PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:11 AM ET

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Robert Allen

Named as an officer, director or promoter on SEC Form D filings · UT · Jan 6, 2016 → Aug 2, 2019

3deals (issuers)
$7.56Mreported sold
71investors
5Form D filings
2016–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Allen is listed as a director on 5 SEC Form D filings by 3 issuers between Jan 2016 and Aug 2019: National HouseCheck Corp (Boise, ID — other real estate — 2019; $5.9M reported sold to 50 investors), National HouseCheck Corp (Parma, ID — other real estate — 2018; $1.38M reported sold to 18 investors) and KP BIOSCIENCES, INC. (Orem, UT — pharmaceuticals — 2016–2017; $280K reported sold to 3 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $7.56M sold in total.

Listed alongside Christian Apfel (3 shared filings), Dennis A Conforto (3 shared filings), John Case (3 shared filings), Leon Reinhart (3 shared filings), Sharon O'Leary (3 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

2 of the issuers belong to the sponsor group National Housecheck (2 issuers, $7.28M reported sold, 2018–2019).

What this means A sponsor group is one team that sets up a new company for each deal. National Housecheck has 2 companies on file and $7.28M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 SEC releases, 1 state regulator order, 7 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Robert Allen and found 14 differences, 2 worth asking the sponsor about: 28% of the money raised went to insiders; Form D filed 165 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Allen has not run yet — it is joining a line of 48,855 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

4 SEC releases; 1 state regulator order

Individuals Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Dec 13, 2019 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Robert P. Allen (CRD #6267678, Grovetown, Georgia)
As listed by the regulator: An AWC was issued in which Allen was assessed a deferred fine of $5,000 and suspended from association with any FINRA member in all capacities for three months. Without admitting or denying the findings, Allen consented to the sanctions and to the entry of findings that he engaged in an outside business activity by marketing and selling insurance products offered by a non-affiliated insurance company without disclosing the outside business activity to his member firm. The suspension is in effect from December 16, 2019, through March 15, 2020. Order / docket ↗ Regulator's list ↗
same full name in the order; 11 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, and Joseph Kenton Capital, Ltd Litigation release
SEC · Nov 14, 1997 · Parties as named in the release: Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, and Joseph Kenton Capital, Ltd Read the release ↗
same full name in the release title; 11 people with this name in Form D filings; the person's filing state is not named
Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody Litigation release
SEC · Nov 13, 1997 · Parties as named in the release: Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody Read the release ↗
same full name in the release title; 11 people with this name in Form D filings; the person's filing state is not named
Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody Litigation release
SEC · Jul 29, 1997 · Parties as named in the release: Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody Read the release ↗
same full name in the release title; 11 people with this name in Form D filings; the person's filing state is not named
Charles Brumfield, Joseph Brumfield, Robert Allen,William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, JamesGalante, Thomas Alger, John O'Brien, Lawrence Friedman, RobertFlanagan, Thomas Flanagan, Sharon Seiden, Warren Smith John Lynchand Alfred Brody Litigation release
SEC · Oct 31, 1995 · Parties as named in the release: Charles Brumfield, Joseph Brumfield, Robert Allen,William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, JamesGalante, Thomas Alger, John O'Brien, Lawrence Friedman, RobertFlanagan, Thomas Flanagan, Sharon Seiden, Warren Smith John Lynchand Alfred Brody Read the release ↗
same full name in the release title; 11 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Allen..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

Robert A Allen, Jr. closed
United States Bankruptcy Court, D. Utah · No. 18-24645 · Filed Jun 21, 2018 · Closed Oct 29, 2018
Role of Robert A Allen, Jr.: Debtor · Outcome: Case closed 2018-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1577 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (UT)
Robert E Allen and Wendy K Allen closed
United States Bankruptcy Court, D. Idaho · No. 15-40995 · Filed Oct 26, 2015 · Closed Feb 2, 2016
Role of Robert E Allen and Wendy K Allen: Debtor · Outcome: Case closed 2016-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1577 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (ID)
Robert Allen closed
United States Bankruptcy Court, D. Utah · No. 13-27567 · Filed Jul 2, 2013 · Closed Jan 13, 2017
Role of Robert Allen: Debtor · Outcome: Case closed 2017-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1577 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (UT)
Robert D. Allen and Jean M. Allen closed
United States Bankruptcy Court, D. Idaho · No. 11-03125 · Filed Oct 18, 2011 · Closed Mar 21, 2012
Role of Robert D. Allen and Jean M. Allen: Debtor · Outcome: Case closed 2012-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1577 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (ID)
Robert M. Allen, II and Donna Allen closed
United States Bankruptcy Court, D. Utah · No. 11-27687 · Filed May 25, 2011 · Closed Jan 11, 2016
Role of Robert M. Allen, II: Debtor · Outcome: Case closed 2016-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1577 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (UT)
Robert L Allen and Karolyn R Allen closed
United States Bankruptcy Court, D. Idaho · No. 11-20139 · Filed Feb 12, 2011 · Closed Jul 7, 2011
Role of Robert L Allen and Karolyn R Allen: Debtor · Outcome: Case closed 2011-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1577 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (ID)
Robert O Allen and Allice A Allen closed
United States Bankruptcy Court, D. Idaho · No. 10-02932 · Filed Sep 10, 2010 · Closed Dec 21, 2010
Role of Robert O Allen and Allice A Allen: Debtor · Outcome: Case closed 2010-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1577 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (ID)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Robert Allen — 2 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Feb 2, 2017

28% of the money raised went to insiders — KP BIOSCIENCES, INC.

The Feb 2, 2017 Form D/A reports $280,000 sold and $77,500 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "This amount is the amount that will be paid out as salary in the ordinary course of business for the two executive officers listed in Item 3 over the period of six months.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Feb 2, 2017 ↗KP BIOSCIENCES, INC. — PartnerFacts page ↗
Sources
Note · Aug 2, 2019

12% of the money raised went to insiders — National HouseCheck Corp

The Aug 2, 2019 Form D/A reports $5,900,000 sold and $734,091 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Salaries paid to executive officers.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Aug 2, 2019 ↗National HouseCheck Corp — PartnerFacts page ↗
Sources
Note · Jan 11, 2018

Robert Allen appears on 1 deal that stopped filing before reaching its target

KP BIOSCIENCES, INC. (last filing Jan 11, 2018; $280,000 sold of $1,225,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

KP BIOSCIENCES, INC. — PartnerFacts page ↗
Sources
Worth asking · Mar 4, 2018 – Aug 16, 2018

Form D filed 165 days after the first sale — National HouseCheck Corp

The filing says the first sale was Mar 4, 2018. The Form D was filed Aug 16, 2018 — 165 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 150 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 16, 2018 ↗National HouseCheck Corp — PartnerFacts page ↗
Sources
Note · Jan 1, 2019 – Aug 2, 2019

No amendment in the last 12 months on an offering that may still be open — National HouseCheck Corp (latest filing Aug 2, 2019)

The latest filing for this offering is dated Aug 2, 2019 (first sale Jan 1, 2019). It reports $5,900,000 sold of $7,150,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 2, 2019 ↗National HouseCheck Corp — PartnerFacts page ↗
Sources
Note · Mar 4, 2018 – Aug 16, 2018

No amendment in the last 12 months on an offering that may still be open — National HouseCheck Corp (latest filing Aug 16, 2018)

The latest filing for this offering is dated Aug 16, 2018 (first sale Mar 4, 2018). It reports $1,378,732 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 16, 2018 ↗National HouseCheck Corp — PartnerFacts page ↗
Sources
Note · Jan 6, 2016 – Feb 2, 2017

No amendment in the last 12 months on an offering that may still be open — KP BIOSCIENCES, INC. (latest filing Feb 2, 2017)

The latest filing for this offering is dated Feb 2, 2017 (first sale Jan 6, 2016). It reports $280,000 sold of $1,225,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 2, 2017 ↗KP BIOSCIENCES, INC. — PartnerFacts page ↗
Sources
Note · Jan 11, 2019 – Aug 2, 2019

Offering amount changed between filings — National HouseCheck Corp

The Jan 11, 2019 filing says an indefinite amount offered; the Aug 2, 2019 Form D/A says $7,150,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 11, 2019 ↗Form D/A (later) · Aug 2, 2019 ↗National HouseCheck Corp — PartnerFacts page ↗
Sources
Note · Aug 18, 2010 – Feb 25, 2021

Same name, different state: "Robert Allen" (NC) is a separate record

This page covers filings where the address state is UT. A separate record, "Robert Allen" with address state NC, is listed on 7 filings — most recently by Klearly Analytics, Inc. (Feb 25, 2021). Both records have filings in the same period (Jan 6, 2016 to Aug 2, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Allen (NC) — PartnerFacts page ↗Form D · Feb 25, 2021 ↗Klearly Analytics, Inc. — PartnerFacts page ↗Robert Allen (UT) — this page ↗
Sources
Note · Mar 5, 2010 – Oct 29, 2013

Same name, different state: "Robert L. Allen" (TN) is a separate record

This page covers filings where the address state is UT. A separate record, "Robert L. Allen" with address state TN, is listed on 10 filings — most recently by APHENA PHARMA SOLUTIONS HOLDINGS, INC. (Oct 29, 2013). The two records do not overlap in time: this page runs Jan 6, 2016 to Aug 2, 2019; the other runs Mar 5, 2010 to Oct 29, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert L. Allen (TN) — PartnerFacts page ↗Form D · Oct 29, 2013 ↗APHENA PHARMA SOLUTIONS HOLDINGS, INC. — PartnerFacts page ↗Robert Allen (UT) — this page ↗
Sources
Note · Apr 13, 2010 – Feb 8, 2013

Same name, different state: "Robert Allen, Jr." (CA) is a separate record

This page covers filings where the address state is UT. A separate record, "Robert Allen, Jr." with address state CA, is listed on 4 filings — most recently by HG Capital XI, LLC (Mar 31, 2016). The two records do not overlap in time: this page runs Jan 6, 2016 to Aug 2, 2019; the other runs Apr 13, 2010 to Feb 8, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Allen, Jr. (CA) — PartnerFacts page ↗Form D · Mar 31, 2016 ↗HG Capital XI, LLC — PartnerFacts page ↗Robert Allen (UT) — this page ↗
Sources
Note · Jun 14, 2011

Same name, different state: "Robert Kenneth Allen, Sr." (AL) is a separate record

This page covers filings where the address state is UT. A separate record, "Robert Kenneth Allen, Sr." with address state AL, is listed on 1 filing — most recently by GUARDIAN BANCSHARES INC (Jun 14, 2011). The two records do not overlap in time: this page runs Jan 6, 2016 to Aug 2, 2019; the other has one filing dated Jun 14, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Kenneth Allen, Sr. (AL) — PartnerFacts page ↗Form D · Jun 14, 2011 ↗GUARDIAN BANCSHARES INC — PartnerFacts page ↗Robert Allen (UT) — this page ↗
Sources
Note · Oct 8, 2009

Same name, different state: "Robert Allen" (VT) is a separate record

This page covers filings where the address state is UT. A separate record, "Robert Allen" with address state VT, is listed on 1 filing — most recently by DANFORTH PEWTERERS LTD (Oct 8, 2009). The two records do not overlap in time: this page runs Jan 6, 2016 to Aug 2, 2019; the other has one filing dated Oct 8, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Allen (VT) — PartnerFacts page ↗Form D · Oct 8, 2009 ↗DANFORTH PEWTERERS LTD — PartnerFacts page ↗Robert Allen (UT) — this page ↗
Sources
Note · Jan 11, 2019 – Aug 2, 2019

Address moved from Carlsbad, CA to Austin, TX — National HouseCheck Corp

The people listed on the Jan 11, 2019 filing give Carlsbad, CA; on the Aug 2, 2019 filing they give Austin, TX.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 11, 2019 ↗Form D/A · Aug 2, 2019 ↗National HouseCheck Corp — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $811,591. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 2, 2019 D/A
National HouseCheck Corp
File 021-330306
$0$0$734,091
Salaries paid to executive officers.
None listed on this filingEDGAR ↗
Aug 16, 2018 D
National HouseCheck Corp
File 021-319411
$0$0$0None listed on this filingEDGAR ↗
Feb 2, 2017 D/A
KP BIOSCIENCES, INC.
File 021-254603
$0$0$77,500 (est.)
This amount is the amount that will be paid out as salary in the ordinary course of business for the two executive officers listed in Item 3 over the period of six months.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Robert Allen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NH
Other Real Estate · group: National Housecheck

National HouseCheck Corp

Boise, ID · Jan 11, 2019 → Aug 2, 2019 · 2 filings
  • Aug 2, 2019 · D/A · $5,900,000 sold of $7,150,000 · 50 investors · min. $25,000 · role: Director EDGAR ↗
  • Jan 11, 2019 · D · $3,017,289 sold of Indefinite · 25 investors · min. $25,000 · role: Director EDGAR ↗

Raised $5.9M from 50 investors (83% of the $7.15M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NH
Other Real Estate · group: National Housecheck

National HouseCheck Corp

Parma, ID · Aug 16, 2018
  • Aug 16, 2018 · D · $1,378,732 sold of Indefinite · 18 investors · min. $25,000 · role: Director EDGAR ↗

Raised $1.38M from 18 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KB
Pharmaceuticals

KP BIOSCIENCES, INC.

Orem, UT · Jan 6, 2016 → Feb 2, 2017 · 2 filings
  • Feb 2, 2017 · D/A · $280,000 sold of $1,225,000 · 3 investors · min. $50,000 · role: Director EDGAR ↗
  • Jan 6, 2016 · D · $0 sold of $1,225,000 · 0 investors · min. $50,000 · role: Director EDGAR ↗

Raised $280K from 3 investors (23% of the $1.23M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (10)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Allen, Jr. — CA, 3 issuers, Apr 13, 2010 → Feb 8, 2013 · no shared issuer
  • Robert Allen — NC, 3 issuers, Aug 18, 2010 → Feb 25, 2021 · no shared issuer
  • Robert Allen — Ontario, Canada (as filed: A6), 2 issuers, Mar 22, 2016 → Jul 23, 2019 · no shared issuer
  • Robert Allen — VT, 1 issuer, Oct 8, 2009 → Oct 8, 2009 · no shared issuer
  • Robert L. Allen — TN, 1 issuer, Mar 5, 2010 → Oct 29, 2013 · no shared issuer
  • Robert Kenneth Allen, Sr. — AL, 1 issuer, Jun 14, 2011 → Jun 14, 2011 · no shared issuer
  • Robert Allen — WA, 1 issuer, Apr 29, 2016 → Apr 29, 2016 · no shared issuer
  • Robert W. Allen — Colombia (as filed: F8), Ontario, Canada (as filed: A6), 1 issuer, Dec 8, 2009 → Feb 24, 2010 · no shared issuer
  • Robert W. Allen — UT, 1 issuer, Mar 21, 2013 → Apr 10, 2013 · no shared issuer
  • Robert W. Allen — FL, TN, 1 issuer, Sep 22, 2021 → Sep 11, 2025 · no shared issuer

People around Robert 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sharon O'Leary

Director · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Robert Allen. Their page shows their other deals.

WK
No photo found yet (own website and image search run after this page is viewed)
Person

William G. Klehm

Executive Officer, Director · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Robert Allen. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis A Conforto

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as Robert Allen. Their page shows their other deals.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Leon Reinhart

Director · 3 shared filings (2 issuers)

Listed on the same filings as Robert Allen. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Apfel

Director · 3 shared filings (2 issuers)

Listed on the same filings as Robert Allen. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Case

Director · 3 shared filings (2 issuers)

Listed on the same filings as Robert Allen. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy McGraw

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Robert Allen. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Smith

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Robert Allen. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kyle Lane

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Allen. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Cryer

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Allen. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Miller

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Allen. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stefan Swanepoel

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Allen. Their page shows their other deals.

WE
No photo found yet (own website and image search run after this page is viewed)
Person

William T Edwards

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Allen. Their page shows their other deals.

The team behind the deals

NH
Sponsor group

National Housecheck

2 issuers · 3 filings · $7.28M reported sold · 2018–2019

One team, 2 deal companies. Robert Allen is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Allen.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Allen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Allen is listed on: none on file. No website or social profile named in National HouseCheck Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #230,584 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boise, ID). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Utah state courts — find the court ↗Idaho state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Utah Secretary of State business search ↗Idaho Secretary of State business search ↗OpenCorporates ↗

Change history

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