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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:18 AM ET

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Rob Whitlow

Named as an officer, director or promoter on SEC Form D filings · IN · May 19, 2014 → Sep 28, 2018

4deals (issuers)
$27.2Mreported sold
182investors
10Form D filings
2014–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rob Whitlow is listed as an executive officer and director on 10 SEC Form D filings by 4 issuers between May 2014 and Sep 2018: American Alternative Investments, LLC (Greenwood, IN — industry reported as "Other" — 2014–2017; $18.7M reported sold to 174 investors), AAI Holding Trust (Indianapolis, IN — industry reported as "Other" — 2017–2018; $7.86M reported sold to 2 investors), AGRISOLVE LLC (Greenwood, IN — agriculture — 2016; $660K reported sold to 6 investors) and AAI Global Institutional LLC-S (Greenwood, IN — industry reported as "Other" — 2017).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $27.2M sold in total.

Listed alongside Thomas J. Boesen (8 shared filings), Thomas Bradley Pearsey (3 shared filings), Roland Kessler (1 shared filing) and Troy Flowers (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rob. Each name links to their own page.

3 of the issuers belong to the sponsor group Aai (4 issuers, $7.92M reported sold, 2014–2019).

What this means A sponsor group is one team that sets up a new company for each deal. Aai has 4 companies on file and $7.92M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 4 state regulator orders, 1 bankruptcy case matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Rob Whitlow and found 12 differences, 4 worth asking the sponsor about: WA securities regulator consent order naming Rob Whitlow (Jul 11, 2022); PA securities regulator order (type not printed in the list entry; see the order) naming Rob Whitlow (May 23, 2022); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rob Whitlow has not run yet — it is joining a line of 50,983 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 dismissed, 1 judgment

WHITLOW v. EAGLE ACCOUNTS GROUP, INC. dismissed
District Court, S.D. Indiana · No. 1:13-cv-01925 · Filed Dec 6, 2013 · Closed Apr 15, 2014 · Nature of suit: 480 Consumer credit
Role of WHITLOW: Plaintiff · Outcome: Terminated 2014-04-15 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 160 federal dockets); surname only in the caption; court in the person's filing state (IN)
WHITLOW v. FMS, INC. judgment
District Court, S.D. Indiana · No. 1:13-cv-01507 · Filed Sep 20, 2013 · Closed May 19, 2014 · Nature of suit: Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of WHITLOW: Plaintiff · Outcome: Terminated 2014-05-19 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 160 federal dockets); surname only in the caption; court in the person's filing state (IN)
ROBERT D WHITLOW v. AETNA LIFE CO dismissed
District Court, E.D. Wisconsin · No. · Filed Dec 22, 1987 · Closed Oct 7, 1988 · Nature of suit: 791 Employee Retirement Income Security Act
Role of ROBERT D WHITLOW: Plaintiff · Outcome: Terminated 1988-10-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 160 federal dockets); first name matches; court in WI (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

4 state regulator orders

Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Jul 11, 2022 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-19-2672-21-CO03 · Parties (regulator's caption): American Alternative Investments, LLC; Rob Whitlow · Order entered with/against: Robyn D. Whitlow (“Whitlow”) and American Alternative Investments, LLC (“AAI)
As listed by the regulator: On July 11, the Securities Division entered into a Consent Order with Robyn D. Whitlow (“Whitlow”) and American Alternative Investments, LLC (“AAI) (collectively, “Respondents”). The Securities Division previously entered a Statement of Charges and Notice of Intent to Enter an Order to Cease and Desist, Impose Fines, and Charge Costs against Whitlow, AAI, and others on September 28, 2021. … Without admitting or denying the Securities Division’s allegations, Respondents agreed to cease and desist from violations of RCW 21.20.040, the securities salesperson and broker-dealer registration section of the Securities Act of Washington. Respondent also agreed to cease and desist from violations of RCW 21.20.010, the anti-fraud section of the Securities Act of Washington. In light of the financial disclosures as part of Respondent Whitlow’s bankruptcy, the Securities Division determined to waive the collection of $50,000.00 in fines and $16,868.00 in costs. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); first name matches; regulator in WA (not a filing state); co-listed entity "american alternative investments" is an issuer this person is named on; named in the regulator's case caption but not in the entry sentence stating who the order was entered with/against
Order (type not printed in the list entry; see the order) PA · Pennsylvania Department of Banking and Securities
Order date May 23, 2022 · Regulator: Pennsylvania Department of Banking and Securities · Parties (regulator's caption): American Alternative Investments, LLC and Rob Whitlow
As listed by the regulator: American Alternative Investments, LLC and Rob of Indianapolis, Indiana have entered into a Consent Agreement and Order and are permanently barred for violations of the Pennsylvania Securities Act of 1972. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); first name matches; regulator in PA (not a filing state); co-listed entity "american alternative investments" is an issuer this person is named on
Statement of Charges WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Sep 28, 2021 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-19-2672-20-SC03 · Parties (regulator's caption): Robyn D. Whitlow, Thomas J. Boesen, American Alternative Investments, Gregory C. Minear, and James D. Helgeson · Order entered with/against: Robyn D. Whitlow (“Whitlow”), Thomas J. Boesen (“Boesen”), American Alternative Investments (“AAI”), Gregory C. Minear (“Minear”), and James D. Helgeson
As listed by the regulator: On September 28, 2021, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist, to Impose a Fine, and to Charge Costs (“Statement of Charges”) against Robyn D. Whitlow (“Whitlow”), Thomas J. Boesen (“Boesen”), American Alternative Investments (“AAI”), Gregory C. Minear (“Minear”), and James D. Helgeson (“Helgeson”) (collectively, “Respondents”). … These unregistered sales agents included Respondents Minear and Helgeson, who were paid commissions by AAI for the securities they sold. … The Securities Division intends to order Respondents to cease and desist from violating the Securities Act of Washington, that Respondents Whitlow, Boesen, and AAI to pay a fine of $110,000.00, Respondent Minear to pay a fine of $7,500, Respondent Helgeson to pay a fine of $3,500. Additionally, the Securities Division intends to order Respondents Whitlow, Boesen, and AAI to pay investigative costs of at least $21,868.00, Respondent Minear to pay invest Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (robyn); regulator in WA (not a filing state); co-listed entity "american alternative investments" is an issuer this person is named on
Individuals Barred Or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): John R. Whitlow (Registered Representative, Normal, Illinois)
As listed by the regulator: John R. Whitlow (Registered Representative, Normal, Illinois) submitted a Letter of Acceptance, Waiver and Consent pursuant to which he was censured, fined $225,000, and barred from association with any NASD member in any capacity. Without admitting or denying the allegations, Whitlow consented to the described sanctions and to the entry of findings that he wrote checks totaling $45,000 from a public customer’s money market mutual fund account, failed to use the funds for any investment purposes, and used the funds for his own purposes and for salaries and expenses of a corporation of which he was a majority shareholder. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (john); nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rob Whitlow..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Robert Whitlow Winfree closed
United States Bankruptcy Court, S.D. Florida. · No. 13-35748 · Filed Oct 26, 2013 · Closed Jun 17, 2015
Role of Robert Whitlow Winfree: Debtor · Outcome: Case closed 2015-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 160 federal dockets); first name matches; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Rob Whitlow — 4 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Jul 11, 2022

WA securities regulator consent order naming Rob Whitlow (Jul 11, 2022)

Washington State Department of Financial Institutions, Securities Division (DFI) issued a Consent Order dated Jul 11, 2022. Respondents as listed: American Alternative Investments, LLC; Rob Whitlow. Outcome as listed: On July 11, the Securities Division entered into a Consent Order with Robyn D. Whitlow (“Whitlow”) and American Alternative Investments, LLC (“AAI) (collectively, “Respondents”). The Securities Division previously entered a Statement of Charges and Notice of Intent to Enter an Order to Cease and Desist, Impose Fines, and Charge Costs against Whitlow, AAI, and others on September 28, 2021. … Without admitting or denying the Securities Division’s allegations, Respondents agreed to cease and desist from violations of RCW 21.20.040, the securities salesperson and broker-dealer registration section of the Securities Act of Washington. Respondent also agreed to cease and desist from violations of RCW 21.20.010, the anti-fraud section of the Securities Act of Washington. In light of the financial disclosures as part of Respondent Whitlow’s bankruptcy, the Securities Division determined to waive the collection of $50,000.00 in fines and $16,868.00 in costs.. Matched to Rob Whitlow. Our match estimate: 66%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

WA order · Consent Order ↗
Sources
Worth asking · May 23, 2022

PA securities regulator order (type not printed in the list entry; see the order) naming Rob Whitlow (May 23, 2022)

Pennsylvania Department of Banking and Securities issued a Order (type not printed in the list entry; see the order) dated May 23, 2022. Respondents as listed: American Alternative Investments, LLC and Rob Whitlow. Outcome as listed: American Alternative Investments, LLC and Rob of Indianapolis, Indiana have entered into a Consent Agreement and Order and are permanently barred for violations of the Pennsylvania Securities Act of 1972.. Matched to Rob Whitlow.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

PA order · Order (type not printed in the list entry; see the order) ↗
Sources
Worth asking · Sep 28, 2021

WA securities regulator statement of charges naming Rob Whitlow (Sep 28, 2021)

Washington State Department of Financial Institutions, Securities Division (DFI) issued a Statement of Charges dated Sep 28, 2021. Respondents as listed: Robyn D. Whitlow, Thomas J. Boesen, American Alternative Investments, Gregory C. Minear, and James D. Helgeson. Outcome as listed: On September 28, 2021, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist, to Impose a Fine, and to Charge Costs (“Statement of Charges”) against Robyn D. Whitlow (“Whitlow”), Thomas J. Boesen (“Boesen”), American Alternative Investments (“AAI”), Gregory C. Minear (“Minear”), and James D. Helgeson (“Helgeson”) (collectively, “Respondents”). … These unregistered sales agents included Respondents Minear and Helgeson, who were paid commissions by AAI for the securities they sold. … The Securities Division intends to order Respondents to cease and desist from violating the Securities Act of Washington, that Respondents Whitlow, Boesen, and AAI to pay a fine of $110,000.00, Respondent Minear to pay a fine of $7,500, Respondent Helgeson to pay a fine of $3,500. Additionally, the Securities Division intends to order Respondents Whitlow, Boesen, and AAI to pay investigative costs of at least $21,868.00, Respondent Minear to pay invest. Matched to Rob Whitlow.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

WA order · Statement of Charges ↗
Sources
Worth asking · May 19, 2014

40% of the money raised went to insiders — American Alternative Investments, LLC

The May 19, 2014 Form D reports $500,000 sold and $200,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "This number could decrease if costs are higher than projected and the total sum for both related persons.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · May 19, 2014 ↗American Alternative Investments, LLC — PartnerFacts page ↗
Sources
Note · Sep 6, 2017 – Sep 28, 2018

No amendment in the last 12 months on an offering that may still be open — AAI Holding Trust (latest filing Sep 28, 2018)

The latest filing for this offering is dated Sep 28, 2018 (first sale Sep 6, 2017). It reports $7,864,336 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 28, 2018 ↗AAI Holding Trust — PartnerFacts page ↗
Sources
Note · May 6, 2014 – Jan 6, 2017

No amendment in the last 12 months on an offering that may still be open — American Alternative Investments, LLC (latest filing Jan 6, 2017)

The latest filing for this offering is dated Jan 6, 2017 (first sale May 6, 2014). It reports $18,660,202 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 6, 2017 ↗American Alternative Investments, LLC — PartnerFacts page ↗
Sources
Note · Mar 8, 2016

No amendment in the last 12 months on an offering that may still be open — AGRISOLVE LLC (latest filing Mar 8, 2016)

The latest filing for this offering is dated Mar 8, 2016 (first sale Mar 8, 2016). It reports $660,000 sold of $825,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 8, 2016 ↗AGRISOLVE LLC — PartnerFacts page ↗
Sources
Note · Jul 13, 2015 – Jul 26, 2016

Rob Whitlow's role changed at American Alternative Investments, LLC: director → executive officer

The Jul 13, 2015 filing lists Rob Whitlow as director; the Jul 26, 2016 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jul 13, 2015 ↗Form D/A · Jul 26, 2016 ↗Rob Whitlow — PartnerFacts page ↗American Alternative Investments, LLC — PartnerFacts page ↗
Sources
Note · May 19, 2014 – Jul 13, 2015

Offering amount changed between filings — American Alternative Investments, LLC

The May 19, 2014 filing says $5,000,000 offered; the Jul 13, 2015 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 19, 2014 ↗Form D/A (later) · Jul 13, 2015 ↗American Alternative Investments, LLC — PartnerFacts page ↗
Sources
Note · May 19, 2014 – Jul 13, 2015

Minimum investment changed between filings — American Alternative Investments, LLC

The May 19, 2014 filing lists a minimum of $25,000; the Jul 13, 2015 Form D/A lists $15,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 19, 2014 ↗Form D/A (later) · Jul 13, 2015 ↗American Alternative Investments, LLC — PartnerFacts page ↗
Sources
Note · May 19, 2014 – Jul 7, 2017

Reported revenue range changed between filings — American Alternative Investments, LLC

"No Revenues" (May 19, 2014); then "Decline to Disclose" (Jul 13, 2015); then "$1 - $1,000,000" (Oct 31, 2016); then "Decline to Disclose" (Jan 6, 2017); then "Not Applicable" (Jul 7, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 19, 2014 ↗Form D/A · Jul 13, 2015 ↗Form D · Oct 31, 2016 ↗Form D/A · Jan 6, 2017 ↗
Sources
Note · Sep 12, 2017 – Sep 28, 2018

Address moved from Greenwood, IN to Indianapolis, IN — AAI Holding Trust

The people listed on the Sep 12, 2017 filing give Greenwood, IN; on the Sep 28, 2018 filing they give Indianapolis, IN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 12, 2017 ↗Form D/A · Sep 28, 2018 ↗AAI Holding Trust — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 6 offerings report sales commissions totalling $1,939,320; 0 report finder's fees; 5 report proceeds to related persons totalling $535,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 28, 2018 D/A
AAI Holding Trust
File 021-294521
$120,000 (est.)$0$0 (est.)WealthForge Securities, LLC BrokerCheck CRD 152550 ↗
via WealthForge Securities, LLC (CRD 152550 ↗)
EDGAR ↗
Aug 25, 2017 D
AAI Global Institutional LLC-S
File 021-293476
$0$0$100,000 (est.)None listed on this filingEDGAR ↗
Jul 7, 2017 D
American Alternative Investments, LLC
File 021-290199
$150,000 (est.)$0 (est.)$145,000 (est.)
This number could decrease if costs are higher than projected and the total sum for both related persons.
None listed on this filingEDGAR ↗
Jan 6, 2017 D/A
American Alternative Investments, LLC
File 021-217603
$1,669,320 (est.)$0 (est.)$140,000 (est.)
This number could decrease if costs are higher than projected and the total sum for both related persons.
Kevin M. McDougall BrokerCheck CRD 000160841 ↗
via David A. Noyes & Company (CRD 205 ↗)
EDGAR ↗
Oct 31, 2016 D
American Alternative Investments, LLC
File 021-273489
$0$0$100,000 (est.)None listed on this filingEDGAR ↗
Mar 8, 2016 D
AGRISOLVE LLC
File 021-258830
$0$0$50,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Rob Whitlow on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AH
Other · group: Aai

AAI Holding Trust

Indianapolis, IN · Sep 12, 2017 → Sep 28, 2018 · 2 filings
  • Sep 28, 2018 · D/A · $7,864,336 sold of Indefinite · 2 investors · min. $15,000 · role: Executive Officer EDGAR ↗
  • Sep 12, 2017 · D · $250,000 sold of Indefinite · 2 investors · min. $15,000 · role: Executive Officer EDGAR ↗

Raised $7.86M from 2 investors as of the latest filing. Rob is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Other · group: Aai

AAI Global Institutional LLC-S

Greenwood, IN · Aug 25, 2017
  • Aug 25, 2017 · D · $0 sold of Indefinite · 0 investors · min. $2,000,000 · role: Executive Officer (CEO and 1 of 2 owners.) EDGAR ↗

No sales reported yet as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Other · group: Aai

American Alternative Investments, LLC

Greenwood, IN · May 19, 2014 → Jul 7, 2017 · 6 filings
  • Jul 7, 2017 · D · $0 sold of Indefinite · 0 investors · min. $15,000 · role: Executive Officer (CEO and 1 of 2 owners) EDGAR ↗
  • Jan 6, 2017 · D/A · $18,660,202 sold of Indefinite · 174 investors · min. $15,000 · role: Executive Officer (CEO and 1 of 2 owners.) EDGAR ↗
  • Oct 31, 2016 · D · $0 sold of Indefinite · 0 investors · min. $2,000,000 · role: Executive Officer (CEO and 1 of 2 owners.) EDGAR ↗
  • Jul 26, 2016 · D/A · $18,660,202 sold of Indefinite · 174 investors · min. $15,000 · role: Executive Officer (CEO and 1 of 2 owners.) EDGAR ↗
  • Jul 13, 2015 · D/A · $9,500,000 sold of Indefinite · 77 investors · min. $15,000 · role: Director (1 of 2 Directors/Owners.) EDGAR ↗
  • May 19, 2014 · D · $500,000 sold of $5,000,000 · 2 investors · min. $25,000 · role: Director (1 of 2 Directors/Owners.) EDGAR ↗

Raised $18.7M from 174 investors as of the latest filing. Rob is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Agriculture

AGRISOLVE LLC

Greenwood, IN · Mar 8, 2016
  • Mar 8, 2016 · D · $660,000 sold of $825,000 · 6 investors · min. $82,500 · role: Director EDGAR ↗

Raised $660K from 6 investors (80% of the $825K target) as of the latest filing. Rob is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Agriculture / 506(b) (448 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Rob 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Boesen

Director, Executive Officer · 8 shared filings (4 issuers) · also on 1 other issuer

Thomas J. Boesen is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Bradley Pearsey

Director · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Rob Whitlow. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Roland Kessler

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rob Whitlow. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Troy Flowers

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rob Whitlow. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Aai

4 issuers · 10 filings · $7.92M reported sold · 2014–2019

One team, 4 deal companies. Rob Whitlow is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rob Whitlow.

Same business address

9 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Rob Whitlow by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Rob Whitlow is listed on: none on file. No website or social profile named in AGRISOLVE LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #290,176 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Greenwood, IN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Indiana state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Indiana Secretary of State business search ↗OpenCorporates ↗

Change history

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