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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:20 AM ET

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Robert Carpenter

Named as an officer, director or promoter on SEC Form D filings · MA · Apr 2, 2012 → Sep 9, 2025

6deals (issuers)
$553.4Mreported sold
235investors
17Form D filings
2012–2025years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Carpenter is listed as an executive officer and director on 17 SEC Form D filings by 6 issuers between Sep 2010 and Sep 2025. Largest by amount reported sold: Moderna LLC (Cambridge, MA — pharmaceuticals — 2013–2015; $446.1M reported sold to 43 investors), Immuneering Corp (Cambridge, MA — biotechnology — 2019–2025; $37.2M reported sold to 67 investors), Lysosomal Therapeutics, Inc. (Cambridge, MA — biotechnology — 2014–2019; $26.1M reported sold to 11 investors), Good Start Genetics, Inc. (Cambridge, MA — biotechnology — 2010–2012; $18.2M reported sold to 7 investors), SynapDx Corp. (Lexington, MA — biotechnology — 2013; $15.3M reported sold to 10 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $553.4M sold in total.

Listed alongside Steven Hall (6 shared filings), Cornelis Been (5 shared filings), Benjamin J. Zeskind (4 shared filings), Bruce Booth (4 shared filings), Clay Thorp (4 shared filings) and 43 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

1 of the issuers belongs to the sponsor group Moderna (2 issuers, $897.4M reported sold, 2013–2016).

What this means A sponsor group is one team that sets up a new company for each deal. Moderna has 2 companies on file and $897.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 17 public filings for Robert Carpenter and found 17 differences: Bankruptcy case: Brandt v. Kekst and Co; Form D filed 17 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Carpenter has not run yet — it is joining a line of 31,065 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Carpenter..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 1 open, 2 closed (disposition not in docket feed)

Robert D Carpenter and Karen M Carpenter open
United States Bankruptcy Court, D. Massachusetts · No. 23-11943 · Filed Nov 24, 2023
Role of Robert D Carpenter and Karen M Carpenter: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 432 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MA)
Robert D Carpenter closed
United States Bankruptcy Court, D. Massachusetts · No. 09-18288 · Filed Aug 30, 2009 · Closed Jan 8, 2010
Role of Robert D Carpenter: Debtor · Outcome: Case closed 2010-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 432 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MA)
Robert J. Carpenter closed
United States Bankruptcy Court, D. Massachusetts · No. 05-41355 · Filed Mar 14, 2005 · Closed Jul 21, 2005
Role of Robert J. Carpenter: Debtor · Outcome: Case closed 2005-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 432 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Robert Carpenter (compared 17 filings on Oct 24, 2026)

Note · Nov 1, 1994 – Apr 26, 1995

Bankruptcy case: Brandt v. Kekst and Co. — filed Nov 1, 1994

United States Bankruptcy Court, D. Massachusetts docket "Brandt v. Kekst and Co." filed Nov 1, 1994, closed Apr 26, 1995. Joseph Kekst (listed on the same filings) is listed as Defendant ("Kekst and Co."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Dec 19, 2014 – Jan 5, 2015

Form D filed 17 days after the first sale — Moderna LLC

The filing says the first sale was Dec 19, 2014. The Form D was filed Jan 5, 2015 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Mar 16, 2012 – Apr 2, 2012

Form D filed 17 days after the first sale — Good Start Genetics, Inc.

The filing says the first sale was Mar 16, 2012. The Form D was filed Apr 2, 2012 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Mar 16, 2012 – Jan 5, 2021

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Immuneering Corp (latest filing Jan 5, 2021) · No amendment in the last 12 months on an offering that may still be open — Lysosomal Therapeutics, Inc. (latest filing Nov 7, 2019) · No amendment in the last 12 months on an offering that may still be open — HYDRA BIOSCIENCES, LLC (latest filing Mar 31, 2015) · No amendment in the last 12 months on an offering that may still be open — Moderna LLC (latest filing Jan 5, 2015) · No amendment in the last 12 months on an offering that may still be open — SynapDx Corp. (latest filing Jul 25, 2013) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Feb 11, 2015 – Oct 6, 2016

Robert Carpenter's role changed at Lysosomal Therapeutics, Inc.: director → executive officer, director

The Feb 11, 2015 filing lists Robert Carpenter as director; the Oct 6, 2016 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · May 13, 2014 – Feb 11, 2015

Robert Carpenter's role changed at Lysosomal Therapeutics, Inc.: executive officer, director → director

The May 13, 2014 filing lists Robert Carpenter as executive officer, director; the Feb 11, 2015 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Oct 4, 2019 – Jan 27, 2020

Offering amount changed between filings — Immuneering Corp

The Oct 4, 2019 filing says $14,973,755 offered; the Jan 27, 2020 Form D/A says $20,000,003.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Feb 11, 2015 – Jan 18, 2017

Offering amount changed between filings — Lysosomal Therapeutics, Inc.

The Feb 11, 2015 filing says $20,000,004 offered; the Jan 18, 2017 Form D/A says $26,124,936.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Nov 20, 2013 – Jan 23, 2014

Offering amount changed between filings — Moderna LLC

The Nov 20, 2013 filing says $110,000,026 offered; the Jan 23, 2014 Form D/A says $135,000,044.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Sep 16, 2010 – Apr 2, 2012

Robert Carpenter is written 2 different ways on the filings

listed as "Robert J. Carpenter" on the Sep 16, 2010 filing, and "Robert Carpenter" on 16 filings (from Apr 2, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Oct 4, 2019 – Sep 9, 2025

Industry group changed between filings — Immuneering Corp

"Pharmaceuticals" (Oct 4, 2019 to Jan 27, 2020); then "Other" (Jan 5, 2021); then "Biotechnology" (Sep 9, 2025).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · May 13, 2014 – Feb 11, 2015

Industry group changed between filings — Lysosomal Therapeutics, Inc.

"Pharmaceuticals" (May 13, 2014); then "Biotechnology" (Feb 11, 2015 to Nov 7, 2019).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Jun 2, 2009 – Apr 21, 2022

Same name, different state: "ROBERT CARPENTER" (A1) is a separate record

This page covers filings where the address state is MA. A separate record, "ROBERT CARPENTER" with address state A1, is listed on 8 filings — most recently by Prospector Metals Corp. (Apr 21, 2022). Both records have filings in the same period (Apr 2, 2012 to Apr 21, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 13, 2015 – Jul 10, 2018

Same name, different state: "Robert Dale Carpenter" (A1) is a separate record

This page covers filings where the address state is MA. A separate record, "Robert Dale Carpenter" with address state A1, is listed on 2 filings — most recently by Upton Capital Corp (Jul 10, 2018). Both records have filings in the same period (Oct 13, 2015 to Jul 10, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 14, 2010

Same name, different state: "Robert E. Carpenter, Sr." (VA) is a separate record

This page covers filings where the address state is MA. A separate record, "Robert E. Carpenter, Sr." with address state VA, is listed on 1 filing — most recently by UNITED FINANCIAL BANKING COMPANIES INC (Jul 14, 2010). The two records do not overlap in time: this page runs Apr 2, 2012 to Sep 9, 2025; the other has one filing dated Jul 14, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 31, 2015 – Jun 11, 2019

Address moved from Cambridge, MA to Belmont, MA — HYDRA BIOSCIENCES, LLC

The people listed on the Mar 31, 2015 filing give Cambridge, MA; on the Jun 11, 2019 filing they give Belmont, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Sep 16, 2010 – Apr 2, 2012

Address moved from Boston, MA to Cambridge, MA — Good Start Genetics, Inc.

The people listed on the Sep 16, 2010 filing give Boston, MA; on the Apr 2, 2012 filing they give Cambridge, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 14 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $250,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 9, 2025 D
Immuneering Corp
File 021-557113
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2021 D
Immuneering Corp
File 021-385268
$0$0$0None listed on this filingEDGAR ↗
Jan 27, 2020 D/A
Immuneering Corp
File 021-350433
$0$0$0None listed on this filingEDGAR ↗
Nov 7, 2019 D
Lysosomal Therapeutics, Inc.
File 021-352903
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2019 D
HYDRA BIOSCIENCES, LLC
File 021-341590
$0$0$0None listed on this filingEDGAR ↗
Jan 18, 2017 D/A
Lysosomal Therapeutics, Inc.
File 021-233905
$0$0$0None listed on this filingEDGAR ↗
Oct 6, 2016 D
Lysosomal Therapeutics, Inc.
File 021-272003
$0$0$250,000 (est.)None listed on this filingEDGAR ↗
Mar 31, 2015 D
HYDRA BIOSCIENCES, LLC
File 021-237027
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2015 D
Moderna LLC
File 021-231445
$0$0$0None listed on this filingEDGAR ↗
May 13, 2014 D
Lysosomal Therapeutics, Inc.
File 021-217238
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2014 D/A
Moderna LLC
File 021-206659
$0$0$0None listed on this filingEDGAR ↗
Jul 25, 2013 D
SynapDx Corp.
File 021-200216
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2012 D
Good Start Genetics, Inc.
File 021-176051
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2010 D
Good Start Genetics, Inc.
File 021-147866
$0$0$0None. no CRD number reported
None. no CRD number reported
None. no CRD number reported
None. no CRD number reported
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Robert Carpenter on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

Immuneering Corp

Cambridge, MA · Oct 4, 2019 → Sep 9, 2025 · 4 filings
  • Sep 9, 2025 · D · $24,998,919 sold of $24,998,919 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 5, 2021 · D · $37,199,807 sold of $61,999,582 · 39 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 27, 2020 · D/A · $20,000,003 sold of $20,000,003 · 67 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 4, 2019 · D · $14,973,755 sold of $14,973,755 · 49 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $37.2M from 67 investors (100% of the $25M target) as of the latest filing. Robert is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

Lysosomal Therapeutics, Inc.

Cambridge, MA · May 13, 2014 → Nov 7, 2019 · 5 filings
  • Nov 7, 2019 · D · $1,000,000 sold of $3,000,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 18, 2017 · D/A · $26,124,936 sold of $26,124,936 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 6, 2016 · D · $6,000,000 sold of $6,000,000 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 11, 2015 · D · $10,000,002 sold of $20,000,004 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 13, 2014 · D · $4,842,033 sold of $4,842,033 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $26.1M from 11 investors (100% of the $3M target) as of the latest filing. Robert is listed as executive officer, director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

HYDRA BIOSCIENCES, LLC

Belmont, MA · Mar 31, 2015 → Jun 11, 2019 · 2 filings
  • Jun 11, 2019 · D · $1 sold of $1 · 97 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 31, 2015 · D · $10,507,500 sold of $17,677,128 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.5M from 97 investors (100% of the $1 target) as of the latest filing. Robert is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pharmaceuticals · group: Moderna

Moderna LLC

Cambridge, MA · Nov 20, 2013 → Jan 5, 2015 · 3 filings
  • Jan 5, 2015 · D · $446,069,409 sold of $502,168,634 · 43 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 23, 2014 · D/A · $135,000,044 sold of $135,000,044 · 40 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 20, 2013 · D · $110,000,026 sold of $110,000,026 · 39 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $446.1M from 43 investors (89% of the $502.2M target) as of the latest filing. Robert is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

SynapDx Corp.

Lexington, MA · Jul 25, 2013
  • Jul 25, 2013 · D · $15,350,000 sold of $16,500,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.3M from 10 investors (93% of the $16.5M target) as of the latest filing. Robert is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Biotechnology

Good Start Genetics, Inc.

Cambridge, MA · Sep 16, 2010 → Apr 2, 2012 · 2 filings
  • Apr 2, 2012 · D · $10,000,002 sold of $14,000,004 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 16, 2010 · D · $18,158,332 sold of $18,158,332 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $18.2M from 7 investors (100% of the $14M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • ROBERT CARPENTER — British Columbia, Canada (as filed: A1), 4 issuers, Jun 2, 2009 → Apr 21, 2022 · no shared issuer
  • Robert E. Carpenter, Sr. — VA, 1 issuer, Jul 14, 2010 → Jul 14, 2010 · no shared issuer
  • Robert Dale Carpenter — British Columbia, Canada (as filed: A1), 1 issuer, Oct 13, 2015 → Jul 10, 2018 · no shared issuer

People around Robert 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Hall

Director · 6 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Cornelis Been

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Booth

Director · 4 shared filings (1 issuer) · also on 20 other issuers

Bruce Booth is on 21 issuers in total — a repeat sponsor. Their page lists every one.

BZ
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin J. Zeskind

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Clay Thorp

Director · 4 shared filings (1 issuer) · also on 18 other issuers

Clay Thorp is on 19 issuers in total — a repeat sponsor. Their page lists every one.

HT
No photo found yet (own website and image search run after this page is viewed)
Person

Henri Termeer

Director · 4 shared filings (2 issuers) · also on 4 other issuers

Henri Termeer is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Langer

Director · 3 shared filings (1 issuer) · also on 47 other issuers

Robert Langer is on 48 issuers in total — a repeat sponsor. Their page lists every one.

NA
No photo found yet (own website and image search run after this page is viewed)
Person

Noubar Afeyan

Director · 3 shared filings (1 issuer) · also on 13 other issuers

Noubar Afeyan is on 14 issuers in total — a repeat sponsor. Their page lists every one.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Barton Hutt

Director · 3 shared filings (1 issuer) · also on 14 other issuers

Peter Barton Hutt is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stephane Bancel

Executive Officer, Director · 3 shared filings (1 issuer) · also on 4 other issuers

Stephane Bancel is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Mendlein

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lee Babiss

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

BERNARD DAVITIAN

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Geffken

Executive Officer · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Carl L. Gordon

Director · 2 shared filings (1 issuer) · also on 61 other issuers

Carl L. Gordon is on 62 issuers in total — a repeat sponsor. Their page lists every one.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Theo Melas-Kyriazi

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent Miles

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Vincent Miles is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Beer

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Don Hardison

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Goldenheim

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Russell Herndon

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Carole Neuchterlein

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Kekst

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Carole Nuechterlein

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

LK
No photo found yet (own website and image search run after this page is viewed)
Person

Lorence Kim

Executive Officer · 1 shared filing (1 issuer) · also on 6 other issuers

Lorence Kim is on 7 issuers in total — a repeat sponsor. Their page lists every one.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Lutz Giebel

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Lutz Giebel is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jean George

Director · 1 shared filing (1 issuer) · also on 11 other issuers

Jean George is on 12 issuers in total — a repeat sponsor. Their page lists every one.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William J. Geary

Director · 1 shared filing (1 issuer) · also on 5 other issuers

William J. Geary is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey R. Luber

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

UL
No photo found yet (own website and image search run after this page is viewed)
Person

Uri Laserson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Boutin

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Paris Wallace

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

James Kasinger

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Conrad

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas P. Mac Mahon

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Wirth

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Dimitri Krainc

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Magdalene Moran, Ph.D.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bert Chenard, Ph.D.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Burke

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Carpenter. Their page shows their other deals.

The team behind the deals

Sponsor group

Moderna

2 issuers · 4 filings · $897.4M reported sold · 2013–2016

One team, 2 deal companies. Robert Carpenter is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Carpenter.

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Carpenter by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Carpenter is listed on: none on file. No website or social profile named in Moderna LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #308,302 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cambridge, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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