Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:11 AM ET

Sponsor Check › Person

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Robert B. Catell

Named as an officer, director or promoter on SEC Form D filings · NY · May 9, 2016 → Jun 3, 2026

2deals (issuers)

$72.4Mreported sold

114investors

8Form D filings

2016–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert B. Catell is listed as a director on 8 SEC Form D filings by 2 issuers between May 2016 and Jun 2026: BNB PLUS CORP. (Stony Brook, NY — industry reported as "Other" — 2019–2026; $58M reported sold to 33 investors) and BioRestorative Therapies, Inc. (Melville, NY — biotechnology — 2016; $14.4M reported sold to 81 investors).

What this means 2 separate companies raised money with this person listed as director, over about 10 years. Across those companies the filings report $72.4M sold in total.

Listed alongside Beth Jantzen (7 shared filings), Joseph D. Ceccoli (7 shared filings), Judith Murrah (7 shared filings), Yacov Shamash (7 shared filings), James A. Hayward (5 shared filings) and 16 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 8 public filings for Robert B. Catell and found 8 differences: 5 bankruptcy cases name the subject or team members; 19% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert B. Catell has not run yet — it is joining a line of 48,774 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert B. Catell..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Robert B. Catell (compared 8 filings on Oct 24, 2026)

Note · Jan 25, 2000 – Dec 29, 2021

5 bankruptcy cases name the subject or team members

Bankruptcy case: BioRestorative Therapies, Inc. — filed Mar 20, 2020 · Bankruptcy case: BioRestorative Therapies, Inc. v. Desmarais — filed Aug 14, 2020 · Bankruptcy case: Toms River Resources, Inc. — filed Oct 15, 2009 · Bankruptcy case: Geron v. S.Shamash & Sons, Inc. — filed Nov 4, 2002 · Bankruptcy case: The Casablanca Group, L.P. v. Shamash & Sons, Inc. — filed Jan 25, 2000

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. New York ↗BioRestorative Therapies, Inc. — PartnerFacts page ↗Docket · United States Bankruptcy Court, E.D. New York ↗Docket · United States Bankruptcy Court, E.D. New York ↗

Sources

Docket · United States Bankruptcy Court, E.D. New York ↗ (Mar 20, 2020)
BioRestorative Therapies, Inc. — PartnerFacts page ↗ (Oct 9, 2025)
Docket · United States Bankruptcy Court, E.D. New York ↗ (Aug 14, 2020)
Docket · United States Bankruptcy Court, E.D. New York ↗ (Oct 15, 2009)
Docket · United States Bankruptcy Court, S.D. New York ↗ (Nov 4, 2002)
Yacov Shamash — PartnerFacts page ↗
Docket · United States Bankruptcy Court, S.D. New York ↗ (Jan 25, 2000)

Note · May 9, 2016

19% of the money raised went to insiders — BioRestorative Therapies, Inc.

The May 9, 2016 Form D/A reports $14,395,044 sold and $2,725,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · May 9, 2016 ↗BioRestorative Therapies, Inc. — PartnerFacts page ↗

Sources

Form D/A · May 9, 2016 ↗ (May 9, 2016)
BioRestorative Therapies, Inc. — PartnerFacts page ↗ (Oct 9, 2025)

Note · Sep 29, 2025 – Oct 15, 2025

Form D filed 16 days after the first sale — BNB PLUS CORP.

The filing says the first sale was Sep 29, 2025. The Form D was filed Oct 15, 2025 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 15, 2025 ↗BNB PLUS CORP. — PartnerFacts page ↗

Sources

Form D · Oct 15, 2025 ↗ (Oct 15, 2025)
BNB PLUS CORP. — PartnerFacts page ↗ (Jun 3, 2026)

Note · Jan 14, 2014 – Nov 6, 2024

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — BNB PLUS CORP. (latest filing Nov 6, 2024) · No amendment in the last 12 months on an offering that may still be open — BNB PLUS CORP. (latest filing Feb 12, 2024) · No amendment in the last 12 months on an offering that may still be open — BNB PLUS CORP. (latest filing Oct 20, 2020) · No amendment in the last 12 months on an offering that may still be open — BioRestorative Therapies, Inc. (latest filing May 9, 2016)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Nov 6, 2024 ↗BNB PLUS CORP. — PartnerFacts page ↗Form D · Feb 12, 2024 ↗Form D · Oct 20, 2020 ↗

Sources

Form D · Nov 6, 2024 ↗ (Nov 6, 2024)
BNB PLUS CORP. — PartnerFacts page ↗ (Jun 3, 2026)
Form D · Feb 12, 2024 ↗ (Feb 12, 2024)
Form D · Oct 20, 2020 ↗ (Oct 20, 2020)
Form D/A · May 9, 2016 ↗ (May 9, 2016)
BioRestorative Therapies, Inc. — PartnerFacts page ↗ (Oct 9, 2025)

Note · Jul 19, 2019 – Jun 3, 2026

Industry group changed between filings — BNB PLUS CORP.

"Biotechnology" (Jul 19, 2019 to Oct 15, 2025); then "Other" (Jun 3, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jul 19, 2019 ↗Form D · Jun 3, 2026 ↗BNB PLUS CORP. — PartnerFacts page ↗

Sources

Form D · Jul 19, 2019 ↗ (Jul 19, 2019)
Form D · Jun 3, 2026 ↗ (Jun 3, 2026)
BNB PLUS CORP. — PartnerFacts page ↗ (Jun 3, 2026)

Note · Jul 19, 2019 – Jun 3, 2026

Reported revenue range changed between filings — BNB PLUS CORP.

"$1,000,001 - $5,000,000" (Jul 19, 2019); then "$5,000,001 - $25,000,000" (Feb 12, 2024); then "Decline to Disclose" (Nov 6, 2024); then "$1,000,001 - $5,000,000" (Jun 3, 2026).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jul 19, 2019 ↗Form D · Feb 12, 2024 ↗Form D · Nov 6, 2024 ↗Form D · Jun 3, 2026 ↗

Sources

Form D · Jul 19, 2019 ↗ (Jul 19, 2019)
Form D · Feb 12, 2024 ↗ (Feb 12, 2024)
Form D · Nov 6, 2024 ↗ (Nov 6, 2024)
Form D · Jun 3, 2026 ↗ (Jun 3, 2026)
BNB PLUS CORP. — PartnerFacts page ↗ (Jun 3, 2026)

Note · May 5, 2015 – Feb 3, 2016

Same name, different state: "Robert Catell" (A1) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert Catell" with address state A1, is listed on 2 filings — most recently by American Vanadium Corp. (Feb 3, 2016). The two records do not overlap in time: this page runs May 9, 2016 to Jun 3, 2026; the other runs May 5, 2015 to Feb 3, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Catell (A1) — PartnerFacts page ↗Form D · Feb 3, 2016 ↗American Vanadium Corp. — PartnerFacts page ↗Robert B. Catell (NY) — this page ↗

Sources

Robert Catell (A1) — PartnerFacts page ↗ (Feb 3, 2016)
Form D · Feb 3, 2016 ↗ (Feb 3, 2016)
American Vanadium Corp. — PartnerFacts page ↗ (Feb 3, 2016)
Robert B. Catell (NY) — this page ↗ (Jun 3, 2026)

Note · Mar 20, 2014 – Jan 13, 2015

Address moved from Jupiter, FL to Melville, NY — BioRestorative Therapies, Inc.

The people listed on the Mar 20, 2014 filing give Jupiter, FL; on the Jan 13, 2015 filing they give Melville, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 20, 2014 ↗Form D/A · Jan 13, 2015 ↗BioRestorative Therapies, Inc. — PartnerFacts page ↗

Sources

Form D · Mar 20, 2014 ↗ (Mar 20, 2014)
Form D/A · Jan 13, 2015 ↗ (Jan 13, 2015)
BioRestorative Therapies, Inc. — PartnerFacts page ↗ (Oct 9, 2025)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 8 offerings report sales commissions totalling $1,125,165; 0 report finder's fees; 2 report proceeds to related persons totalling $3,450,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jun 3, 2026 D BNB PLUS CORP. File 021-586078	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Oct 15, 2025 D BNB PLUS CORP. File 021-560796	$361,745	$0	$725,000 Includes a total gross amount of (i) $400,000 to be paid in a lump sum to Ms. Murrah on or before November 17, 2025; (ii) $175,000 to be paid as a one-time cash bonus to Mr. Shorrock; and (iii) $150,000 to be paid as a one-time cash bonus to Ms. Jantzen	Lucid Capital Markets, LLC BrokerCheck CRD 000140345 ↗	EDGAR ↗
Nov 6, 2024 D BNB PLUS CORP. File 021-528813	$490,000	$0	$0	Craig-Hallum Capital Group LLC BrokerCheck CRD 000121395 ↗	EDGAR ↗
Feb 12, 2024 D BNB PLUS CORP. File 021-505028	$273,420	$0	$0	Maxim Group LLC BrokerCheck CRD 120708 ↗	EDGAR ↗
Oct 20, 2020 D BNB PLUS CORP. File 021-378377	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 26, 2019 D BNB PLUS CORP. File 021-347414	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 19, 2019 D BNB PLUS CORP. File 021-344655	$0	$0	$0	None listed on this filing	EDGAR ↗
May 9, 2016 D/A BioRestorative Therapies, Inc. File 021-213985	$0	$0	$2,725,000 (est.)	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Robert B. Catell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

BNB PLUS CORP.

Stony Brook, NY · Jul 19, 2019 → Jun 3, 2026 · 7 filings

Jun 3, 2026 · D · $2,500,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 15, 2025 · D · $58,000,000 sold of $58,000,000 · 33 investors · min. No minimum reported · role: Director EDGAR ↗
Nov 6, 2024 · D · $0 sold of $13,325,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
Feb 12, 2024 · D · $0 sold of $6,874,466 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 20, 2020 · D · $1,198,860 sold of $3,690,830 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Aug 26, 2019 · D · $418,000 sold of $418,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 19, 2019 · D · $1,500,000 sold of $1,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $58M from 33 investors (100% of the $5M target) as of the latest filing. Robert is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

BioRestorative Therapies, Inc.

Melville, NY · May 9, 2016

May 9, 2016 · D/A · $14,395,044 sold of Indefinite · 81 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14.4M from 81 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Robert Catell — NY, 2 issuers, May 6, 2013 → Jun 11, 2015 · no shared issuer
Robert Catell — British Columbia, Canada (as filed: A1), 1 issuer, May 5, 2015 → Feb 3, 2016 · no shared issuer

People around Robert 21

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity