PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:33 AM ET

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Rob Charlet

Named as an officer, director or promoter on SEC Form D filings · CA · Oct 15, 2019 → Oct 15, 2019

1deal (issuers)
$500Kreported sold
20investors
1Form D filing
2019year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rob Charlet is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Oct 2019: GATC CANNA CORP (Irvine, CA — other health care — 2019; $500K reported sold to 20 investors).

What this means One deal on file with the SEC, filed Oct 2019. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Dennis Locke (1 shared filing), Jeff Moses (1 shared filing), John Stroh (1 shared filing) and Kevin Woodbridge (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rob. Each name links to their own page.

The issuer belongs to the sponsor group Gatc (7 issuers, $27.9M reported sold, 2019–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Gatc has 7 companies on file and $27.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 2 SEC releases, 2 state regulator orders, 22 bankruptcy cases matching the name listed in Key records below.

What this means 28 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Rob Charlet and found 6 differences, 3 worth asking the sponsor about: Regulator action naming a team member: John L. Banach, f/k/a/ J. Leo Lawson, Robert Thomas Clawson, Trent David Gribben, Tariq Samad Khan, Terry Lee Lewis, Ronald Troy Mikulka, Reagan Burton Richmond, Randle William Villa, Woodbridge & Associates, Kevin Lee Woodbridge, and 381143 Alberta Ltd. Robert G. Mahony, Administrative Law Judge (Feb 9, 2001); 5 bankruptcy cases name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rob Charlet has not run yet — it is joining a line of 56,289 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 open, 1 dismissed

Charlet Chung v. Westjet Airlines Ltd. open
District Court, C.D. California · No. 2:25-cv-11497 · Filed Dec 2, 2025 · Nature of suit: 310 Airplane · Cause: 28:1331 Fed. Question
Role of Charlet Chung: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in the person's filing state (CA)
Securities and Exchange Commission v. Charlet dismissed
District Court, N.D. Texas · No. 3:17-cv-00139 · Filed Jan 13, 2017 · Closed Aug 29, 2017 · Nature of suit: 850 Other Statutes: Securities/Commodities/Exchange · Cause: 15:77 Securities
Role of Charlet: Defendant · Outcome: Terminated 2017-08-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in TX (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases; 2 state regulator orders

Robin Glen Charlet Administrative proceeding
SEC · Dec 8, 2017 · Parties as named in the release: Robin Glen Charlet Read the release ↗
same rare surname (1 person in Form D filings); different first name (glen)
Robin G. Charlet, Steven W. Sparks, Gregory J. Tuthill and Kirk D. Porter Litigation release
SEC · Jan 13, 2017 · Parties as named in the release: Robin G. Charlet, Steven W. Sparks, Gregory J. Tuthill and Kirk D. Porter Read the release ↗
same rare surname (1 person in Form D filings); different first name (robin); the person's filing state is not named
Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Dec 24, 2015 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-14-1417-15-CO03 · Parties (regulator's caption): Robin Charlet · Order entered with/against: Robin Charlet
As listed by the regulator: On December 24, 2015, the Securities Division entered into a Consent Order with Robin Charlet. … Without admitting or denying the Securities Division’s allegations, Robin Charlet agreed to cease and desist from violating the Securities Act of Washington. Robin Charlet also agreed to pay an administrative fine of $1,000 and investigative costs of $500. … MiniHYA Corporation; and Raymond Willis - S-15-1624-15-SC01 - Statement of Charges On December 18, 2015, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist, to Impose Fines, and to Charge Costs (Statement of Charges) against MiniHYA Corporation and Raymond Willis. … The Securities Division intends to order MiniHYA Corporation and Raymond Willis to cease and desist from violating the Securities Act of Washington and gives notice of its intent to impost a fine and charge costs. Order / docket ↗ Regulator's list ↗
same rare surname (1 person in Form D filings); different first name (robin); regulator in WA (not a filing state)
Statement of Charges WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date May 23, 2014 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-14-1417-14-SC01 · Parties (regulator's caption): Couch Oil & Gas, Inc.; Charles O. Couch; Robin Charlet; Kirk Porter · Order entered with/against: Couch Oil & Gas, Inc., Charles O. Couch, Robin Charlet, and Kirk Porter
As listed by the regulator: On May 23, 2014, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist, to Impose Fines, and to Charge Costs (“Statement of Charges”) against Couch Oil & Gas, Inc., Charles O. Couch, Robin Charlet, and Kirk Porter (“Respondents”). … The Securities Division intends to order Respondents to each cease and desist from violating the Securities Act of Washington, to impose fines, and to charge costs. Order / docket ↗ Regulator's list ↗
same rare surname (1 person in Form D filings); different first name (robin); regulator in WA (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rob Charlet..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

22 cases: 1 open, 21 closed (disposition not in docket feed)

Anthony Wayne Jones and Charlet Elaine Alcorn open
United States Bankruptcy Court, E.D. Kentucky · No. 18-60364 · Filed Mar 21, 2018
Role of Anthony Wayne Jones and Charlet Elaine Alcorn: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in KY (not a filing state)
Joseph C Henderson and Charlet Henderson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 15-32507 · Filed Nov 12, 2015 · Closed Jul 14, 2016
Role of Joseph C Henderson and Charlet Henderson: Debtor · Outcome: Case closed 2016-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in WI (not a filing state)
Anthony M Lewis and Charlet S Lewis closed
United States Bankruptcy Court, E.D. Virginia · No. 13-12588 · Filed Jun 4, 2013 · Closed Sep 13, 2013
Role of Anthony M Lewis and Charlet S Lewis: Debtor · Outcome: Case closed 2013-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in VA (not a filing state)
Charlet Elaine Smith and Ronald Eugene Smith closed
United States Bankruptcy Court, E.D. Kentucky · No. 12-60561 · Filed Apr 29, 2012 · Closed Oct 14, 2015
Role of Charlet Elaine Smith and Ronald Eugene Smith: Debtor · Outcome: Case closed 2015-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in KY (not a filing state)
Christopher Ali Brown and Amanda Charlet Brown closed
United States Bankruptcy Court, N.D. Texas · No. 11-20633 · Filed Nov 7, 2011 · Closed Mar 20, 2013
Role of Christopher Ali Brown and Amanda Charlet Brown: Debtor · Outcome: Case closed 2013-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); different first name (amanda); court in TX (not a filing state)
Michael Gerard O'Connor and Charlet Ann O'Connor closed
United States Bankruptcy Court, N.D. California · No. 11-57649 · Filed Aug 15, 2011 · Closed Nov 30, 2011
Role of Michael Gerard O'Connor and Charlet Ann O'Connor: Debtor · Outcome: Case closed 2011-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in the person's filing state (CA)
Jeffrey L Barker and Charlet Barker closed
United States Bankruptcy Court, W.D. Oklahoma · No. 10-17508 · Filed Dec 17, 2010 · Closed May 9, 2011
Role of Jeffrey L Barker and Charlet Barker: Debtor · Outcome: Case closed 2011-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in OK (not a filing state)
STEPHEN G VOSS and CHARLET VOSS closed
United States Bankruptcy Court, D. Montana · No. 09-62043 · Filed Oct 8, 2009 · Closed Nov 22, 2010
Role of STEPHEN G VOSS and CHARLET VOSS: Debtor · Outcome: Case closed 2010-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in MT (not a filing state)
Michael Gerard O'Connor and Charlet Ann O'Connor closed
United States Bankruptcy Court, E.D. California · No. 09-18377 · Filed Aug 31, 2009 · Closed Aug 19, 2011
Role of Michael Gerard O'Connor and Charlet Ann O'Connor: Debtor · Outcome: Case closed 2011-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in the person's filing state (CA)
James Wesley Haworth and Charlet DeeAnn Haworth closed
United States Bankruptcy Court, C.D. California · No. 1:09-bk-15759 · Filed May 15, 2009 · Closed Oct 16, 2009
Role of James Wesley Haworth and Charlet DeeAnn Haworth: Debtor · Outcome: Case closed 2009-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in the person's filing state (CA)
Robert D Estes and Charlet C Estes closed
United States Bankruptcy Court, E.D. Arkansas · No. 1:04-bk-24278 · Filed Nov 29, 2004 · Closed Mar 7, 2008
Role of Robert D Estes and Charlet C Estes: Debtor · Outcome: Case closed 2008-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in AR (not a filing state)
Joseph Clark Henderson and Charlet Mae Henderson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 02-31354 · Filed Sep 5, 2002 · Closed Jan 7, 2003
Role of Joseph Clark Henderson and Charlet Mae Henderson: Debtor · Outcome: Case closed 2003-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in WI (not a filing state)
ANDREW PAUL SUTTON and CHARLET DENISE SUTTON closed
United States Bankruptcy Court, D. Arizona · No. 2:02-bk-12105 · Filed Aug 5, 2002 · Closed Jun 22, 2004
Role of ANDREW PAUL SUTTON and CHARLET DENISE SUTTON: Debtor · Outcome: Case closed 2004-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in AR (not a filing state)
Wood v. Charlet Moser/Wild Country USA Inc closed
United States Bankruptcy Court, W.D. Washington · No. 00-05461 · Filed May 31, 2000 · Closed Nov 16, 2000
Role of Charlet Moser/Wild Country USA Inc: Defendant · Outcome: Case closed 2000-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in WA (not a filing state)
Bruce Lee Thompson and Charlet Mary Thompson closed
United States Bankruptcy Court, W.D. Missouri · No. 99-62175 · Filed Dec 20, 1999 · Closed Nov 28, 2001
Role of Bruce Lee Thompson and Charlet Mary Thompson: Debtor · Outcome: Case closed 2001-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in MO (not a filing state)
George Leslie Jones and Diane Ruth Charlet Jones closed
United States Bankruptcy Court, C.D. California · No. 6:97-bk-20709 · Filed Jun 17, 1997 · Closed Oct 6, 1997
Role of George Leslie Jones and Diane Ruth Charlet Jones: Debtor · Outcome: Case closed 1997-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); different first name (ruth); court in the person's filing state (CA)
Jeffrey Lee Barker and Charlet L. Barker closed
United States Bankruptcy Court, W.D. Oklahoma · No. 97-10295 · Filed Jan 14, 1997 · Closed Jun 23, 1997
Role of Jeffrey Lee Barker and Charlet L. Barker: Debtor · Outcome: Case closed 1997-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in OK (not a filing state)
Kenneth Woods Jr. and Shelia Charlet Woods closed
United States Bankruptcy Court, E.D. Virginia · No. 95-14492 · Filed Oct 12, 1995 · Closed Feb 12, 1996
Role of Kenneth Woods Jr. and Shelia Charlet Woods: Debtor · Outcome: Case closed 1996-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); different first name (shelia); court in VA (not a filing state)
Bryan Ray Lauer and Charlet Marie Lauer closed
United States Bankruptcy Court, D. North Dakota · No. 91-36092 · Filed Nov 14, 1991 · Closed Mar 17, 1992
Role of Bryan Ray Lauer and Charlet Marie Lauer: Debtor · Outcome: Case closed 1992-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in ND (not a filing state)
Charles Dana Carroll and Charlet Mae Francis Carroll closed
United States Bankruptcy Court, E.D. Missouri · No. 91-45382 · Filed Aug 23, 1991 · Closed Aug 16, 1994
Role of Charles Dana Carroll and Charlet Mae Francis Carroll: Debtor · Outcome: Case closed 1994-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in MO (not a filing state)
KEITH WAYNE HANSEN and CHARLET LAVESTA HANSEN closed
United States Bankruptcy Court, W.D. Oklahoma · No. 89-01700 · Filed Mar 17, 1989 · Closed Sep 28, 1993
Role of KEITH WAYNE HANSEN and CHARLET LAVESTA HANSEN: Debtor · Outcome: Case closed 1993-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in OK (not a filing state)
Edward J. Stewart and Charlet Stewart closed
United States Bankruptcy Court, D. Oregon · No. 89-30442 · Filed Feb 3, 1989 · Closed May 16, 1989
Role of Edward J. Stewart and Charlet Stewart: Debtor · Outcome: Case closed 1989-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 26 federal dockets); surname only in the caption; court in OR (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Rob Charlet — 3 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Feb 9, 2001

Regulator action naming a team member: John L. Banach, f/k/a/ J. Leo Lawson, Robert Thomas Clawson, Trent David Gribben, Tariq Samad Khan, Terry Lee Lewis, Ronald Troy Mikulka, Reagan Burton Richmond, Randle William Villa, Woodbridge & Associates, Kevin Lee Woodbridge, and 381143 Alberta Ltd. Robert G. Mahony, Administrative Law Judge (Feb 9, 2001)

A ap release dated Feb 9, 2001 names Kevin Woodbridge (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

John L. Banach, f/k/a/ J. Leo Lawson, Robert Thomas Clawson, Trent David Gribben, Tariq Samad Khan, Terry Lee Lewis, Ronald Troy Mikulka, Reagan Burton Richmond, Randle William Villa, Woodbridge & Associates, Kevin Lee Woodbridge, and 381143 Alberta Ltd. Robert G. Mahony, Administrative Law Judge ↗Kevin Woodbridge — PartnerFacts page ↗
Sources
Worth asking · Oct 19, 1994 – Nov 30, 2011

5 bankruptcy cases name the subject or team members

Bankruptcy case: Michael Gerard O'Connor and Charlet Ann O'Connor — filed Aug 15, 2011 · Bankruptcy case: Michael Gerard O'Connor and Charlet Ann O'Connor — filed Aug 31, 2009 · Bankruptcy case: James Wesley Haworth and Charlet DeeAnn Haworth — filed May 15, 2009 · Bankruptcy case: Michele Moses and Jeff Moses — filed Oct 19, 1994 · Bankruptcy case: Jeff Moses — filed Mar 17, 1998

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Docket · United States Bankruptcy Court, E.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, E.D. California ↗
Sources
Note · Feb 18, 2021

Rob Charlet appears on 1 deal that stopped filing before reaching its target

GATC CANNA CORP (last filing Feb 18, 2021; $500,000 sold of $1,500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

GATC CANNA CORP — PartnerFacts page ↗
Sources
Worth asking · Oct 15, 2019 – Feb 26, 2020

Rob Charlet is no longer listed on the Feb 26, 2020 amendment — GATC CANNA CORP

Rob Charlet appears on the Oct 15, 2019 Form D (executive officer) but not on the Feb 26, 2020 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Oct 15, 2019 ↗Form D/A · Feb 26, 2020 ↗Rob Charlet — PartnerFacts page ↗GATC CANNA CORP — PartnerFacts page ↗
Sources
Note · Oct 15, 2019 – Feb 18, 2021

Reported revenue range changed between filings — GATC CANNA CORP

"$1 - $1,000,000" (Oct 15, 2019); then "$1,000,001 - $5,000,000" (Feb 18, 2021).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Oct 15, 2019 ↗Form D/A · Feb 18, 2021 ↗GATC CANNA CORP — PartnerFacts page ↗
Sources
Note · Feb 26, 2020 – Feb 18, 2021

Address moved from Newport Beach, CA to Irvine, CA — GATC CANNA CORP

The people listed on the Feb 26, 2020 filing give Newport Beach, CA; on the Feb 18, 2021 filing they give Irvine, CA. The address now on file (2030 Main Street, Suite 660, Irvine, CA) is a registered-agent or shared-office address used by 10 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Feb 26, 2020 ↗Form D/A · Feb 18, 2021 ↗GATC CANNA CORP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 15, 2019 D
GATC CANNA CORP
File 021-351089
$0$0$0 (est.)None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Rob Charlet on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GC
Other Health Care · group: Gatc

GATC CANNA CORP

Irvine, CA · Oct 15, 2019
  • Oct 15, 2019 · D · $0 sold of $500,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $500K from 20 investors (100% of the $500K target) as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Rob 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Stroh

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Rob Charlet. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Locke

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Dennis Locke is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Moses

Executive Officer · 1 shared filing (1 issuer) · also on 6 other issuers

Jeff Moses is on 7 issuers in total — a repeat sponsor. Their page lists every one.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Woodbridge

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Rob Charlet. Their page shows their other deals.

The team behind the deals

G
Sponsor group

Gatc

7 issuers · 25 filings · $27.9M reported sold · 2019–2025

One team, 7 deal companies. Rob Charlet is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rob Charlet.

Same business address

9 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Rob Charlet by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Rob Charlet is listed on: none on file. No website or social profile named in GATC CANNA CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #198,604 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Irvine, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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