Robert Abbot is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Mar 2013 and May 2013: BACK9NETWORK INC. (Hartford, CT — industry reported as "Other" — 2013; $12M reported sold to 69 investors).
What this means One deal on file with the SEC, filed May 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Carlos Silva (2 shared filings), Charles A. Cox (2 shared filings), Gregory Hopkins (2 shared filings), J. Reid Gorman (2 shared filings), James D. Wehr (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Robert Abbot and found 4 differences, 1 worth asking the sponsor about: Form D filed 218 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.