PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:16 AM ET

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Rick Nelson

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 19, 2021 → Mar 19, 2021

1deal (issuers)
$11.1Mreported sold
29investors
1Form D filing
2021year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:48 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rick Nelson is listed as a director on 1 SEC Form D filing by 1 issuer in Mar 2021: Cureatr Inc. (New York, NY — other health care — 2021; $11.1M reported sold to 29 investors).

What this means One deal on file with the SEC, filed Mar 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bharath Ganesan (1 shared filing), James Bradley (1 shared filing), John Clarke (1 shared filing), Joseph Mayer (1 shared filing), Richard Resnick (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rick. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 35 bankruptcy cases matching the name listed in Key records below.

What this means 36 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Rick Nelson and found 3 differences: Form D filed 21 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rick Nelson has not run yet — it is joining a line of 50,619 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:48 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Order to Void Certain Proxies and Imposing Civil Fine AK · Alaska Division of Banking and Securities (Department of Commerce, Community, and Economic Development)
Order date Feb 5, 1997 · Regulator: Alaska Division of Banking and Securities (Department of Commerce, Community, and Economic Development) · 97-4-S · Parties (regulator's caption): Rick Nelson; Derenty Tabios
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 2 people with this name in Form D filings; regulator in AK (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rick Nelson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

35 cases: 1 open, 34 closed (disposition not in docket feed)

Rick Nelson open
United States Bankruptcy Court, N.D. Illinois · No. 21-07202 · Filed Jun 8, 2021
Role of Rick Nelson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Rick A Nelson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 19-22806 · Filed Apr 2, 2019 · Closed Nov 12, 2020
Role of Rick A Nelson: Debtor · Outcome: Case closed 2020-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Rick Nelson closed
United States Bankruptcy Court, N.D. Illinois · No. 16-36354 · Filed Nov 15, 2016 · Closed Feb 16, 2017
Role of Rick Nelson: Debtor · Outcome: Case closed 2017-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Rick L. Nelson closed
United States Bankruptcy Court, E.D. Missouri · No. 13-40927 · Filed Feb 6, 2013 · Closed Dec 9, 2013
Role of Rick L. Nelson: Debtor · Outcome: Case closed 2013-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
Rick L Nelson and Tracy C Nelson closed
United States Bankruptcy Court, W.D. Arkansas · No. 5:11-bk-74763 · Filed Oct 24, 2011 · Closed Feb 9, 2012
Role of Rick L Nelson and Tracy C Nelson: Debtor · Outcome: Case closed 2012-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Rick D. Nelson and Laura E. Nelson closed
United States Bankruptcy Court, D. Minnesota · No. 10-47963 · Filed Oct 27, 2010 · Closed Nov 18, 2014
Role of Rick D. Nelson and Laura E. Nelson: Debtor · Outcome: Case closed 2014-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Rick A Nelson closed
United States Bankruptcy Court, C.D. Illinois · No. 10-72834 · Filed Sep 10, 2010 · Closed Jul 31, 2012
Role of Rick A Nelson: Debtor · Outcome: Case closed 2012-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Rick E. Nelson and Roxanne K. Nelson closed
United States Bankruptcy Court, N.D. California · No. 09-11334 · Filed May 9, 2009 · Closed Dec 16, 2009
Role of Rick E. Nelson and Roxanne K. Nelson: Debtor · Outcome: Case closed 2009-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
RICK D NELSON and LAURA E NELSON closed
United States Bankruptcy Court, D. Minnesota · No. 05-80611 · Filed Oct 16, 2005 · Closed Feb 23, 2006
Role of RICK D NELSON and LAURA E NELSON: Debtor · Outcome: Case closed 2006-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Rick Nelson closed
United States Bankruptcy Court, N.D. Ohio · No. 05-46575 · Filed Oct 3, 2005 · Closed Jan 20, 2006
Role of Rick Nelson: Debtor · Outcome: Case closed 2006-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
RICK NELSON and MARY NELSON closed
United States Bankruptcy Court, D. Nevada · No. 05-52289 · Filed Jul 27, 2005 · Closed Jan 4, 2006
Role of RICK NELSON and MARY NELSON: Debtor · Outcome: Case closed 2006-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)
Rick Nelson and Melissa Nelson closed
United States Bankruptcy Court, W.D. Michigan · No. 05-07757 · Filed May 31, 2005 · Closed Nov 28, 2007
Role of Rick Nelson and Melissa Nelson: Debtor · Outcome: Case closed 2007-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
RICK D NELSON and LAURA E NELSON closed
United States Bankruptcy Court, D. Minnesota · No. 04-44563 · Filed Aug 16, 2004 · Closed Dec 7, 2005
Role of RICK D NELSON and LAURA E NELSON: Debtor · Outcome: Case closed 2005-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Rick D. Nelson closed
United States Bankruptcy Court, N.D. Indiana · No. 03-36022 · Filed Oct 21, 2003 · Closed Feb 5, 2004
Role of Rick D. Nelson: Debtor · Outcome: Case closed 2004-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in IN (not a filing state)
Rick L Nelson closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-03-13604 · Filed May 13, 2003 · Closed Sep 8, 2003
Role of Rick L Nelson: Debtor · Outcome: Case closed 2003-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Rick P. Nelson closed
United States Bankruptcy Court, D. South Dakota · No. 03-40417 · Filed Apr 10, 2003 · Closed Jul 14, 2003
Role of Rick P. Nelson: Debtor · Outcome: Case closed 2003-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in SD (not a filing state)
Rick Nelson closed
United States Bankruptcy Court, N.D. Georgia · No. 02-42847 · Filed Nov 15, 2002 · Closed Dec 9, 2004
Role of Rick Nelson: Debtor · Outcome: Case closed 2004-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
Rick Nelson closed
United States Bankruptcy Court, C.D. California · No. 6:02-bk-11233 · Filed Jan 23, 2002 · Closed May 22, 2002
Role of Rick Nelson: Debtor · Outcome: Case closed 2002-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Rick Nelson and Kathleen M Nelson closed
United States Bankruptcy Court, N.D. Illinois · No. 01-26511 · Filed Jul 30, 2001 · Closed May 3, 2006
Role of Rick Nelson and Kathleen M Nelson: Debtor · Outcome: Case closed 2006-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Rick Nelson closed
United States Bankruptcy Court, C.D. California · No. 6:01-bk-21803 · Filed Jul 9, 2001 · Closed Feb 12, 2002
Role of Rick Nelson: Debtor · Outcome: Case closed 2002-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Rick E. Nelson and Laura D. Keck-Nelson closed
United States Bankruptcy Court, S.D. California · No. 01-00753 · Filed Jan 25, 2001 · Closed Aug 6, 2001
Role of Rick E. Nelson and Laura D. Keck-Nelson: Debtor · Outcome: Case closed 2001-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Rick A. Nelson closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-00-11379 · Filed Apr 3, 2000 · Closed Jul 28, 2000
Role of Rick A. Nelson: Debtor · Outcome: Case closed 2000-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Rick Nelson closed
United States Bankruptcy Court, E.D. California · No. 99-35032 · Filed Nov 15, 1999 · Closed Feb 24, 2000
Role of Rick Nelson: Debtor · Outcome: Case closed 2000-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
RICK R NELSON closed
United States Bankruptcy Court, D. Minnesota · No. 99-43064 · Filed Jun 4, 1999 · Closed Oct 25, 1999
Role of RICK R NELSON: Debtor · Outcome: Case closed 1999-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Rick Nelson and Andrea J. Nelson closed
United States Bankruptcy Court, S.D. Illinois · No. 99-31216 · Filed Apr 27, 1999 · Closed Jan 18, 2000
Role of Rick Nelson and Andrea J. Nelson: Debtor · Outcome: Case closed 2000-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Rick L. Nelson and Andrea J. Nelson closed
United States Bankruptcy Court, S.D. Illinois · No. 99-30941 · Filed Mar 30, 1999 · Closed May 12, 1999
Role of Rick L. Nelson and Andrea J. Nelson: Debtor · Outcome: Case closed 1999-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Rick R. Nelson and Maureen R. Nelson closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-98-36157 · Filed Dec 16, 1998 · Closed Mar 29, 1999
Role of Rick R. Nelson and Maureen R. Nelson: Debtor · Outcome: Case closed 1999-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Rick Nelson and Tracy Nelson closed
United States Bankruptcy Court, W.D. Arkansas · No. 5:98-bk-81145 · Filed Aug 28, 1998 · Closed Jul 29, 1999
Role of Rick Nelson and Tracy Nelson: Debtor · Outcome: Case closed 1999-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Rick Nelson and Tammie Nelson closed
United States Bankruptcy Court, N.D. Georgia · No. 96-41516 · Filed Jun 5, 1996 · Closed Dec 5, 2000
Role of Rick Nelson and Tammie Nelson: Debtor · Outcome: Case closed 2000-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
RICK J. NELSON closed
United States Bankruptcy Court, N.D. Alabama · No. 95-82162 · Filed Aug 14, 1995 · Closed Aug 4, 1999
Role of RICK J. NELSON: Debtor · Outcome: Case closed 1999-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)
Rick Nelson Tammie Nelson closed
United States Bankruptcy Court, N.D. Georgia · No. 95-41400 · Filed Jul 18, 1995 · Closed Apr 26, 1996
Role of Rick Nelson Tammie Nelson: Debtor · Outcome: Case closed 1996-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
Rick Nelson closed
United States Bankruptcy Court, E.D. Missouri · No. 94-46582 · Filed Dec 6, 1994 · Closed Nov 28, 2000
Role of Rick Nelson: Debtor · Outcome: Case closed 2000-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
Rick Nelson and Carol J Nelson closed
United States Bankruptcy Court, S.D. Texas · No. 94-43530 · Filed May 23, 1994 · Closed Sep 11, 1995
Role of Rick Nelson and Carol J Nelson: Debtor · Outcome: Case closed 1995-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
RICK NELSON and SUSAN E NELSON closed
United States Bankruptcy Court, E.D. Washington · No. 94-01262 · Filed May 11, 1994 · Closed Aug 16, 1994
Role of RICK NELSON and SUSAN E NELSON: Debtor · Outcome: Case closed 1994-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
RICK A. NELSON and TERESA L. NELSON closed
United States Bankruptcy Court, W.D. Oklahoma · No. 88-01823 · Filed Mar 21, 1988 · Closed Jul 5, 1988
Role of RICK A. NELSON and TERESA L. NELSON: Debtor · Outcome: Case closed 1988-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 57 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Rick Nelson (compared 1 filing on Oct 24, 2026)

Note · Feb 26, 2021 – Mar 19, 2021

Form D filed 21 days after the first sale — Cureatr Inc.

The filing says the first sale was Feb 26, 2021. The Form D was filed Mar 19, 2021 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 19, 2021 ↗Cureatr Inc. — PartnerFacts page ↗
Sources
Note · Feb 26, 2021 – Mar 19, 2021

No amendment in the last 12 months on an offering that may still be open — Cureatr Inc. (latest filing Mar 19, 2021)

The latest filing for this offering is dated Mar 19, 2021 (first sale Feb 26, 2021). It reports $11,123,845 sold of $13,221,095 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 19, 2021 ↗Cureatr Inc. — PartnerFacts page ↗
Sources
Note · Dec 3, 2013 – Oct 30, 2014

Same name, different state: "Rick A. Nelson" (WI or IL) is a separate record

This page covers filings where the address state is NY. A separate record, "Rick A. Nelson" with address state WI or IL, is listed on 8 filings — most recently by Research Apartment Development Partners, LLC (Mar 24, 2026). The two records do not overlap in time: this page has one filing dated Mar 19, 2021; the other runs Dec 3, 2013 to Oct 30, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Rick A. Nelson (WI,IL) — PartnerFacts page ↗Form D · Mar 24, 2026 ↗Research Apartment Development Partners, LLC — PartnerFacts page ↗Rick Nelson (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 19, 2021 D
Cureatr Inc.
File 021-392922
$0$0$0
Other than the payment of salaries and other compensation and benefits and reimbursement of expenses, no officer, director, partner, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Rick Nelson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C
Other Technology

Cureatr Inc.

New York, NY · Mar 19, 2021
  • Mar 19, 2021 · D · $11,123,845 sold of $13,221,095 · 14 investors · min. No minimum reported · role: Director (Mr. Nelson was elected to the board in connection with the offering.) EDGAR ↗

Raised $11.1M from 29 investors (84% of the $13.2M target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Rick A. Nelson — WI, IL, 8 issuers, Dec 3, 2013 → Oct 30, 2014 · no shared issuer

People around Rick 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Pietri

Director · 1 shared filing (1 issuer) · also on 9 other issuers

Todd Pietri is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Mayer

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Rick Nelson. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Bharath Ganesan

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Rick Nelson. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Bradley

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Nelson. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Clarke

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Nelson. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Resnick

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Nelson. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Rick Nelson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Rick Nelson is listed on: none on file. No website or social profile named in Cureatr Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #117,956 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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