Rob Coltin is listed as an executive officer on 12 SEC Form D filings by 5 issuers between Feb 2013 and Apr 2017: GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC (New York, NY — pooled investment fund — 2013–2014; $98.1M reported sold to 81 investors), Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC (Charlotte, NC — pooled investment fund — 2013–2014; $91.6M reported sold to 214 investors), York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC (Boston, NC — pooled investment fund — 2013–2014; $77.7M reported sold to 176 investors), AllBlue ASP Fund, a series of Alternative Strategies Platform, LLC (Charlotte, NC — pooled investment fund — 2013–2017; $23.2M reported sold to 34 investors) and Halcyon Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC (Charlotte, NC — pooled investment fund — 2013–2014; $6.94M reported sold to 7 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $297.5M sold in total.
Listed alongside Adam Taback (12 shared filings), Britta Perkio Patterson (12 shared filings), Michael Roman (12 shared filings), Doretta Dunegan (10 shared filings), Yukari Nakano (10 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rob. Each name links to their own page.
The issuers belong to 2 sponsor groups: Alternative (115 issuers, $4.56B reported sold, 2009–2021) and Icapital (30 issuers, $3.45B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 12 public filings for Rob Coltin and found 6 differences, 3 worth asking the sponsor about: Rob Coltin is no longer listed on the Feb 20, 2015 amendment; Rob Coltin is no longer listed on the Feb 19, 2015 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.