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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:41 AM ET

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Robert Bernstein

Named as an officer, director or promoter on SEC Form D filings · IL · Apr 18, 2014 → Apr 18, 2014

1deal (issuers)
$2.55Mreported sold
10investors
1Form D filing
2014year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Bernstein is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Apr 2014: F-Three Mortgage Fund, LLC (Chicago, IL — pooled investment fund — 2014; $2.55M reported sold to 10 investors).

What this means One deal on file with the SEC, filed Apr 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Kane Mitchell Posner (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 court cases matching the name, 3 SEC releases, 33 bankruptcy cases matching the name listed in Key records below.

What this means 40 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Robert Bernstein and found 7 differences: Robert Bernstein appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Bernstein has not run yet — it is joining a line of 38,507 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 1 open, 2 dismissed, 1 judgment

Robert S. Bernstein v. Huber Management Company, Inc. open
District Court, W.D. Pennsylvania · No. 2:25-mc-00037 · Filed Jan 14, 2025 · Cause: no cause specified
Role of Robert S. Bernstein: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
Robert Bernstein v. Southern California Telephone Company dismissed
District Court, C.D. California · No. 5:19-cv-01888 · Filed Oct 2, 2019 · Closed Sep 1, 2020 · Nature of suit: 890 Other Statutory Actions · Cause: 47:0227 Violation of Telephone Consumer Protection Act
Role of Robert Bernstein: Plaintiff · Outcome: Terminated 2020-09-01 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
BETHEA, WILLIAM H. v. BERNSTEIN, ROBERT E. dismissed
District Court, S.D. Texas · No. · Filed May 3, 1989 · Closed Jun 30, 1989 · Nature of suit: 850 Securities, Commodities, Exchange
Role of BERNSTEIN, ROBERT E.: Defendant · Outcome: Terminated 1989-06-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in TX (not a filing state)
US v. BERNSTEIN, ROBERT S. judgment
District Court, N.D. California · No. · Filed May 27, 1988 · Closed Sep 20, 1988 · Nature of suit: 153 Recovery of overpayments of vet benefits
Role of BERNSTEIN, ROBERT S.: Defendant · Outcome: Terminated 1988-09-20 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

Michael Strauss, Stephen Hozie and Robert Bernstein Litigation release
SEC · Aug 15, 2011 · Parties as named in the release: Michael Strauss, Stephen Hozie and Robert Bernstein Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
Robert Bernstein Administrative proceeding
SEC · Dec 4, 2009 · Parties as named in the release: Robert Bernstein Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
Michael Strauss, Stephen Hozie and Robert Bernstein Litigation release
SEC · Apr 28, 2009 · Parties as named in the release: Michael Strauss, Stephen Hozie and Robert Bernstein Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Bernstein..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

33 cases: 2 open, 31 closed (disposition not in docket feed)

Robert E. Bernstein and Maureen Bernstein open
United States Bankruptcy Court, N.D. New York · No. 25-10840 · Filed Jul 24, 2025
Role of Robert E. Bernstein and Maureen Bernstein: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Robert G. Bernstein open
United States Bankruptcy Court, D. Massachusetts · No. 18-41713 · Filed Sep 13, 2018
Role of Robert G. Bernstein: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in MA (not a filing state)
Robert B. Bernstein closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 18-13887 · Filed Jun 9, 2018 · Closed Oct 26, 2018
Role of Robert B. Bernstein: Debtor · Outcome: Case closed 2018-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
Robert C. Bernstein closed
United States Bankruptcy Court, D. Connecticut · No. 16-50564 · Filed Apr 27, 2016 · Closed Nov 10, 2016
Role of Robert C. Bernstein: Debtor · Outcome: Case closed 2016-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in CT (not a filing state)
Robert P. Bernstein closed
United States Bankruptcy Court, C.D. California · No. 9:15-bk-12498 · Filed Dec 23, 2015 · Closed Apr 19, 2016
Role of Robert P. Bernstein: Debtor · Outcome: Case closed 2016-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Robert Bernstein and Sheila Bernstein closed
United States Bankruptcy Court, M.D. Florida · No. 3:15-bk-05272 · Filed Dec 3, 2015 · Closed Jul 18, 2016
Role of Robert Bernstein and Sheila Bernstein: Debtor · Outcome: Case closed 2016-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Robert Bernstein closed
United States Bankruptcy Court, M.D. Florida · No. 6:13-bk-15272 · Filed Dec 19, 2013 · Closed Jan 21, 2014
Role of Robert Bernstein: Debtor · Outcome: Case closed 2014-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Robert Bernstein closed
United States Bankruptcy Court, M.D. Florida · No. 6:13-bk-13913 · Filed Nov 12, 2013 · Closed Dec 30, 2013
Role of Robert Bernstein: Debtor · Outcome: Case closed 2013-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Robert S. Bernstein closed
United States Bankruptcy Court, W.D. New York · No. 2-13-20308 · Filed Feb 28, 2013 · Closed Jun 27, 2013
Role of Robert S. Bernstein: Debtor · Outcome: Case closed 2013-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Robert A. Bernstein closed
United States Bankruptcy Court, D. Maryland · No. 13-13263 · Filed Feb 26, 2013 · Closed Jul 2, 2013
Role of Robert A. Bernstein: Debtor · Outcome: Case closed 2013-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in MD (not a filing state)
Robert F Bernstein closed
United States Bankruptcy Court, E.D. New York · No. 8-12-73190 · Filed May 17, 2012 · Closed Aug 28, 2012
Role of Robert F Bernstein: Debtor · Outcome: Case closed 2012-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Robert J Bernstein closed
United States Bankruptcy Court, M.D. Florida · No. 6:09-bk-19469 · Filed Dec 22, 2009 · Closed Jul 16, 2010
Role of Robert J Bernstein: Debtor · Outcome: Case closed 2010-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Robert G. Bernstein and Fern M. Bernstein closed
United States Bankruptcy Court, E.D. California · No. 09-42862 · Filed Oct 21, 2009 · Closed Jan 29, 2010
Role of Robert G. Bernstein and Fern M. Bernstein: Debtor · Outcome: Case closed 2010-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Robert L Bernstein closed
United States Bankruptcy Court, S.D. Florida. · No. 07-21609 · Filed Dec 28, 2007 · Closed Dec 31, 2008
Role of Robert L Bernstein: Debtor · Outcome: Case closed 2008-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Robert C. Bernstein closed
United States Bankruptcy Court, S.D. Florida. · No. 05-41281 · Filed Sep 29, 2005 · Closed Jan 13, 2006
Role of Robert C. Bernstein: Debtor · Outcome: Case closed 2006-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Robert B. Bernstein closed
United States Bankruptcy Court, S.D. Florida. · No. 05-32333 · Filed May 11, 2005 · Closed Aug 17, 2005
Role of Robert B. Bernstein: Debtor · Outcome: Case closed 2005-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Robert J. Bernstein and Maureen K. Bernstein closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 04-32088 · Filed Sep 8, 2004 · Closed Aug 25, 2005
Role of Robert J. Bernstein and Maureen K. Bernstein: Debtor · Outcome: Case closed 2005-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
Robert A. Bernstein and Audrey C. Bernstein closed
United States Bankruptcy Court, D. Maine · No. 04-20795 · Filed May 20, 2004 · Closed Sep 7, 2004
Role of Robert A. Bernstein and Audrey C. Bernstein: Debtor · Outcome: Case closed 2004-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in ME (not a filing state)
Robert J Bernstein and Marcia D Berstein closed
United States Bankruptcy Court, N.D. Illinois · No. 03-19892 · Filed May 5, 2003 · Closed Jan 25, 2007
Role of Robert J Bernstein and Marcia D Berstein: Debtor · Outcome: Case closed 2007-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (IL)
Robert J. Bernstein and Maureen K. Bernstein closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 02-35081 · Filed Oct 23, 2002 · Closed Feb 26, 2003
Role of Robert J. Bernstein and Maureen K. Bernstein: Debtor · Outcome: Case closed 2003-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
Robert T. Bernstein and Leona C. Bernstein closed
United States Bankruptcy Court, D. New Mexico · No. 02-16267 · Filed Sep 6, 2002 · Closed Feb 18, 2003
Role of Robert T. Bernstein and Leona C. Bernstein: Debtor · Outcome: Case closed 2003-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in NM (not a filing state)
ROBERT S. BERNSTEIN closed
United States Bankruptcy Court, D. Nevada · No. 01-11008 · Filed Feb 8, 2001 · Closed Aug 27, 2001
Role of ROBERT S. BERNSTEIN: Debtor · Outcome: Case closed 2001-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in NV (not a filing state)
Robert H Bernstein and Lori Bernstein closed
United States Bankruptcy Court, C.D. California · No. 1:00-bk-14671 · Filed May 15, 2000 · Closed Nov 30, 2004
Role of Robert H Bernstein and Lori Bernstein: Debtor · Outcome: Case closed 2004-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Robert A Bernstein closed
United States Bankruptcy Court, N.D. Illinois · No. 98-33121 · Filed Oct 19, 1998 · Closed Aug 11, 2003
Role of Robert A Bernstein: Debtor · Outcome: Case closed 2003-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (IL)
Robert A. Bernstein and Stacie A. Bernstein closed
United States Bankruptcy Court, S.D. Florida. · No. 98-33073 · Filed Jun 9, 1998 · Closed Oct 15, 1998
Role of Robert A. Bernstein and Stacie A. Bernstein: Debtor · Outcome: Case closed 1998-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Robert T. Bernstein closed
United States Bankruptcy Court, D. New Mexico · No. 98-12458 · Filed Apr 17, 1998 · Closed Apr 19, 2001
Role of Robert T. Bernstein: Debtor · Outcome: Case closed 2001-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in NM (not a filing state)
Robert S. Bernstein closed
United States Bankruptcy Court, D. Maryland · No. 98-53988 · Filed Mar 20, 1998 · Closed Jul 9, 1998
Role of Robert S. Bernstein: Debtor · Outcome: Case closed 1998-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in MD (not a filing state)
Robert L. Bernstein closed
United States Bankruptcy Court, N.D. California · No. 96-70282 · Filed Dec 2, 1996 · Closed Jul 28, 1997
Role of Robert L. Bernstein: Debtor · Outcome: Case closed 1997-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
ROBERT BERNSTEIN and CINTHIA T. BERNSTEIN closed
United States Bankruptcy Court, N.D. Alabama · No. 94-40597 · Filed Mar 28, 1994 · Closed Aug 23, 1994
Role of ROBERT BERNSTEIN and CINTHIA T. BERNSTEIN: Debtor · Outcome: Case closed 1994-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in AL (not a filing state)
Robert Bernstein and Sara M. Bernstein closed
United States Bankruptcy Court, D. Maryland · No. 93-53808 · Filed May 28, 1993 · Closed Nov 21, 1996
Role of Robert Bernstein and Sara M. Bernstein: Debtor · Outcome: Case closed 1996-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in MD (not a filing state)
Robert G. Bernstein closed
United States Bankruptcy Court, N.D. New York · No. 92-00956 · Filed Mar 24, 1992 · Closed Nov 22, 1994
Role of Robert G. Bernstein: Debtor · Outcome: Case closed 1994-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Robert Bernstein closed
United States Bankruptcy Court, N.D. Illinois · No. 91-11749 · Filed May 31, 1991 · Closed Aug 14, 1992
Role of Robert Bernstein: Debtor · Outcome: Case closed 1992-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (IL)
Robert A Bernstein closed
United States Bankruptcy Court, D. New Jersey · No. 88-6343 · Filed Sep 26, 1988 · Closed Nov 29, 1989
Role of Robert A Bernstein: Debtor · Outcome: Case closed 1989-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Robert Bernstein (compared 1 filing on Oct 24, 2026)

Note · Apr 18, 2014

Robert Bernstein appears on 1 deal that stopped filing before reaching its target

F-Three Mortgage Fund, LLC (last filing Apr 18, 2014; $2,550,000 sold of $6,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

F-Three Mortgage Fund, LLC — PartnerFacts page ↗
Sources
Note · Apr 4, 2014 – Apr 18, 2014

No amendment in the last 12 months on an offering that may still be open — F-Three Mortgage Fund, LLC (latest filing Apr 18, 2014)

The latest filing for this offering is dated Apr 18, 2014 (first sale Apr 4, 2014). It reports $2,550,000 sold of $6,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 18, 2014 ↗F-Three Mortgage Fund, LLC — PartnerFacts page ↗
Sources
Note · Aug 9, 2010 – Feb 2, 2026

Same name, different state: "Robert Bernstein" (NY) is a separate record

This page covers filings where the address state is IL. A separate record, "Robert Bernstein" with address state NY, is listed on 9 filings — most recently by RELATED 737 4TH AVENUE QUALIFIED OPPORTUNITY FUND, LP (Feb 2, 2026). Both records have filings in the same period (Apr 18, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Bernstein (NY) — PartnerFacts page ↗Form D · Feb 2, 2026 ↗RELATED 737 4TH AVENUE QUALIFIED OPPORTUNITY FUND, LP — PartnerFacts page ↗Robert Bernstein (IL) — this page ↗
Sources
Note · Sep 8, 2016 – Mar 1, 2021

Same name, different state: "Robert L. Bernstein" (MA) is a separate record

This page covers filings where the address state is IL. A separate record, "Robert L. Bernstein" with address state MA, is listed on 7 filings — most recently by Windham Risk Premia Fund L.P. (Mar 1, 2021). The two records do not overlap in time: this page has one filing dated Apr 18, 2014; the other runs Sep 8, 2016 to Mar 1, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert L. Bernstein (MA) — PartnerFacts page ↗Form D/A · Mar 1, 2021 ↗Windham Risk Premia Fund L.P. — PartnerFacts page ↗Robert Bernstein (IL) — this page ↗
Sources
Note · Dec 9, 2014 – Feb 15, 2019

Same name, different state: "Robert Bernstein" (CA) is a separate record

This page covers filings where the address state is IL. A separate record, "Robert Bernstein" with address state CA, is listed on 7 filings — most recently by MATERIA, INC. (Feb 15, 2019). The two records do not overlap in time: this page has one filing dated Apr 18, 2014; the other runs Dec 9, 2014 to Feb 15, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Bernstein (CA) — PartnerFacts page ↗Form D · Feb 15, 2019 ↗MATERIA, INC. — PartnerFacts page ↗Robert Bernstein (IL) — this page ↗
Sources
Note · May 16, 2014 – Sep 5, 2017

Same name, different state: "Robert Bernstein" (NH) is a separate record

This page covers filings where the address state is IL. A separate record, "Robert Bernstein" with address state NH, is listed on 5 filings — most recently by Monadnock Agricultural Center, LLC (Sep 5, 2017). The two records do not overlap in time: this page has one filing dated Apr 18, 2014; the other runs May 16, 2014 to Sep 5, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Bernstein (NH) — PartnerFacts page ↗Form D · Sep 5, 2017 ↗Monadnock Agricultural Center, LLC — PartnerFacts page ↗Robert Bernstein (IL) — this page ↗
Sources
Note · Jul 18, 2014

Same name, different state: "Robert Bernstein" (AL) is a separate record

This page covers filings where the address state is IL. A separate record, "Robert Bernstein" with address state AL, is listed on 1 filing — most recently by Movi Medical, LLC (Jul 18, 2014). The two records do not overlap in time: this page has one filing dated Apr 18, 2014; the other has one filing dated Jul 18, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Bernstein (AL) — PartnerFacts page ↗Form D · Jul 18, 2014 ↗Movi Medical, LLC — PartnerFacts page ↗Robert Bernstein (IL) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 18, 2014 D
F-Three Mortgage Fund, LLC
File 021-215892
$0$0$0
The related persons are not charging any fees in connection with their management of the Company.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert Bernstein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FT
Pooled Investment Fund

F-Three Mortgage Fund, LLC

Chicago, IL · Apr 18, 2014
  • Apr 18, 2014 · D · $2,550,000 sold of $6,000,000 · 10 investors · min. $200,000 · role: Executive Officer EDGAR ↗

Raised $2.55M from 10 investors (43% of the $6M target) as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Bernstein — NY, 7 issuers, Aug 9, 2010 → Feb 2, 2026 · no shared issuer
  • Robert Bernstein — NH, 4 issuers, May 16, 2014 → Sep 5, 2017 · no shared issuer
  • Robert L. Bernstein — MA, 3 issuers, Sep 8, 2016 → Mar 1, 2021 · no shared issuer
  • Robert Bernstein — CA, 2 issuers, Dec 9, 2014 → Feb 15, 2019 · no shared issuer
  • Robert Bernstein — AL, 1 issuer, Jul 18, 2014 → Jul 18, 2014 · no shared issuer
  • Robert Bernstein — MA, 1 issuer, Oct 6, 2020 → Oct 6, 2020 · no shared issuer

People around Robert 1

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kane Mitchell Posner

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Bernstein. Their page shows their other deals.

The team behind the deals

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Bernstein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Bernstein is listed on: none on file. No website or social profile named in F-Three Mortgage Fund, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #318,139 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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