Robert A Marshall is listed as an executive officer on 4 SEC Form D filings by 2 issuers between Jun 2020 and Jul 2023: Southern California Bancorp \ CA (San Diego, CA — commercial banking — 2020–2021; $42M reported sold to 50 investors) and Friendly Hills Bancorp (Whittier, CA — commercial banking — 2022–2023; $10.1M reported sold to 36 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $52.1M sold in total.
Listed alongside Nathan L. Rogge (4 shared filings), Anthony DiVita (3 shared filings), Adirana Boeka (2 shared filings), Alex Sun (2 shared filings), David P. Harris (2 shared filings) and 16 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
1 of the issuers belongs to the sponsor group Fb Merger (3 issuers, $42M reported sold, 2009–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Fb Merger has 3 companies on file and $42M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Robert A Marshall and found 5 differences: No amendment in the last 12 months on an offering that may still be open; Robert A Marshall is written 2 different ways on the filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.