Sponsor Check › Person
Related person on Form D filings · address state as listed: FL · listed Mar 6, 2012 → Apr 12, 2024
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:59 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:59 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:59 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
16 of 26 offerings report sales commissions totalling $37,687,546; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Apr 12, 2024 D/A File 021-144051 | $4,435,714 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ Anchor Asset Management BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗ |
| EDGAR ↗ | Apr 12, 2024 D/A File 021-162037 | $1,590,729 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ Anchor Asset Management BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗ |
| EDGAR ↗ | Mar 22, 2024 D/A File 021-114350 | $908,748 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ Anchor Asset Management BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗ |
| EDGAR ↗ | Mar 22, 2023 D/A File 021-244711 | $3,539,260 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗ |
| EDGAR ↗ | Mar 22, 2023 D/A File 021-279357 | $0 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Feb 11, 2022 D/A File 021-331789 | $715,686 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Oct 28, 2021 D/A File 021-114343 | $8,466,102 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ |
| EDGAR ↗ | Oct 28, 2021 D/A File 021-296730 | $96,008 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ |
| EDGAR ↗ | Aug 27, 2021 D/A File 021-293688 | $276,701 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Aug 27, 2021 D/A File 021-293698 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Feb 21, 2020 D/A File 021-333415 | $274,569 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Jan 9, 2020 D/A File 021-83335 | $762,569 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Maymont Partners, Inc. BrokerCheck CRD 120536 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ |
| EDGAR ↗ | Jan 9, 2020 D/A File 021-124010 | $6,573,232 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Maymont Partners, Inc. BrokerCheck CRD 120536 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ |
| EDGAR ↗ | May 10, 2019 D/A File 021-302038 | $0 (est.) | $0 | $0 (est.) The Manager or an affiliate of the Manager receives management fees. | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Feb 22, 2019 D/A File 021-48374 | $2,310,684 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Maymont Partners, Inc. BrokerCheck CRD 120536 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ |
| EDGAR ↗ | Feb 22, 2019 D/A File 021-133422 | $7,438,516 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Maymont Partners, Inc. BrokerCheck CRD 120536 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗ |
| EDGAR ↗ | Nov 29, 2017 D/A File 021-298591 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Nov 29, 2017 D/A File 021-298604 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Feb 22, 2017 D/A File 021-133421 | $272,000 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Norfolk Markets, LLC BrokerCheck CRD 103797 ↗ |
| EDGAR ↗ | Mar 7, 2016 D/A File 021-168043 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ |
| EDGAR ↗ | Jul 24, 2012 D/A File 021-168407 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 6, 2012 D/A File 021-171882 | $20,654 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ |
| EDGAR ↗ | Mar 6, 2012 D/A File 021-171862 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ |
| EDGAR ↗ | Mar 6, 2012 D/A File 021-158692 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Mar 6, 2012 D/A File 021-171771 | $6,374 (est.) | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ |
| EDGAR ↗ | Mar 6, 2012 D/A File 021-136857 | $0 | $0 | $0 | AVM, L.P. BrokerCheck CRD 16710 ↗ James River Securities Corp. BrokerCheck CRD 38477 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Apr 12, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $402,567,174 | 168 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Apr 12, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $698,742,594 | 74 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | Mar 22, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $91,512,420 | 53 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Apr 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $636,368,621 | 66 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Apr 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $394,140,182 | 161 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: James River | Executive Officer | Mar 22, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,300,003 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: James River | Executive Officer | Mar 22, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $286,053,226 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | Mar 22, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $91,437,141 | 53 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Mar 16, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $628,500,415 | 57 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Mar 16, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $387,945,182 | 156 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC group: James River | Executive Officer | Feb 11, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $146,453,301 | 24 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: James River | Executive Officer | Feb 11, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,300,003 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: James River | Executive Officer | Dec 2, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $445,819,394 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: James River | Executive Officer | Oct 28, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $617,466,691 | 42 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | Oct 28, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $91,437,141 | 53 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund L.P. group: James River | Executive Officer | Oct 28, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,790,305 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC group: James River | Executive Officer | Aug 27, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $48,175,290 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Strategies Fund Ltd. group: James River | Executive Officer | Aug 27, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $46,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Mar 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $377,377,039 | 140 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Mar 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $615,250,415 | 56 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC group: James River | Executive Officer | Jan 29, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $138,903,301 | 23 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: James River | Executive Officer | Jan 27, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,300,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: James River | Executive Officer | Nov 25, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $445,819,394 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund L.P. group: James River | Executive Officer | Oct 26, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,790,305 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Strategies Fund Ltd. group: James River | Executive Officer | Aug 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC group: James River | Executive Officer | Aug 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $46,739,580 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | Feb 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,437,142 | 53 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: James River | Executive Officer | Feb 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $612,166,909 | 42 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Feb 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $366,410,028 | 130 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Feb 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $596,550,035 | 53 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Government Relative Value Fund Ltd. group: James River | Executive Officer | Feb 21, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $96,056,425 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC group: James River | Executive Officer | Jan 30, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,753,301 | 21 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: James River | Executive Officer | Jan 24, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,300,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND LTD group: James River | Executive Officer | Jan 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $930,335,770 | 76 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND L P group: James River | Executive Officer | Jan 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $214,036,681 | 63 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: James River | Executive Officer | Nov 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $315,701,893 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund L.P. group: James River | Executive Officer | Oct 16, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,704,530 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC group: James River | Executive Officer | Aug 29, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $45,239,580 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Strategies Fund Ltd. group: James River | Executive Officer | Aug 29, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III CRE Bridge Loan Fund L.P. group: James River | Executive Officer | May 10, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $70,000,000 | 2 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: James River | Executive Officer | Feb 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $611,573,567 | 41 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | Feb 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,437,141 | 53 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Feb 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $454,940,820 | 48 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Feb 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $295,638,225 | 121 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Government Relative Value Fund Ltd. group: James River | Executive Officer | Feb 22, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III FUND LP group: James River | Executive Officer | Feb 22, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $553,916,642 | 96 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Fund Ltd. group: James River | Executive Officer | Feb 22, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $350,672,347 | 43 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC group: James River | Executive Officer | Jan 30, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $57,938,301 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: James River | Executive Officer | Jan 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,300,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND LTD group: James River | Executive Officer | Jan 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $930,335,770 | 76 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND L P group: James River | Executive Officer | Jan 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $214,036,681 | 63 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: James River | Executive Officer | Nov 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $223,611,626 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund L.P. group: James River | Executive Officer | Oct 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,704,530 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC group: James River | Executive Officer | Aug 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,790,700 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Strategies Fund Ltd. group: James River | Executive Officer | Aug 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: James River | Executive Officer | Feb 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $606,149,159 | 41 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | Feb 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,237,142 | 52 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Feb 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $424,517,624 | 36 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Feb 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $240,013,225 | 93 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Fund Ltd. group: James River | Executive Officer | Feb 22, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $347,340,926 | 43 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III FUND LP group: James River | Executive Officer | Feb 22, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $553,916,642 | 96 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: James River | Executive Officer | Jan 26, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,300,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND L P group: James River | Executive Officer | Jan 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $213,432,112 | 63 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND LTD group: James River | Executive Officer | Jan 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $930,188,332 | 76 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III CRE Bridge Loan Fund L.P. group: James River | Executive Officer | Dec 29, 2017 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | $10,000,000 similar: $5,000–$100,000 |
| EDGAR ↗ | III Equity Index Alternative Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC group: James River | Executive Officer | Nov 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $71,571,245 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Equity Index Alternative (ERISA) Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC group: James River | Executive Officer | Nov 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: James River | Executive Officer | Nov 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $216,761,626 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Equity Index Alternative Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC group: James River | Executive Officer | Nov 13, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $71,571,245 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Equity Index Alternative (ERISA) Fund SP, a segregated portfolio of III Convex Hedge Strategies Fund SPC group: James River | Executive Officer | Nov 13, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $37,500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund L.P. group: James River | Executive Officer | Oct 16, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $7,240,787 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Strategies Fund Ltd. group: James River | Executive Officer | Aug 29, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $20,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC group: James River | Executive Officer | Aug 29, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $33,390,700 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: James River | Executive Officer | Feb 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $605,999,187 | 41 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | Feb 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,237,142 | 52 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Feb 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $407,250,408 | 28 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Feb 28, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $212,106,118 | 76 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Global Ltd. group: James River | Executive Officer | Feb 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $81,640,201 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Fund Ltd. group: James River | Executive Officer | Feb 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $334,468,340 | 38 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III FUND LP group: James River | Executive Officer | Feb 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $553,316,642 | 95 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Hub Fund Ltd. group: James River | Executive Officer | Jan 26, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $2,300,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND L P group: James River | Executive Officer | Jan 9, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $213,432,112 | 63 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND LTD group: James River | Executive Officer | Jan 9, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $930,006,371 | 76 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: James River | Executive Officer | Nov 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,661,626 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: James River | Executive Officer | Jul 29, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | IAM Mini-Fund 999 Ltd group: James River | Executive Officer | Mar 7, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $101,000,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: James River | Executive Officer | Feb 29, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $576,111,194 | 40 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | Feb 29, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $80,237,142 | 51 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Feb 29, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $321,308,985 | 18 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Feb 29, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $156,506,118 | 66 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Global Ltd. group: James River | Executive Officer | Feb 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $81,640,201 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Fund Ltd. group: James River | Executive Officer | Feb 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $213,921,628 | 29 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III FUND LP group: James River | Executive Officer | Feb 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $538,316,642 | 95 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND LTD group: James River | Executive Officer | Jan 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $929,964,375 | 76 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND L P group: James River | Executive Officer | Jan 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $209,432,112 | 62 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Convex Strategies Fund Ltd. group: James River | Executive Officer | Jul 29, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | IAM Mini-Fund 999 Ltd group: James River | Executive Officer | Mar 6, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $98,000,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Feb 27, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $320,467,026 | 17 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Feb 27, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $120,806,118 | 53 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: James River | Executive Officer | Feb 27, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $575,834,903 | 40 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | Feb 27, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $80,237,142 | 51 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Global Ltd. group: James River | Executive Officer | Feb 20, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $81,640,201 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Fund Ltd. group: James River | Executive Officer | Feb 20, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $196,850,379 | 28 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III FUND LP group: James River | Executive Officer | Feb 20, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $529,559,770 | 91 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND LTD group: James River | Executive Officer | Jan 8, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $929,776,658 | 76 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND L P group: James River | Executive Officer | Jan 8, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $208,632,111 | 62 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: James River | Executive Officer | Dec 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $575,213,590 | 40 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | Dec 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $80,237,142 | 51 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Dec 3, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,715,202 | 52 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Nov 25, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $320,411,959 | 17 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | IAM Mini-Fund 999 Ltd group: James River | Executive Officer | Mar 6, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $92,000,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Global Ltd. group: James River | Executive Officer | Feb 20, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $81,640,201 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Fund Ltd. group: James River | Executive Officer | Feb 20, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $169,834,136 | 25 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III FUND LP group: James River | Executive Officer | Feb 20, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $506,224,090 | 90 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND LTD group: James River | Executive Officer | Jan 9, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $929,549,454 | 76 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND L P group: James River | Executive Officer | Jan 8, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $208,632,111 | 62 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: James River | Executive Officer | Dec 13, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $568,618,812 | 39 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | Dec 12, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $79,737,141 | 51 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Dec 3, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $92,779,480 | 45 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Nov 25, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $262,412,497 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | May 1, 2013 | D/A | Indefinite | $70,987,141 | 48 | $1,000,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Mar 6, 2013 | D/A | Indefinite | $242,249,634 | 11 | $1,000,000 |
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Mar 6, 2013 | D/A | Indefinite | $81,353,707 | 40 | $1,000,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | Mar 6, 2013 | D/A | Indefinite | $67,987,141 | 47 | $1,000,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: James River | Executive Officer | Mar 6, 2013 | D/A | Indefinite | $539,453,514 | 38 | $1,000,000 |
| EDGAR ↗ | III Global Ltd. group: James River | Executive Officer | Mar 6, 2013 | D/A | Indefinite | $81,640,201 | 10 | $1,000,000 |
| EDGAR ↗ | III Fund Ltd. group: James River | Executive Officer | Mar 6, 2013 | D/A | Indefinite | $165,875,321 | 25 | $1,000,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND L P group: James River | Executive Officer | Mar 6, 2013 | D/A | Indefinite | $203,632,111 | 62 | $1,000,000 |
| EDGAR ↗ | III FUND LP group: James River | Executive Officer | Mar 6, 2013 | D/A | Indefinite | $505,669,090 | 89 | $1,000,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND LTD group: James River | Executive Officer | Mar 6, 2013 | D/A | Indefinite | $914,219,800 | 75 | $1,000,000 |
| EDGAR ↗ | III CREDIT BIAS FUND LTD group: James River | Executive Officer | Jul 24, 2012 | D/A | Indefinite | $62,000,000 | 8 | $1,000,000 |
| EDGAR ↗ | IAM Mini-Fund 999 Ltd group: James River | Executive Officer | Jul 24, 2012 | D/A | Indefinite | $50,000,000 | 1 | $1,000,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LTD group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $476,116,995 | 34 | $1,000,000 |
| EDGAR ↗ | III SELECT CREDIT FUND LP group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $58,780,774 | 39 | $1,000,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND LTD group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $902,344,529 | 73 | $1,000,000 |
| EDGAR ↗ | III RELATIVE VALUE CREDIT STRATEGIES FUND L P group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $200,010,111 | 60 | $1,000,000 |
| EDGAR ↗ | III Global Ltd. group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $81,640,201 | 10 | $1,000,000 |
| EDGAR ↗ | III Futures Neural Network L.P. group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $6,183,457 | 9 | $100,000 |
| EDGAR ↗ | III Fund Ltd. group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $136,383,349 | 20 | $1,000,000 |
| EDGAR ↗ | III FUND LP group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $497,412,777 | 87 | $1,000,000 |
| EDGAR ↗ | III Credit Opportunities Fund Ltd. group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $200,000,000 | 1 | $1,000,000 |
| EDGAR ↗ | III Credit Opportunities Fund L.P. group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $37,247,340 | 23 | $1,000,000 |
| EDGAR ↗ | III CREDIT BIAS FUND LTD group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $62,000,000 | 8 | $1,000,000 |
| EDGAR ↗ | III CREDIT BIAS FUND LP group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $95,109,165 | 43 | $1,000,000 |
| EDGAR ↗ | IAM Mini-Fund 999 Ltd group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $50,000,000 | 1 | $1,000,000 |
| EDGAR ↗ | IAM Mini-Fund 30 Ltd group: James River | Executive Officer | Mar 6, 2012 | D/A | $500,000,000 | $50,000,000 | 2 | $1,000,000 |
| EDGAR ↗ | BJC Healthcare Fund Ltd group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | BJC Healthcare ERISA Fund Ltd. group: James River | Executive Officer | Mar 6, 2012 | D/A | Indefinite | $30,000,000 | 1 | $1,000,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Robert Hart. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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