Robert C Leslie is listed as an executive officer on 10 SEC Form D filings by 2 issuers between Feb 2010 and Jan 2013: BRASADA LONG-SHORT EQUITY FUND, LP (Houston, TX — pooled investment fund — 2010–2013; $41.2M reported sold to 54 investors) and BRASADA ABSOLUTE RETURN FUND, LP (Houston, TX — pooled investment fund — 2010–2013; $14.5M reported sold to 20 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $55.7M sold in total.
Listed alongside James G Birdsall (10 shared filings), Mark E McMeans (10 shared filings) and Ronald P Stein (10 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
All 2 issuers belong to the sponsor group Brasada (2 issuers, $55.7M reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Brasada has 2 companies on file and $55.7M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for Robert C Leslie and found 10 differences, 3 worth asking the sponsor about: Form D filed 1,491 days after the first sale; Robert C Leslie is no longer listed on the Dec 27, 2013 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.