Rick Heitzmann

Bankruptcy case: Richard C. Breeden, Esq. v. HERLANDS — filed Feb 4, 1998 · Bankruptcy case: Richard C. Breeden, Esq. v. Herlands — filed Mar 25, 1998 · Bankruptcy case: Richard C. Breeden, Esq. v. Herlands — filed Mar 25, 1998 · Bankruptcy case: Richard C. Breeden, Esq. v. Herlands — filed Mar 25, 1998 · Bankruptcy case: Richard C. Breeden, Esq. v. Herlands — filed Mar 25, 1998 · and 2 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

The filing says the first sale was Mar 5, 2021. The Form D was filed Mar 24, 2021 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Apr 15, 2016. The Form D was filed Jun 2, 2016 — 48 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 33 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The latest filing for this offering is dated Mar 13, 2025 (first sale Feb 28, 2025). It reports $10,877,746 sold of $11,999,990 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Aug 6, 2020 (first sale Jul 23, 2020). It reports $123,510,232 sold of $124,510,231 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Oct 18, 2016 (first sale Sep 20, 2016). It reports $5,996,763 sold of $8,365,318 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The Aug 27, 2009 filing says an indefinite amount offered; the Aug 27, 2009 Form D says $2,800,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Aug 27, 2009 filing lists a minimum of $0; the Aug 27, 2009 Form D lists $4,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

"Other Technology" (May 29, 2014 to Jun 2, 2016); then "Other" (May 30, 2019).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

This page covers filings where the address state is NY. A separate record, "Rick Heitzmann" with address state FL, is listed on 4 filings — most recently by Crisp, Inc. (Sep 25, 2024). Both records have filings in the same period (Jul 15, 2020 to Sep 25, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY. A separate record, "Rick Heitzmann" with address state MA, is listed on 2 filings — most recently by Proletariat Inc. (Nov 9, 2020). Both records have filings in the same period (Nov 27, 2019 to Nov 9, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY. A separate record, "Rick Heitzmann" with address state CA, is listed on 4 filings — most recently by HOPSKIPDRIVE, INC. (Mar 10, 2020). Both records have filings in the same period (Apr 29, 2014 to Mar 10, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.