Rob Rueckert is listed as a director on 6 SEC Form D filings by 3 issuers between Mar 2018 and Mar 2022: Uniphore Technologies Inc. (Palo Alto, CA — other technology — 2022; $364.6M reported sold to 33 investors), Realty Mogul, Co. (Los Angeles, CA — other technology — 2019; $35.4M reported sold to 387 investors) and Harvest Savings & Wealth Technologies Inc. (Larkspur, CA — computers — 2018–2020; $8.13M reported sold to 18 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $408.2M sold in total.
Listed alongside Andrew Sievers (3 shared filings), Kelly Rodriques (3 shared filings), Hrach Simonian (2 shared filings), Jay Coppoletta (2 shared filings), Jilliene Helman (2 shared filings) and 18 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rob. Each name links to their own page.
The issuers belong to 2 sponsor groups: Operative (2 issuers, $642K reported sold, 2014–2020) and Realty Mogul (115 issuers, $247.5M reported sold, 2013–2022).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Rob Rueckert and found 9 differences: 16% of the money raised went to insiders; 11% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.