 2023 · Closed Feb 22, 2024 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2024-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in MI (not the issuer's state)
SOUDERS v. UPSTART NETWORK, INC. closed matched at sponsor-group level (Upstart Network)
District Court, S.D. Indiana · No. 1:23-cv-01772 · Filed Sep 29, 2023 · Closed Mar 11, 2024
Role of UPSTART NETWORK, INC.: Defendant · Outcome: Terminated 2024-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in IN (not the issuer's state)
Fields v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, D. Oregon · No. 3:23-cv-01093 · Filed Jul 27, 2023 · Closed Jan 31, 2024
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2024-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in OR (not the issuer's state)
Orate v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, N.D. California · No. 3:23-cv-02765 · Filed Jun 5, 2023 · Closed Oct 15, 2024 · Nature of suit: Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2024-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Owens v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, E.D. North Carolina · No. 5:23-cv-00252 · Filed May 11, 2023 · Closed Jan 3, 2024
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2024-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in NC (not the issuer's state)
Polly v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, S.D. Florida · No. 1:23-cv-21687 · Filed May 4, 2023 · Closed Jun 3, 2023
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2023-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in FL (not the issuer's state)
Krueger v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, N.D. California · No. 3:23-cv-02188 · Filed May 4, 2023 · Closed Oct 3, 2023 · Nature of suit: Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2023-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Skinner v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, W.D. Texas · No. 5:23-cv-00391 · Filed Mar 29, 2023 · Closed Feb 6, 2024 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2024-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in TX (not the issuer's state)
Chung v. Upstart Holdings, Inc. open
District Court, S.D. Ohio · No. 2:22-cv-03620 · Filed Oct 7, 2022 · Nature of suit: Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Upstart Holdings, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OH (not the issuer's state)
Crain v. Upstart Holdings, Inc. open
District Court, S.D. Ohio · No. 2:22-cv-02935 · Filed Jul 26, 2022 · Nature of suit: Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Upstart Holdings, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OH (not the issuer's state)
Thurman v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, N.D. Illinois · No. 1:22-cv-03757 · Filed Jul 20, 2022 · Closed Sep 19, 2022
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2022-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in IL (not the issuer's state)
Handelsbanken Fonder AB v. Upstart Holdings, Inc. closed
District Court, S.D. Ohio · No. 2:22-cv-02706 · Filed Jul 7, 2022 · Closed Jul 27, 2022 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Upstart Holdings, Inc.: Defendant · Outcome: Terminated 2022-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OH (not the issuer's state)
DeVante-Keith v. Upstart Holdings, Inc. closed
District Court, N.D. California · No. 4:22-cv-03879 · Filed Jun 28, 2022 · Closed Mar 10, 2023 · Nature of suit: Consumer Credit · Cause: 28:1331 Fed. Question
Role of Upstart Holdings, Inc.: Defendant · Outcome: Terminated 2023-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (CA)
Zhang v. Upstart Holdings, Inc. closed
District Court, N.D. California · No. 3:22-cv-03668 · Filed Jun 22, 2022 · Closed Jul 11, 2022 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Upstart Holdings, Inc.: Defendant · Outcome: Terminated 2022-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (CA)
Cruz v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, N.D. Illinois · No. 1:22-cv-02870 · Filed May 31, 2022 · Closed Jan 19, 2023 · Nature of suit: 190 Contract: Other · Cause: 28:1331 Federal Question
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2023-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in IL (not the issuer's state)
Plymouth County Retirement Association v. Upstart Holdings, Inc. closed
District Court, N.D. California · No. 3:22-cv-02973 · Filed May 19, 2022 · Closed Jul 25, 2022 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Upstart Holdings, Inc.: Defendant · Outcome: Terminated 2022-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (CA)
Smith v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, N.D. Georgia · No. 1:21-cv-04068 · Filed Sep 30, 2021 · Closed Jul 19, 2023 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2023-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in GA (not the issuer's state)
Bradford v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, S.D. Texas · No. 4:21-cv-03062 · Filed Sep 21, 2021 · Closed Dec 24, 2021 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2021-12-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in TX (not the issuer's state)
Rodriguez v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
District Court, S.D. California · No. 3:19-cv-01971 · Filed Oct 11, 2019 · Closed Apr 30, 2020 · Nature of suit: 890 Other Statutory Actions · Cause: 15:1681 Fair Credit Reporting Act
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2020-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Hosseini v. Upstart Network, Inc. dismissed matched at sponsor-group level (Upstart Network)
District Court, E.D. Virginia · No. 1:19-cv-00704 · Filed May 31, 2019 · Closed Mar 2, 2020 · Nature of suit: Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Upstart Network, Inc.: Defendant · Outcome: Terminated 2020-03-02 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; court in VA (not the issuer's state)
Upstart Network, Inc. v. Harding open matched at sponsor-group level (Upstart Network)
District Court, S.D. Florida · No. 1:23-mc-24579 · Filed —
Role of Upstart Network, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in FL (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Upstart Network..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

40 cases: 10 open, 30 closed (disposition not in docket feed)

Jarvis v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, D. Minnesota · No. 26-04155 · Filed Sep 29, 2026
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in MN (not the issuer's state)
ABELOW v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, M.D. Tennessee · No. 3:26-ap-90093 · Filed Aug 12, 2026
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in TN (not the issuer's state)
Bailey v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, D. Minnesota · No. 26-04119 · Filed Jul 16, 2026
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in MN (not the issuer's state)
Stadtmueller v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, S.D. California · No. 26-90073 · Filed May 7, 2026
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Martin v. Upstart Network, Inc open matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, W.D. Virginia · No. 26-07009 · Filed Apr 27, 2026
Role of Upstart Network, Inc: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in VA (not the issuer's state)
Gaughan v. UPSTART NETWORK, INC. open matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, D. Arizona · No. 2:26-ap-00014 · Filed Jan 21, 2026
Role of UPSTART NETWORK, INC.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in AR (not the issuer's state)
Brody v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, W.D. Kentucky · No. 25-03044 · Filed Sep 24, 2025 · Nature of suit: 02 Other (e.g. other actions that would have been brought in state court if unrelated to bankruptcy)
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in KY (not the issuer's state)
Brown v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, E.D. Missouri · No. 25-04018 · Filed Apr 30, 2025
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in MO (not the issuer's state)
Weinman v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, D. Colorado · No. 24-01245 · Filed Oct 30, 2024 · Closed Nov 18, 2024
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2024-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in CO (not the issuer's state)
Meininger v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, M.D. Florida · No. 8:24-ap-00325 · Filed Oct 1, 2024 · Closed Feb 7, 2025
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2025-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in FL (not the issuer's state)
UPSTART HOLDINGS INC closed
United States Bankruptcy Court, S.D. Texas · No. 24-00743 · Filed Apr 22, 2024 · Closed Sep 30, 2024
Role of UPSTART HOLDINGS INC: Debtor · Outcome: Case closed 2024-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state)
Jones v. UPSTART NETWORK, INC. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, E.D. Tennessee · No. 2:24-ap-05004 · Filed Jan 25, 2024 · Closed Jan 2, 2025
Role of UPSTART NETWORK, INC.: Defendant · Outcome: Case closed 2025-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in TN (not the issuer's state)
Stratton v. Upstart Network Inc closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, W.D. Washington · No. 24-04013 · Filed Jan 18, 2024 · Closed May 16, 2024
Role of Upstart Network Inc: Defendant · Outcome: Case closed 2024-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in WA (not the issuer's state)
Meininger v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, M.D. Florida · No. 8:24-ap-00010 · Filed Jan 10, 2024 · Closed Aug 1, 2024
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2024-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in FL (not the issuer's state)
Meininger v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, M.D. Florida · No. 8:23-ap-00201 · Filed Nov 8, 2023 · Closed Jun 26, 2024
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2024-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in FL (not the issuer's state)
Stanton v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, W.D. Missouri · No. 23-04029 · Filed Oct 23, 2023 · Closed Jan 19, 2024
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2024-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in MO (not the issuer's state)
Williams v. Upstart Network, Inc closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, N.D. Illinois · No. 23-00302 · Filed Oct 4, 2023 · Closed Oct 6, 2023
Role of Upstart Network, Inc: Defendant · Outcome: Case closed 2023-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in IL (not the issuer's state)
Corzin v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, N.D. Ohio · No. 23-05038 · Filed Aug 23, 2023 · Closed Nov 13, 2023
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2023-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in OH (not the issuer's state)
Garcia v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, E.D. Wisconsin · No. 23-02071 · Filed Jun 13, 2023 · Closed Feb 15, 2024
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2024-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in WI (not the issuer's state)
HILDEBRAND, III v. UPSTART NETWORK INC open matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, M.D. Tennessee · No. 3:23-ap-90047 · Filed May 2, 2023
Role of UPSTART NETWORK INC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in TN (not the issuer's state)
Cameron v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, S.D. Mississippi · No. 23-00012 · Filed May 2, 2023 · Closed Jan 2, 2024
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2024-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in MS (not the issuer's state)
Babin v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, E.D. Arkansas · No. 4:23-ap-01004 · Filed Feb 8, 2023 · Closed Jul 6, 2023
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2023-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in AR (not the issuer's state)
Stephens v. Upstart Network, Inc. open matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, E.D. Kentucky · No. 23-03001 · Filed Jan 18, 2023 · Nature of suit: 02 Other (e.g. other actions that would have been brought in state court if unrelated to bankruptcy)
Role of Upstart Network, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in KY (not the issuer's state)
Potter v. Upstart Network Inc closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, E.D. Michigan · No. 23-04020 · Filed Jan 10, 2023 · Closed May 24, 2023
Role of Upstart Network Inc: Defendant · Outcome: Case closed 2023-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in MI (not the issuer's state)
Duran v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, D. Oregon · No. 23-03001 · Filed Jan 6, 2023 · Closed Jan 26, 2023
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2023-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in OR (not the issuer's state)
Moyer v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, W.D. Michigan · No. 22-80081 · Filed Dec 28, 2022 · Closed Mar 21, 2023
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2023-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in MI (not the issuer's state)
Coniglio v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, N.D. Ohio · No. 22-01101 · Filed Nov 28, 2022 · Closed Apr 11, 2023
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2023-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in OH (not the issuer's state)
Kleven v. Upstart Network Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, N.D. Indiana · No. 22-01060 · Filed Nov 11, 2022 · Closed Mar 27, 2023
Role of Upstart Network Inc.: Defendant · Outcome: Case closed 2023-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in IN (not the issuer's state)
Caudill v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, S.D. Ohio · No. 2:22-ap-02036 · Filed Oct 7, 2022 · Closed Feb 2, 2023
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2023-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in OH (not the issuer's state)
Bastinelli v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, D. Oregon · No. 22-03048 · Filed Aug 12, 2022 · Closed Oct 12, 2022
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2022-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in OR (not the issuer's state)
Lowe v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, N.D. Alabama · No. 22-80259 · Filed Aug 12, 2022 · Closed Feb 3, 2023
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2023-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in AL (not the issuer's state)
Allen v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, N.D. Alabama · No. 22-80257 · Filed Aug 10, 2022 · Closed Feb 6, 2023
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2023-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in AL (not the issuer's state)
HILDEBRAND, III v. UPSTART NETWORK INC closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, M.D. Tennessee · No. 3:22-ap-90104 · Filed Jul 22, 2022 · Closed Oct 20, 2022
Role of UPSTART NETWORK INC: Defendant · Outcome: Case closed 2022-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in TN (not the issuer's state)
Dobbins v. Upstart Network Inc closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, E.D. Michigan · No. 22-04130 · Filed Jul 12, 2022 · Closed Aug 17, 2022
Role of Upstart Network Inc: Defendant · Outcome: Case closed 2022-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in MI (not the issuer's state)
Tunstill v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, N.D. Alabama · No. 22-80216 · Filed Jun 2, 2022 · Closed Dec 19, 2022 · Nature of suit: 14 Recovery of money/property - other
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2022-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in AL (not the issuer's state)
Dahlan v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, N.D. Alabama · No. 22-80215 · Filed Jun 2, 2022 · Closed Feb 3, 2023 · Nature of suit: 14 Recovery of money/property - other
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2023-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in AL (not the issuer's state)
Coniglio v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, N.D. Ohio · No. 22-01038 · Filed May 12, 2022 · Closed Oct 21, 2022 · Nature of suit: 12 Recovery of money/property - 547 preference; 21 Validity, Priority or Extent of Lien or Other Interest in Property; Rule 7001(2)
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2022-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in OH (not the issuer's state)
Granahan v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, N.D. California · No. 22-05015 · Filed Apr 18, 2022 · Closed Aug 2, 2022 · Nature of suit: 02 Other (e.g. other actions that would have been brought in state court if unrelated to bankruptcy)
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2022-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in the group's state (CA)
Lentine, Jr. v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, N.D. Georgia · No. 21-05079 · Filed Jul 27, 2021 · Closed Nov 4, 2021
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2021-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in GA (not the issuer's state)
Boyer v. Upstart Network, Inc. closed matched at sponsor-group level (Upstart Network)
United States Bankruptcy Court, E.D. New York · No. 1-16-01188 · Filed Dec 16, 2016 · Closed May 9, 2017
Role of Upstart Network, Inc.: Defendant · Outcome: Case closed 2017-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in NY (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

17 differences found between the filings for Upstart Network — 4 worth asking about (compared 12 filings on Oct 24, 2026)

Note · Dec 16, 2016 – Sep 29, 2026

39 bankruptcy cases name the subject or team members

Bankruptcy case: Jarvis v. Upstart Network, Inc. — filed Sep 29, 2026 · Bankruptcy case: ABELOW v. Upstart Network, Inc. — filed Aug 12, 2026 · Bankruptcy case: Bailey v. Upstart Network, Inc. — filed Jul 16, 2026 · Bankruptcy case: Stadtmueller v. Upstart Network, Inc. — filed May 7, 2026 · Bankruptcy case: Martin v. Upstart Network, Inc — filed Apr 27, 2026 · and 34 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Minnesota ↗Upstart Network — sponsor group page ↗Docket · United States Bankruptcy Court, M.D. Tennessee ↗Docket · United States Bankruptcy Court, D. Minnesota ↗
Sources
Worth asking · May 31, 2019 – Aug 17, 2026

45 court cases name Upstart Network — 43 as defendant

By role: defendant in 43, plaintiff in 2. Newest: "Villaluz v. Upstart Network, Inc." (District Court, S.D. California, Aug 17, 2026); "Afoa v. Upstart Network, Inc." (District Court, S.D. California, Aug 7, 2026); "Kachur v. Upstart Network, Inc." (District Court, N.D. Georgia, Jul 28, 2026). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Villaluz v. Upstart Network, Inc. ↗Docket · Afoa v. Upstart Network, Inc. ↗Docket · Kachur v. Upstart Network, Inc. ↗Docket · Grimme v. Upstart Network, Inc. ↗
Sources
Worth asking · Jul 10, 2011 – Mar 2, 2017

5 Form Ds were filed more than 15 days after the first sale

Form D filed 99 days after the first sale — Upstart Holdings, Inc. · Form D filed 396 days after the first sale — Upstart Network, Inc. · Form D filed 17 days after the first sale — Upstart Holdings, Inc. · Form D filed 16 days after the first sale — Upstart Network Trust · Form D filed 16 days after the first sale — Upstart Network Trust

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 2, 2017 ↗Upstart Holdings, Inc. — PartnerFacts page ↗Form D · Aug 9, 2012 ↗Upstart Network, Inc. — PartnerFacts page ↗
Sources
Note · Jan 17, 2013 – Jul 25, 2018

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Upstart Network Trust (latest filing Jul 25, 2018) · No amendment in the last 12 months on an offering that may still be open — Upstart Holdings, Inc. (latest filing Mar 2, 2017) · No amendment in the last 12 months on an offering that may still be open — Upstart Holdings, Inc. (latest filing Jul 16, 2015) · No amendment in the last 12 months on an offering that may still be open — Upstart Network Trust (latest filing Mar 20, 2014) · No amendment in the last 12 months on an offering that may still be open — Upstart Network, Inc. (latest filing Jan 27, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 25, 2018 ↗Upstart Network Trust — PartnerFacts page ↗Form D · Mar 2, 2017 ↗Upstart Holdings, Inc. — PartnerFacts page ↗
Sources
Worth asking · Mar 21, 2016 – Mar 17, 2017

Andrew Hunt Palmer is no longer listed on the Mar 17, 2017 amendment — Upstart Network Trust

Andrew Hunt Palmer appears on the Mar 21, 2016 Form D/A (executive officer, director) but not on the Mar 17, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 21, 2016 ↗Form D/A · Mar 17, 2017 ↗Andrew Hunt Palmer — PartnerFacts page ↗Upstart Network Trust — PartnerFacts page ↗
Sources
Worth asking · Mar 21, 2016 – Mar 17, 2017

Ryan Randall is no longer listed on the Mar 17, 2017 amendment — Upstart Network Trust

Ryan Randall appears on the Mar 21, 2016 Form D/A (executive officer) but not on the Mar 17, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 21, 2016 ↗Form D/A · Mar 17, 2017 ↗Ryan Randall — PartnerFacts page ↗Upstart Network Trust — PartnerFacts page ↗
Sources
Note · Mar 17, 2017 – Jul 25, 2018

Offering amount changed between filings — Upstart Network Trust

The Mar 17, 2017 filing says $100,000,000 offered; the Jul 25, 2018 Form D/A says $150,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Mar 17, 2017 ↗Form D/A (later) · Jul 25, 2018 ↗Upstart Network Trust — PartnerFacts page ↗
Sources
Note · Mar 21, 2016 – Mar 17, 2017

Offering amount changed between filings — Upstart Network Trust

The Mar 21, 2016 filing says $50,000,000 offered; the Mar 17, 2017 Form D/A says $100,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Mar 21, 2016 ↗Form D/A (later) · Mar 17, 2017 ↗Upstart Network Trust — PartnerFacts page ↗
Sources
Note · May 23, 2014 – Aug 21, 2014

Offering amount changed between filings — Upstart Network Trust

The May 23, 2014 filing says $5,000,000 offered; the Aug 21, 2014 Form D/A says $50,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 23, 2014 ↗Form D/A (later) · Aug 21, 2014 ↗Upstart Network Trust — PartnerFacts page ↗
Sources
Note · Aug 9, 2012 – Jul 16, 2015

Alison Fiona Nicoll is written 2 different ways on the filings

listed as "Alison Fiona Nicoll" on 10 filings (from Aug 9, 2012), and "Alison Nicoll" on 2 filings (from Jul 16, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 9, 2012 ↗Form D · Jul 16, 2015 ↗Alison Fiona Nicoll — PartnerFacts page ↗
Sources
Note · Aug 9, 2012 – Jul 16, 2015

David Joseph Girouard is written 2 different ways on the filings

listed as "David Joseph Girouard" on 10 filings (from Aug 9, 2012), and "David Girouard" on 2 filings (from Jul 16, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 9, 2012 ↗Form D · Jul 16, 2015 ↗David Joseph Girouard — PartnerFacts page ↗
Sources
Note · Jul 16, 2015 – Mar 2, 2017

Industry group changed between filings — Upstart Holdings, Inc.

"Other Banking and Financial Services" (Jul 16, 2015); then "Other" (Mar 2, 2017).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jul 16, 2015 ↗Form D · Mar 2, 2017 ↗Upstart Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Aug 9, 2012 – Jan 25, 2013

Reported revenue range changed between filings — Upstart Network, Inc.

"$1 - $1,000,000" (Aug 9, 2012); then "Decline to Disclose" (Jan 25, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Aug 9, 2012 ↗Form D · Jan 25, 2013 ↗Upstart Network, Inc. — PartnerFacts page ↗
Sources
Note · Aug 9, 2012

Formed in 2012 per the latest filing, but activity is dated 2011 — Upstart Network, Inc.

The issuer's latest filing says it was formed in 2012. The Aug 9, 2012 filing says the first sale was Jul 10, 2011 — before that year.

What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.

Form D · Aug 9, 2012 ↗Upstart Network, Inc. — PartnerFacts page ↗
Sources
Note · Jul 16, 2015 – Mar 2, 2017

Address moved from Palo Alto, CA to San Carlos, CA — Upstart Holdings, Inc.

The people listed on the Jul 16, 2015 filing give Palo Alto, CA; on the Mar 2, 2017 filing they give San Carlos, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jul 16, 2015 ↗Form D · Mar 2, 2017 ↗Upstart Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Aug 20, 2015 – Mar 21, 2016

Address moved from Palo Alto, CA to San Carlos, CA — Upstart Network Trust

The people listed on the Aug 20, 2015 filing give Palo Alto, CA; on the Mar 21, 2016 filing they give San Carlos, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Aug 20, 2015 ↗Form D/A · Mar 21, 2016 ↗Upstart Network Trust — PartnerFacts page ↗
Sources
Note · Jan 25, 2013 – Jan 27, 2014

Address moved from Los Gatos, CA to Palo Alto, CA — Upstart Network, Inc.

The people listed on the Jan 25, 2013 filing give Los Gatos, CA; on the Jan 27, 2014 filing they give Palo Alto, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 25, 2013 ↗Form D/A · Jan 27, 2014 ↗Upstart Network, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 25, 2018 D/A
Upstart Network Trust
File 021-217962
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2017 D
Upstart Holdings, Inc.
File 021-281688
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2015 D
Upstart Holdings, Inc.
File 021-243872
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2014 D
Upstart Network Trust
File 021-213976
$0$0$0None listed on this filingEDGAR ↗
Jan 27, 2014 D/A
Upstart Network, Inc.
File 021-190797
$0$0$0None listed on this filingEDGAR ↗
Aug 9, 2012 D
Upstart Network, Inc.
File 021-182415
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 3 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 7:46 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Upstart Network in the sources searched.

Not found in sources searched as of Oct 24, 2026, 7:46 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2009–2026) — 897,585 records, loaded Oct 24, 2026, 7:46 AM ET; Dallas County TX (DCAD ownership roll 2026) — 173,688 records, loaded Oct 23, 2026, 8:58 PM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll) — 294,950 records, loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2009–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership roll 2026); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed). Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, King County WA (loader ready; first load not finished), Cook County IL bulk pass (not finished; per-issuer lookups only so far), New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Harris County Appraisal District real_acct.txt Oct 24, 2026, 7:46 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗UN Upstart Network, Inc.shared people, similar issuer namesPALO ALTO, CAOther Banking and Financial Services3$1,975,380
offering $2,500,000 · similar: $2,144,500–$20,220,000
271
similar: 2–24
$100
similar: $10,000–$100,000
2012–2014
EDGAR ↗UN Upstart Network Trustshared people, same business address, similar issuer namesSan Carlos, CAOther Banking and Financial Services7$99,487,200
offering $150,000,000 · similar: $2,144,500–$20,220,000
2296
similar: 2–24
$100
similar: $10,000–$100,000
2014–2018
EDGAR ↗UH Upstart Holdings, Inc.shared people, same business address, similar issuer namesSan Carlos, CAOther2$34,999,973
offering $56,623,552 · similar: $500,000–$7,000,000
13
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2015–2017

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jul 25, 2018Upstart Network TrustD/AOther Banking and Financial Services$150,000,000$99,487,200
EDGAR ↗Mar 17, 2017Upstart Network TrustD/AOther Banking and Financial Services$100,000,000$44,463,400
EDGAR ↗Mar 2, 2017Upstart Holdings, Inc.DOther$56,623,552$32,415,357
EDGAR ↗Mar 21, 2016Upstart Network TrustD/AOther Banking and Financial Services$50,000,000$24,304,400
EDGAR ↗Aug 20, 2015Upstart Network TrustD/AOther Banking and Financial Services$50,000,000$17,774,600
EDGAR ↗Jul 16, 2015Upstart Holdings, Inc.DOther Banking and Financial Services$35,000,000$34,999,973
EDGAR ↗Aug 21, 2014Upstart Network TrustD/AOther Banking and Financial Services$50,000,000$7,497,000
EDGAR ↗May 23, 2014Upstart Network TrustDOther Banking and Financial Services$5,000,000$32,400
EDGAR ↗Mar 20, 2014Upstart Network TrustDOther Banking and Financial Services$5,000,000$100,300
EDGAR ↗Jan 27, 2014Upstart Network, Inc.D/AOther Banking and Financial Services$2,500,000$1,975,380
EDGAR ↗Jan 25, 2013Upstart Network, Inc.DOther Banking and Financial Services$2,500,000$15,000
EDGAR ↗Aug 9, 2012Upstart Network, Inc.DOther Banking and Financial Services$260,000$260,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jul 25, 2018. Industry history, as reported on each offering's latest filing: Previous offerings: Other Banking and Financial Services (2012–2015). Latest offering: Other (Mar 2, 2017).

People across the group

NameRolesIssuers hereFirst → last listed
AN Alison Fiona NicollExecutive Officer3Aug 9, 2012 → Jul 25, 2018
DG David Joseph GirouardExecutive Officer, Director, Promoter3Aug 9, 2012 → Jul 25, 2018
RR Ryan RandallExecutive Officer2Mar 20, 2014 → Mar 21, 2016
AP Andrew Hunt PalmerDirector, Executive Officer2Aug 9, 2012 → Mar 21, 2016
SD Sanjay DattaExecutive Officer1Mar 17, 2017 → Jul 25, 2018
RS Robert SchwartzDirector1Mar 2, 2017 → Mar 2, 2017
AP Andy PalmerDirector1Jul 16, 2015 → Mar 2, 2017
PG Paul GuDirector1Jul 16, 2015 → Mar 2, 2017
OM Oskar Mielczarek de la MielDirector1Mar 2, 2017 → Mar 2, 2017
RS Rob SchwartzDirector1Jul 16, 2015 → Jul 16, 2015

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Upstart Network.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Upstart Network as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Upstart Network's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #250,122 of 374,652 in line (1,341 issuers searched so far). One-tap searches: Look further ↓

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Change history

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Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

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One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: PALO ALTO), CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Courts

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Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗