PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:10 AM ET

Sponsor Check › Person

RJ
No photo found yet (own website and image search run after this page is viewed)

Robert A. Johnson

Named as an officer, director or promoter on SEC Form D filings · Alberta, Canada (as filed: A0) · May 25, 2011 → Nov 20, 2013

1deal (issuers)
$17.6Mreported sold
14investors
3Form D filings
2011–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert A. Johnson is listed as a director on 3 SEC Form D filings by 1 issuer between Feb 2010 and Nov 2013: Bellatrix Exploration Ltd. (Calgary, Alberta, Canada (as filed: A0) — oil and gas — 2010–2013; $17.6M reported sold to 14 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Doug N. Baker (3 shared filings), Edward J. Brown (3 shared filings), John H. Cuthbertson (3 shared filings), Keith MacDonald (3 shared filings), Melvin M. Hawkrigg (3 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 14 SEC releases listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Robert A. Johnson and found 9 differences, 1 worth asking the sponsor about: 5 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert A. Johnson has not run yet — it is joining a line of 48,186 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

14 SEC releases

David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy Deboer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Carol Fox Foelak, Administrative Law Judge Administrative proceeding
SEC · May 28, 2009 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy Deboer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Carol Fox Foelak, Administrative Law Judge Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
Robert Johnson Administrative proceeding
SEC · Jan 27, 2009 · Parties as named in the release: Robert Johnson Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Oct 15, 2008 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Oct 15, 2008 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Oct 15, 2008 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Oct 15, 2008 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Jul 16, 2008 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Jul 16, 2008 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Nov 27, 2007 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Nov 27, 2007 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Nov 27, 2007 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · May 23, 2007 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · May 23, 2007 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, and Thomas J. Murphy – formerly of Fleet Specialist, Inc.; Kevin M. Fee and Frank A. Delaney IV of Bear Wagner Specialists LLC; Freddy DeBoer – formerly of LaBranche & Co. LLC; Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy and Robert A. Johnson, Jr. – formerly of Spear Leeds & Kellogg Specialists LLC; and Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes and Robert A. Scavone, Jr. – formerly of Van der Moolen Specialists USA, LLC Administrative proceeding
SEC · Apr 12, 2005 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, and Thomas J. Murphy – formerly of Fleet Specialist, Inc.; Kevin M. Fee and Frank A. Delaney IV of Bear Wagner Specialists LLC; Freddy DeBoer – formerly of LaBranche & Co. LLC; Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy and Robert A. Johnson, Jr. – formerly of Spear Leeds & Kellogg Specialists LLC; and Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes and Robert A. Scavone, Jr. – formerly of Van der Moolen Specialists USA, LLC Read the release ↗
same full name in the release title; 29 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert A. Johnson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Robert A. Johnson — 1 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Feb 5, 2010 – Nov 20, 2013

5 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: AltaCorp Capital Inc. — Bellatrix Exploration Ltd. · Paid seller listed without a CRD number: CIBC World Markets Inc. — Bellatrix Exploration Ltd. · Paid seller listed without a CRD number: Genuity Capital Markets — Bellatrix Exploration Ltd. · Paid seller listed without a CRD number: Byron Securites Limited — Bellatrix Exploration Ltd. · Paid seller listed without a CRD number: Macquarie Capital Markets Canada Ltd. — Bellatrix Exploration Ltd.

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Nov 20, 2013 ↗BrokerCheck search: AltaCorp Capital Inc. ↗Bellatrix Exploration Ltd. — PartnerFacts page ↗BrokerCheck search: CIBC World Markets Inc. ↗
Sources
Note · Feb 5, 2010 – Nov 20, 2013

CRD number for National Bank Financial Inc. appears on one filing and not another — Bellatrix Exploration Ltd.

The Feb 5, 2010 filing lists National Bank Financial Inc. with CRD 25541; the Nov 20, 2013 Form D lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D · Feb 5, 2010 ↗Form D · Nov 20, 2013 ↗FINRA BrokerCheck ↗Bellatrix Exploration Ltd. — PartnerFacts page ↗
Sources
Note · Feb 5, 2010 – May 25, 2011

CRD number for Wellington West Capital Markets Inc. appears on one filing and not another — Bellatrix Exploration Ltd.

The Feb 5, 2010 filing lists Wellington West Capital Markets Inc. with CRD 133617; the May 25, 2011 Form D lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D · Feb 5, 2010 ↗Form D · May 25, 2011 ↗FINRA BrokerCheck ↗Bellatrix Exploration Ltd. — PartnerFacts page ↗
Sources
Note · Feb 5, 2010 – May 25, 2011

Robert A. Johnson is written 2 different ways on the filings

listed as "Robert Johnson" on the Feb 5, 2010 filing, and "Robert A. Johnson" on 2 filings (from May 25, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 5, 2010 ↗Form D · May 25, 2011 ↗Robert A. Johnson — PartnerFacts page ↗
Sources
Note · Feb 5, 2010 – May 25, 2011

Reported revenue range changed between filings — Bellatrix Exploration Ltd.

"Over $100,000,000" (Feb 5, 2010); then "Decline to Disclose" (May 25, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 5, 2010 ↗Form D · May 25, 2011 ↗Bellatrix Exploration Ltd. — PartnerFacts page ↗
Sources
Note · Nov 17, 2023 – Nov 14, 2025

Same name, different state: "ROBERT JOHNSON" (OR) is a separate record

This page covers filings where the address state is A0. A separate record, "ROBERT JOHNSON" with address state OR, is listed on 3 filings — most recently by Stumptown Capital Fund LLC (Nov 14, 2025). The two records do not overlap in time: this page runs May 25, 2011 to Nov 20, 2013; the other runs Nov 17, 2023 to Nov 14, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

ROBERT JOHNSON (OR) — PartnerFacts page ↗Form D/A · Nov 14, 2025 ↗Stumptown Capital Fund LLC — PartnerFacts page ↗Robert A. Johnson (A0) — this page ↗
Sources
Note · Dec 7, 2009 – Aug 12, 2020

Same name, different state: "Robert Johnson" (CA) is a separate record

This page covers filings where the address state is A0. A separate record, "Robert Johnson" with address state CA, is listed on 7 filings — most recently by LendingHome Funding Vehicle, LLC (Aug 12, 2020). Both records have filings in the same period (May 25, 2011 to Nov 20, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Johnson (CA) — PartnerFacts page ↗Form D/A · Aug 12, 2020 ↗LendingHome Funding Vehicle, LLC — PartnerFacts page ↗Robert A. Johnson (A0) — this page ↗
Sources
Note · Aug 25, 2010 – Mar 27, 2020

Same name, different state: "Robert Johnson" (MA) is a separate record

This page covers filings where the address state is A0. A separate record, "Robert Johnson" with address state MA, is listed on 2 filings — most recently by Affinia Therapeutics Inc. (Mar 27, 2020). Both records have filings in the same period (May 25, 2011 to Nov 20, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Johnson (MA) — PartnerFacts page ↗Form D · Mar 27, 2020 ↗Affinia Therapeutics Inc. — PartnerFacts page ↗Robert A. Johnson (A0) — this page ↗
Sources
Note · Oct 1, 2013

Same name, different state: "ROBERT JOHNSON" (AZ) is a separate record

This page covers filings where the address state is A0. A separate record, "ROBERT JOHNSON" with address state AZ, is listed on 2 filings — most recently by DragonTech International, LLC (Oct 1, 2013). Both records have filings in the same period (Oct 1, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

ROBERT JOHNSON (AZ) — PartnerFacts page ↗Form D · Oct 1, 2013 ↗DragonTech International, LLC — PartnerFacts page ↗Robert A. Johnson (A0) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 3 offerings report sales commissions totalling $1,382,088; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 20, 2013 D
Bellatrix Exploration Ltd.
File 021-206706
$880,640$0$0Canaccord Genuity Corp. no CRD number reported
via Canaccord Genuity Inc. (CRD 1020 ↗)

Dundee Securities Ltd. no CRD number reported
via Dundee Securities Inc. (CRD 39759 ↗)

National Bank Financial Inc. no CRD number reported
AltaCorp Capital Inc. no CRD number reported
CIBC World Markets Inc. no CRD number reported		EDGAR ↗
May 25, 2011 D
Bellatrix Exploration Ltd.
File 021-160303
$349,325$0$0National Bank Financial Inc. no CRD number reported
via NBF Securities (USA) Corp. (CRD 25541 ↗)

Canaccord Genuity Corp. no CRD number reported
via Canaccord Genuity Inc. (CRD 1020 ↗)

Wellington West Capital Markets Inc. no CRD number reported		EDGAR ↗
Feb 5, 2010 D
Bellatrix Exploration Ltd.
File 021-138508
$152,123$0$0National Bank Financial Inc. no CRD number reported
via NBF Securities (USA) Corp. (CRD 25541 ↗)

Wellington West Capital Markets Inc. no CRD number reported
via Wellington West Capital Markets (USA) Inc. (CRD 133617 ↗)

Genuity Capital Markets no CRD number reported
Byron Securites Limited no CRD number reported
Macquarie Capital Markets Canada Ltd. no CRD number reported		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert A. Johnson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BE
Oil and Gas

Bellatrix Exploration Ltd.

Calgary, Alberta, Canada (as filed: A0) · Feb 5, 2010 → Nov 20, 2013 · 3 filings
  • Nov 20, 2013 · D · $17,612,802 sold of $17,612,802 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 25, 2011 · D · $7,292,040 sold of $7,292,040 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 5, 2010 · D · $3,042,460 sold of $3,042,460 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.6M from 14 investors (100% of the $17.6M target) as of the latest filing. Robert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert P Johnson — MN, 38 issuers, Mar 16, 2009 → Oct 18, 2021 · no shared issuer
  • ROBERT L. JOHNSON — MD, 8 issuers, Nov 16, 2009 → May 29, 2015 · no shared issuer
  • Robert Johnson — CA, 4 issuers, Dec 7, 2009 → Aug 12, 2020 · no shared issuer
  • Robert H Johnson — MO, 4 issuers, Sep 11, 2012 → Oct 14, 2022 · no shared issuer
  • Robert Edward Johnson — NE, 3 issuers, Sep 29, 2010 → Jul 14, 2015 · no shared issuer
  • Robert W. Johnson — TX, 3 issuers, May 24, 2018 → Oct 20, 2022 · no shared issuer
  • Robert Luke Johnson — NY, 2 issuers, Jan 10, 2022 → Oct 21, 2026 · no shared issuer
  • Robert Johnson — MA, 2 issuers, Aug 25, 2010 → Mar 27, 2020 · no shared issuer
  • Robert Thomas Johnson — CA, 2 issuers, Aug 27, 2019 → Jan 16, 2020 · no shared issuer
  • ROBERT JOHNSON — OR, 1 issuer, Nov 17, 2023 → Nov 14, 2025 · no shared issuer
  • Robert Harold Johnson — CO, 1 issuer, Jan 20, 2010 → Jan 20, 2010 · no shared issuer
  • Robert R. Johnson, II — MI, 1 issuer, Jun 15, 2012 → Jun 15, 2012 · no shared issuer
  • ROBERT JOHNSON — AZ, 1 issuer, Oct 1, 2013 → Oct 1, 2013 · no shared issuer
  • Robert Johnson — IN, 1 issuer, Feb 5, 2016 → Feb 5, 2016 · no shared issuer
  • Robert Johnson — GA, 1 issuer, Dec 29, 2017 → Dec 29, 2017 · no shared issuer
  • Robert F. Johnson — VA, 1 issuer, May 1, 2018 → May 1, 2018 · no shared issuer
  • Robert E. Johnson — NV, 1 issuer, Feb 21, 2019 → Feb 21, 2019 · no shared issuer
  • Robert Johnson — PA, 1 issuer, Jun 22, 2020 → Jun 22, 2020 · no shared issuer
  • Robert J. Johnson — CT, 1 issuer, Jul 29, 2020 → Jul 23, 2021 · no shared issuer
  • Robert Johnson — OH, 1 issuer, Jul 29, 2025 → Oct 6, 2026 · no shared issuer

People around Robert 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John H. Cuthbertson

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Doug N. Baker

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond G. Smith

Director, Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Murray L. Cobbe

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Murray B. Todd

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

W.C. (Mickey) Dunn

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Edward J. Brown

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Melvin M. Hawkrigg

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Keith MacDonald

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

RO
No photo found yet (own website and image search run after this page is viewed)
Person

Russell G. Oicle

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

VW
No photo found yet (own website and image search run after this page is viewed)
Person

Ving Y. Woo

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Blair

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Duncan A. Chisholm

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy A. Blair

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

BE
No photo found yet (own website and image search run after this page is viewed)
Person

Brent A. Eshleman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert A. Johnson. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert A. Johnson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert A. Johnson is listed on: none on file. No website or social profile named in Bellatrix Exploration Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #323,933 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Calgary, A0). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Robert A. Johnson appears on a new Form D, or when a court case or SEC action is matched to them. See plans →