Robert C. Elliott is listed as an executive officer, director, and promoter on 14 SEC Form D filings by 9 issuers between Mar 2009 and May 2023. Largest by amount reported sold: FIFTH AVENUE ABSOLUTE RETURN FUND LLC (New York, NY — pooled investment fund — 2009–2010; $1.26B reported sold to 1,139 investors), FIFTH AVENUE VALUE CREATION FUND LLC (New York, NY — pooled investment fund — 2009–2010; $900.1M reported sold to 988 investors), LEGACY FIFTH AVENUE VALUE CREATION FUND LLC (New York, NY — pooled investment fund — 2009–2010; $232.9M reported sold to 382 investors), BESSEMER WORLD EQUITIES FUND LLC (New York, NY — pooled investment fund — 2009–2010; $122M reported sold to 81 investors), FIFTH AVENUE ATLAS LONG/SHORT FUND LLC (New York, NY — pooled investment fund — 2009; $100.5M reported sold to 138 investors) and 4 more (all listed below).
What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer, director, and promoter, over about 14 years. Across those companies the filings report $2.79B sold in total.
The issuers belong to 2 sponsor groups: Fifth Avenue (30 issuers, $10.59B reported sold, 2009–2026) and Unlimited (2 issuers, $8.02M reported sold, 2022–2023).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 14 public filings for Robert C. Elliott and found 9 differences, 4 worth asking the sponsor about: Regulator action naming a team member: TV Azteca S.A. de C.V., Azteca Holdings, S.A. de C.V., Ricardo Salinas Pliego, Pedro Padilla Longoria, and Luis Echarte Fernandez (Jan 4, 2005); Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.