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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:01 AM ET

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Rick Yang

Named as an officer, director or promoter on SEC Form D filings · CA · Jun 16, 2014 → Jul 20, 2026

18deals (issuers)
$6.73Breported sold
1,075investors
38Form D filings
2014–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rick Yang is listed as an executive officer and director on 38 SEC Form D filings by 18 issuers between Jun 2014 and Jul 2026. Largest by amount reported sold: New Enterprise Associates 18, L.P. (Timonium, MD — pooled investment fund — 2021–2022; $2.85B reported sold to 271 investors), NEA 18 Venture Growth Equity, L.P. (Timonium, MD — pooled investment fund — 2021–2022; $2.33B reported sold to 244 investors), NEA Secondary Opportunity Fund, L.P. (Timonium, MD — pooled investment fund — 2024; $468.2M reported sold to 60 investors), NEA RP SPV, L.P. (Timonium, MD — pooled investment fund — 2024; $244.6M reported sold to 3 investors), NEA TS 2024 SPV, L.P. (Timonium, MD — pooled investment fund — 2024; $155M reported sold to 20 investors) and 13 more (all listed below).

What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $6.73B sold in total.

Listed alongside Paul E. Walker (16 shared filings), Scott Sandell (16 shared filings), Ali Behbahani (15 shared filings), Anthony A. Florence (15 shared filings), Mohamad Makhzoumi (15 shared filings) and 60 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rick. Each name links to their own page.

The issuers belong to 4 sponsor groups: Nea (19 issuers, $10.96B reported sold, 2009–2025), Nea (9 issuers, $0 reported sold, 2024–2026), Genies (2 issuers, $64.5M reported sold, 2012–2023) and Point (20 issuers, $394.8M reported sold, 2010–2024).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 38 public filings for Rick Yang and found 20 differences, 4 worth asking the sponsor about: Regulator action naming a team member: Michael Andre Jones (May 1, 2017); Regulator action naming a team member: Michael Andre Jones (Apr 27, 2017); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rick Yang has not run yet — it is joining a line of 45,291 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rick Yang..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

20 differences found between the filings for Rick Yang — 4 worth asking about (compared 38 filings on Oct 24, 2026)

Worth asking · May 1, 2017

Regulator action naming a team member: Michael Andre Jones (May 1, 2017)

A ap release dated May 1, 2017 names Michael Jones (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Michael Andre Jones ↗Michael Jones — PartnerFacts page ↗
Sources
Worth asking · Apr 27, 2017

Regulator action naming a team member: Michael Andre Jones (Apr 27, 2017)

An SEC litigation release dated Apr 27, 2017 names Michael Jones (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Michael Andre Jones ↗Michael Jones — PartnerFacts page ↗
Sources
Note · Dec 22, 2017 – Mar 28, 2018

Bankruptcy case: Evan B Rosenbaum and Tina Y Rosenbaum — filed Dec 22, 2017

United States Bankruptcy Court, N.D. California docket "Evan B Rosenbaum and Tina Y Rosenbaum" filed Dec 22, 2017, closed Mar 28, 2018. Evan Rosenbaum (listed on the same filings) is listed as Debtor ("Evan B Rosenbaum and Tina Y Rosenbaum"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Evan Rosenbaum — PartnerFacts page ↗
Sources
Note · Feb 18, 2009 – Jul 29, 2009

Bankruptcy case: Ali A. Behbahani and Afshan Behbahani — filed Feb 18, 2009

United States Bankruptcy Court, C.D. California docket "Ali A. Behbahani and Afshan Behbahani" filed Feb 18, 2009, closed Jul 29, 2009. Ali Behbahani (listed on the same filings) is listed as Debtor ("Ali A. Behbahani and Afshan Behbahani"). Our match estimate: 65%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Ali Behbahani — PartnerFacts page ↗
Sources
Note · Jul 7, 2008 – Oct 27, 2008

Bankruptcy case: Evan B. Rosenbaum and Tina Y. Rosenbaum — filed Jul 7, 2008

United States Bankruptcy Court, N.D. California docket "Evan B. Rosenbaum and Tina Y. Rosenbaum" filed Jul 7, 2008, closed Oct 27, 2008. Evan Rosenbaum (listed on the same filings) is listed as Debtor ("Evan B. Rosenbaum and Tina Y. Rosenbaum"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Evan Rosenbaum — PartnerFacts page ↗
Sources
Note · May 3, 2021

15% of the money raised went to insiders — Genies, Inc.

The May 3, 2021 Form D reports $64,548,862 sold and $10,000,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · May 3, 2021 ↗Genies, Inc. — PartnerFacts page ↗
Sources
Note · Feb 6, 2024

Rick Yang appears on 1 deal that stopped filing before reaching its target

Point 406 Ventures Opportunities Fund III, L.P. (last filing Feb 6, 2024; $0 sold of $50,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Point 406 Ventures Opportunities Fund III, L.P. — PartnerFacts page ↗
Sources
Worth asking · Nov 12, 2021 – May 24, 2022

6 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Lazard & Co., Limited — New Enterprise Associates 18, L.P. · Paid seller listed without a CRD number: Lazard & Co., Limited — NEA 18 Venture Growth Equity, L.P. · Paid seller listed without a CRD number: DS Investment & Securities Co., Ltd. — NEA 18 Venture Growth Equity, L.P. · Paid seller listed without a CRD number: DS Investment & Securities Co., Ltd. — New Enterprise Associates 18, L.P. · Paid seller listed without a CRD number: KakaoPay Securities Corp. — New Enterprise Associates 18, L.P. · and 1 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · May 24, 2022 ↗BrokerCheck search: Lazard & Co., Limited ↗New Enterprise Associates 18, L.P. — PartnerFacts page ↗Form D/A · May 24, 2022 ↗
Sources
Worth asking · Jun 3, 2016 – Jul 20, 2026

11 Form Ds were filed more than 15 days after the first sale

Form D filed 80 days after the first sale — Play Versus Inc. · Form D filed 121 days after the first sale — Pair Eyewear, Inc. · Form D filed 105 days after the first sale — Pair Eyewear, Inc. · Form D filed 520 days after the first sale — Hykso Inc. · Form D filed 174 days after the first sale — Play Versus Inc. · and 6 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jul 20, 2026 ↗Play Versus Inc. — PartnerFacts page ↗Form D · Oct 27, 2023 ↗Pair Eyewear, Inc. — PartnerFacts page ↗
Sources
Note · Jun 2, 2014 – Aug 12, 2025

13 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Play Versus Inc. (latest filing Aug 12, 2025) · No amendment in the last 12 months on an offering that may still be open — New Enterprise Associates 18, L.P. (latest filing May 24, 2022) · No amendment in the last 12 months on an offering that may still be open — NEA 18 Venture Growth Equity, L.P. (latest filing May 24, 2022) · No amendment in the last 12 months on an offering that may still be open — Lyric Hospitality, Inc. (latest filing Feb 11, 2022) · No amendment in the last 12 months on an offering that may still be open — Genies, Inc. (latest filing May 3, 2021) · and 8 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 12, 2025 ↗Play Versus Inc. — PartnerFacts page ↗Form D/A · May 24, 2022 ↗New Enterprise Associates 18, L.P. — PartnerFacts page ↗
Sources
Note · May 10, 2017 – Jun 25, 2025

7 offerings changed their target amount between filings

Offering amount changed between filings — NEA SH SPV, L.P. · Offering amount changed between filings — NEA TS 2024 SPV, L.P. · Offering amount changed between filings — Pair Eyewear, Inc. · Offering amount changed between filings — Genies, Inc. · Offering amount changed between filings — Genies, Inc. · and 2 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · May 8, 2023 ↗Form D/A (later) · Jun 25, 2025 ↗NEA SH SPV, L.P. — PartnerFacts page ↗Form D (earlier) · Jun 20, 2024 ↗
Sources
Note · May 8, 2023 – Jun 25, 2025

Minimum investment changed between filings — NEA SH SPV, L.P.

The May 8, 2023 filing lists a minimum of $7,500,000; the Jun 25, 2025 Form D/A lists $12,500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 8, 2023 ↗Form D/A (later) · Jun 25, 2025 ↗NEA SH SPV, L.P. — PartnerFacts page ↗
Sources
Note · Jun 16, 2014 – Nov 12, 2021

Rick Yang is written 2 different ways on the filings

listed as "Rick Yang" on 26 filings (from Jun 16, 2014), and "Rick C. Yang" on 12 filings (from Nov 12, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 16, 2014 ↗Form D · Nov 12, 2021 ↗Rick Yang — PartnerFacts page ↗
Sources
Note · Jun 4, 2018 – Aug 12, 2025

Industry group changed between filings — Play Versus Inc.

"Other" (Jun 4, 2018 to Nov 24, 2020); then "Other Technology" (Aug 12, 2025 to Jul 20, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jun 4, 2018 ↗Form D · Aug 12, 2025 ↗Play Versus Inc. — PartnerFacts page ↗
Sources
Note · Mar 24, 2022

Same name, different state: "Rick Yang" (CO) is a separate record

This page covers filings where the address state is CA. A separate record, "Rick Yang" with address state CO, is listed on 1 filing — most recently by Focal App, Inc. (Mar 24, 2022). Both records have filings in the same period (Mar 24, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Rick Yang (CO) — PartnerFacts page ↗Form D · Mar 24, 2022 ↗Focal App, Inc. — PartnerFacts page ↗Rick Yang (CA) — this page ↗
Sources
Note · Mar 7, 2022

Same name, different state: "Rick Yang" (A6) is a separate record

This page covers filings where the address state is CA. A separate record, "Rick Yang" with address state A6, is listed on 1 filing — most recently by Drop Technologies Inc. /CA (Mar 7, 2022). Both records have filings in the same period (Mar 7, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Rick Yang (A6) — PartnerFacts page ↗Form D · Mar 7, 2022 ↗Drop Technologies Inc. /CA — PartnerFacts page ↗Rick Yang (CA) — this page ↗
Sources
Note · Jun 25, 2013

Same name, different state: "Rick Yang" (E9) is a separate record

This page covers filings where the address state is CA. A separate record, "Rick Yang" with address state E9, is listed on 1 filing — most recently by daTangle Group Ltd (Jun 25, 2013). The two records do not overlap in time: this page runs Jun 16, 2014 to Jul 20, 2026; the other has one filing dated Jun 25, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Rick Yang (E9) — PartnerFacts page ↗Form D · Jun 25, 2013 ↗daTangle Group Ltd — PartnerFacts page ↗Rick Yang (CA) — this page ↗
Sources
Note · Apr 24, 2019 – Feb 11, 2022

Address moved from San Francisco, CA to San Franciso, CA — Lyric Hospitality, Inc.

The people listed on the Apr 24, 2019 filing give San Francisco, CA; on the Feb 11, 2022 filing they give San Franciso, CA. The address now on file (One Embarcadero Center, Unit 26859, San Francisco, CA) is a registered-agent or shared-office address used by 61 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Apr 24, 2019 ↗Form D · Feb 11, 2022 ↗Lyric Hospitality, Inc. — PartnerFacts page ↗
Sources
Note · Jan 9, 2020 – Nov 24, 2020

Address moved from Santa Monica, CA to Los Angeles, CA — Play Versus Inc.

The people listed on the Jan 9, 2020 filing give Santa Monica, CA; on the Nov 24, 2020 filing they give Los Angeles, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 9, 2020 ↗Form D · Nov 24, 2020 ↗Play Versus Inc. — PartnerFacts page ↗
Sources
Note · Nov 17, 2017 – May 17, 2018

Address moved from San Francisco, CA to Venice, CA — Genies, Inc.

The people listed on the Nov 17, 2017 filing give San Francisco, CA; on the May 17, 2018 filing they give Venice, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Nov 17, 2017 ↗Form D · May 17, 2018 ↗Genies, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 28 offerings report sales commissions totalling $16,301,160; 0 report finder's fees; 1 reports proceeds to related persons totalling $10,000,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 20, 2026 D
Play Versus Inc.
File 021-591496
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2025 D
Play Versus Inc.
File 021-554478
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2025 D/A
NEA SH SPV, L.P.
File 021-481086
$0$0$0None listed on this filingEDGAR ↗
Aug 2, 2024 D/A
NEA TS 2024 SPV, L.P.
File 021-516399
$0$0$0None listed on this filingEDGAR ↗
Jul 18, 2024 D
NEA Secondary Opportunity Fund, L.P.
File 021-519116
$245,360$0$0 (est.)
An affiliate of the General Partner of the Issuer will receive a fee for management services based on a percentage of the Issuer's committed capital. Number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time.
Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
May 21, 2024 D
NEA CH SPV, L.P.
File 021-513878
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2024 D
NEA RP SPV, L.P.
File 021-505950
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2024 D
Point 406 Ventures Opportunities Fund III, L.P.
File 021-504498
$0$0$0 (est.)
The Issuer will pay the General Partner an annual fee calculated in accordance with the Issuer's governing agreement.
None listed on this filingEDGAR ↗
Nov 2, 2023 D/A
Pair Eyewear, Inc.
File 021-495799
$0$0$0None listed on this filingEDGAR ↗
May 24, 2022 D/A
New Enterprise Associates 18, L.P.
File 021-420874
$3,403,250 (est.)$0$0 (est.)
An affiliate of the General Partner of the Issuer will receive a fee for management services based on a percentage of the Issuer's committed capital. Number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time.
Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
Lazard Freres & Co. LLC BrokerCheck CRD 2528 ↗
Lazard & Co., Limited no CRD number reported
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
DS Investment & Securities Co., Ltd. no CRD number reported		EDGAR ↗
May 24, 2022 D/A
NEA 18 Venture Growth Equity, L.P.
File 021-420921
$12,652,550 (est.)$0$0 (est.)
An affiliate of the General Partner of the Issuer will receive a fee for management services based on a percentage of the Issuer's committed capital. Number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time.
Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
Lazard Freres & Co. LLC BrokerCheck CRD 2528 ↗
Lazard & Co., Limited no CRD number reported
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
DS Investment & Securities Co., Ltd. no CRD number reported		EDGAR ↗
Feb 16, 2022 D
Pair Eyewear, Inc.
File 021-433803
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2022 D
Lyric Hospitality, Inc.
File 021-433430
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2021 D
Hykso Inc.
File 021-419949
$0$0$0None listed on this filingEDGAR ↗
May 3, 2021 D
Genies, Inc.
File 021-397938
$0$0$10,000,000 (est.)None listed on this filingEDGAR ↗
Feb 25, 2021 D/A
Genies, Inc.
File 021-339604
$0$0$0 (est.)None listed on this filingEDGAR ↗
Nov 24, 2020 D
Play Versus Inc.
File 021-381381
$0$0$0None listed on this filingEDGAR ↗
Sep 4, 2020 D
NEA BH SPV II, L.P.
File 021-374899
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2020 D
Play Versus Inc.
File 021-357603
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2019 D
NEA BH SPV, L.P.
File 021-355891
$0$0$0None listed on this filingEDGAR ↗
Apr 24, 2019 D
Lyric Hospitality, Inc.
File 021-338018
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2018 D/A
Genies, Inc.
File 021-312703
$0$0$0 (est.)None listed on this filingEDGAR ↗
Nov 20, 2018 D
Play Versus Inc.
File 021-326231
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2018 D
Play Versus Inc.
File 021-313795
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2017 D/A
Genies, Inc.
File 021-286411
$0$0$0None listed on this filingEDGAR ↗
Jun 20, 2016 D
Plaid Technologies, Inc.
File 021-265420
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2015 D
Olio Devices, Inc.
File 021-243889
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2014 D
mNectar, Inc.
File 021-219255
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 18

Every issuer that named Rick Yang on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PV
Other Technology

Play Versus Inc.

Los Angeles, CA · Jun 4, 2018 → Jul 20, 2026 · 6 filings
  • Jul 20, 2026 · D · $3,976,446 sold of $3,976,446 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 12, 2025 · D · $6,156,248 sold of $15,261,999 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 24, 2020 · D · $10,500,000 sold of $10,500,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 9, 2020 · D · $49,240,881 sold of $50,000,004 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 20, 2018 · D · $25,290,458 sold of $30,499,996 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 4, 2018 · D · $15,211,719 sold of $15,506,714 · 25 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $49.2M from 25 investors (100% of the $3.98M target) as of the latest filing. Rick is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
Pooled Investment Fund · group: Nea

NEA SH SPV, L.P.

Timonium, MD · May 8, 2023 → Jun 25, 2025 · 2 filings
  • Jun 25, 2025 · D/A · $12,500,000 sold of $12,500,000 · 1 investors · min. $12,500,000 · role: Executive Officer (Manager of the General Partner.) EDGAR ↗
  • May 8, 2023 · D · $7,500,000 sold of $7,500,000 · 1 investors · min. $7,500,000 · role: Executive Officer (Manager of the General Partner.) EDGAR ↗

Raised $12.5M from 1 investor (100% of the $12.5M target) as of the latest filing. Rick is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NT
Pooled Investment Fund · group: Nea

NEA TS 2024 SPV, L.P.

Timonium, MD · Jun 20, 2024 → Aug 2, 2024 · 2 filings
  • Aug 2, 2024 · D/A · $155,000,000 sold of $155,000,000 · 20 investors · min. $370,000 · role: Executive Officer (Manager of the General Partner.) EDGAR ↗
  • Jun 20, 2024 · D · $78,000,000 sold of $140,000,000 · 11 investors · min. $370,000 · role: Executive Officer (Manager of the General Partner.) EDGAR ↗

Raised $155M from 20 investors (100% of the $155M target) as of the latest filing. Rick is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
Pooled Investment Fund · group: Nea

NEA Secondary Opportunity Fund, L.P.

Timonium, MD · Jul 18, 2024
  • Jul 18, 2024 · D · $468,203,512 sold of $468,203,512 · 60 investors · min. $10,482 · role: Executive Officer (Manager of the GP LLC.) EDGAR ↗

Raised $468.2M from 60 investors (100% of the $468.2M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Pooled Investment Fund · group: Nea

NEA CH SPV, L.P.

Timonium, MD · May 21, 2024
  • May 21, 2024 · D · $65,000,000 sold of $65,000,000 · 20 investors · min. $21,455 · role: Executive Officer (Manager of the General Partner.) EDGAR ↗

Raised $65M from 20 investors (100% of the $65M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NR
Pooled Investment Fund · group: Nea

NEA RP SPV, L.P.

Timonium, MD · Feb 23, 2024
  • Feb 23, 2024 · D · $244,570,000 sold of $244,570,000 · 3 investors · min. $44,570,000 · role: Executive Officer (Manager of the General Partner.) EDGAR ↗

Raised $244.6M from 3 investors (100% of the $244.6M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

P4
Pooled Investment Fund · group: Point

Point 406 Ventures Opportunities Fund III, L.P.

Boston, MA · Feb 6, 2024
  • Feb 6, 2024 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner.) EDGAR ↗

No sales reported yet as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PE
Other Technology

Pair Eyewear, Inc.

Brooklyn, NY · Feb 16, 2022 → Nov 2, 2023 · 3 filings
  • Nov 2, 2023 · D/A · $74,999,976 sold of $74,999,976 · 34 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 27, 2023 · D · $48,562,533 sold of $48,562,533 · 34 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 16, 2022 · D · $60,484,833 sold of $60,484,833 · 72 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $75M from 72 investors (100% of the $75M target) as of the latest filing. Rick is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NE
Pooled Investment Fund · group: Nea

New Enterprise Associates 18, L.P.

Timonium, MD · Nov 12, 2021 → May 24, 2022 · 3 filings
  • May 24, 2022 · D/A · $2,845,331,500 sold of $2,900,000,000 · 271 investors · min. No minimum reported · role: Executive Officer (Manager of the GP LLC.) EDGAR ↗
  • Jan 21, 2022 · D/A · $1,668,396,000 sold of $2,900,000,000 · 128 investors · min. No minimum reported · role: Executive Officer (Manager of the GP LLC.) EDGAR ↗
  • Nov 12, 2021 · D · $0 sold of $2,900,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the GP LLC.) EDGAR ↗

Raised $2.85B from 271 investors (98% of the $2.9B target) as of the latest filing. Rick is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

N1
Pooled Investment Fund · group: Nea

NEA 18 Venture Growth Equity, L.P.

Timonium, MD · Nov 12, 2021 → May 24, 2022 · 3 filings
  • May 24, 2022 · D/A · $2,328,808,500 sold of $3,700,000,000 · 244 investors · min. No minimum reported · role: Executive Officer (Manager of the GP LLC.) EDGAR ↗
  • Jan 21, 2022 · D/A · $1,217,204,000 sold of $3,700,000,000 · 115 investors · min. No minimum reported · role: Executive Officer (Manager of the GP LLC.) EDGAR ↗
  • Nov 12, 2021 · D · $0 sold of $3,700,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the GP LLC.) EDGAR ↗

Raised $2.33B from 244 investors (63% of the $3.7B target) as of the latest filing. Rick is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LH
Other Technology

Lyric Hospitality, Inc.

San Francisco, CA · Apr 24, 2019 → Feb 11, 2022 · 2 filings
  • Feb 11, 2022 · D · $26,452,038 sold of $27,405,989 · 44 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 24, 2019 · D · $80,007,875 sold of $80,007,875 · 20 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $80M from 44 investors (100% of the $27.4M target) as of the latest filing. Rick is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

H
Other Technology

Hykso Inc.

Costa Mesa, CA · Nov 4, 2021
  • Nov 4, 2021 · D · $89,566,662 sold of $89,566,662 · 141 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $89.6M from 141 investors (100% of the $89.6M target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

G
Other · group: Genies

Genies, Inc.

Venice, CA · Nov 17, 2017 → May 3, 2021 · 7 filings
  • May 3, 2021 · D · $64,548,862 sold of $65,000,000 · 39 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 25, 2021 · D/A · $25,164,358 sold of $25,164,358 · 90 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 24, 2020 · D/A · $13,294,444 sold of $20,000,000 · 36 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 14, 2019 · D · $6,975,000 sold of $10,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 5, 2018 · D/A · $7,625,000 sold of $8,300,000 · 52 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 17, 2018 · D · $1,550,000 sold of $5,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 17, 2017 · D/A · $2,700,000 sold of $4,050,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $64.5M from 90 investors (99% of the $65M target) as of the latest filing. Rick is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NB
Pooled Investment Fund · group: Nea

NEA BH SPV II, L.P.

Timonium, MD · Sep 4, 2020
  • Sep 4, 2020 · D · $67,323,002 sold of $67,323,002 · 29 investors · min. $55,000 · role: Executive Officer (Manager of the General Partner.) EDGAR ↗

Raised $67.3M from 29 investors (100% of the $67.3M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NB
Pooled Investment Fund · group: Nea

NEA BH SPV, L.P.

Timonium, MD · Dec 19, 2019
  • Dec 19, 2019 · D · $129,300,000 sold of $129,300,000 · 17 investors · min. $800,000 · role: Executive Officer (Manager of the General Partner.) EDGAR ↗

Raised $129.3M from 17 investors (100% of the $129.3M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Other Technology

Plaid Technologies, Inc.

San Francisco, CA · Jun 20, 2016
  • Jun 20, 2016 · D · $39,767,840 sold of $44,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $39.8M from 9 investors (90% of the $44M target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OD
Other Technology

Olio Devices, Inc.

San Francisco, CA · Jul 16, 2015
  • Jul 16, 2015 · D · $10,207,319 sold of $12,637,500 · 19 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.2M from 19 investors (81% of the $12.6M target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

M
Other

mNectar, Inc.

San Francisco, CA · Jun 16, 2014
  • Jun 16, 2014 · D · $6,999,999 sold of $8,020,448 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7M from 10 investors (87% of the $8.02M target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Rick Yang — Cayman Islands (as filed: E9), 1 issuer, Jun 25, 2013 → Jun 25, 2013 · no shared issuer
  • Rick Yang — CO, 1 issuer, Mar 24, 2022 → Mar 24, 2022 · no shared issuer
  • Rick Yang — Ontario, Canada (as filed: A6), 1 issuer, Mar 7, 2022 → Mar 7, 2022 · no shared issuer

People around Rick 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

NP
Management entity

NEA Partners 18 VGE, L.P.

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

N1
Management entity

NEA 18 VGE GP, LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

NP
Management entity

NEA Partners 18, L.P.

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

N1
Management entity

NEA 18 GP, LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

NB
Management entity

NEA BH SPV GP, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Rick Yang. Their page shows their other deals.

NS
Management entity

NEA SH SPV GP, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

NT
Management entity

NEA TS 2024 SPV GP, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

NR
Management entity

NEA RP SPV GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

NC
Management entity

NEA CH SPV GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

NS
Management entity

NEA SOF GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

NP
Management entity

NEA Partners SOF, L.P.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Sandell

Executive Officer · 16 shared filings (10 issuers) · also on 30 other issuers

Scott Sandell is on 40 issuers in total — a repeat sponsor. Their page lists every one.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Paul E. Walker

Executive Officer · 16 shared filings (10 issuers) · also on 2 other issuers

Paul E. Walker is on 12 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mohamad Makhzoumi

Executive Officer · 15 shared filings (9 issuers) · also on 17 other issuers

Mohamad Makhzoumi is on 26 issuers in total — a repeat sponsor. Their page lists every one.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony A. Florence

Executive Officer · 15 shared filings (9 issuers) · also on 10 other issuers

Anthony A. Florence is on 19 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Ali Behbahani

Executive Officer · 15 shared filings (9 issuers) · also on 17 other issuers

Ali Behbahani is on 26 issuers in total — a repeat sponsor. Their page lists every one.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Carmen Chang

Executive Officer · 14 shared filings (8 issuers) · also on 3 other issuers

Carmen Chang is on 11 issuers in total — a repeat sponsor. Their page lists every one.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Edward T. Mathers

Executive Officer · 12 shared filings (8 issuers) · also on 1 other issuer

Edward T. Mathers is on 9 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Sonsini

Executive Officer · 8 shared filings (4 issuers) · also on 28 other issuers

Peter Sonsini is on 32 issuers in total — a repeat sponsor. Their page lists every one.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

Akash Nigam

Executive Officer, Director, Promoter · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Rick Yang. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Evan Rosenbaum

Executive Officer, Director, Promoter · 7 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Tull

Director · 6 shared filings (1 issuer) · also on 4 other issuers

Thomas Tull is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Delane Parnell

Executive Officer, Director, Promoter · 6 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Liza K. Landsman Gold

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Rick Yang. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Dare

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Rick Yang. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Alex Gurevich

Director · 3 shared filings (1 issuer) · also on 15 other issuers

Alex Gurevich is on 16 issuers in total — a repeat sponsor. Their page lists every one.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Forest Baskett

Executive Officer · 3 shared filings (3 issuers) · also on 27 other issuers

Forest Baskett is on 30 issuers in total — a repeat sponsor. Their page lists every one.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Sophia Edelstein

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

Nathan Kondamuri

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Edward T. Mathers

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Rick Yang. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Makower

Executive Officer · 2 shared filings (2 issuers) · also on 14 other issuers

Joshua Makower is on 16 issuers in total — a repeat sponsor. Their page lists every one.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Jones

Director · 2 shared filings (1 issuer) · also on 28 other issuers

Michael Jones is on 29 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Kitchell

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gabriel Loeb

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Rick Yang. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Roberts

Director · 2 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Renie Anderson

Director · 2 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Chapman

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Rick Yang. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Brooks

Executive Officer · 1 shared filing (1 issuer) · also on 6 other issuers

John Brooks is on 7 issuers in total — a repeat sponsor. Their page lists every one.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Liam Donohue

Executive Officer · 1 shared filing (1 issuer) · also on 33 other issuers

Liam Donohue is on 34 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

N
Sponsor group

Nea

19 issuers · 27 filings · $10.96B reported sold · 2009–2025

One team, 19 deal companies. Rick Yang is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rick Yang.

N
Sponsor group

Nea

9 issuers · 10 filings · $0 reported sold · 2024–2026

One team, 9 deal companies. Rick Yang is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rick Yang.

G
Sponsor group

Genies

2 issuers · 13 filings · $64.5M reported sold · 2012–2023

One team, 2 deal companies. Rick Yang is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rick Yang.

P
Sponsor group

Point

20 issuers · 24 filings · $394.8M reported sold · 2010–2024

One team, 20 deal companies. Rick Yang is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rick Yang.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 18 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): NEA RP SPV, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Rick Yang by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Rick Yang is listed on: none on file. No website or social profile named in NEA Secondary Opportunity Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #94,521 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Timonium, MD). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Maryland Judiciary case search ↗New York WebCivil Supreme ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Maryland Secretary of State business search ↗New York Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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