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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:53 AM ET

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John Brooks

Named as an officer, director or promoter on SEC Form D filings · ME, MA · Jul 10, 2013 → Jun 16, 2025

7deals (issuers)
$276.4Mreported sold
227investors
17Form D filings
2013–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Brooks is listed as an executive officer and director on 17 SEC Form D filings by 7 issuers between Oct 2010 and Jun 2025. Largest by amount reported sold: Point 406 Ventures V, L.P. (Boston, MA — pooled investment fund — 2022–2023; $244.9M reported sold to 72 investors), THERMALIN INC. (Waban, MA — biotechnology — 2017–2019; $17.1M reported sold to 6 investors), Thermalin Diabetes, LLC (Cleveland, OH — biotechnology — 2010–2014; $6.65M reported sold to 71 investors), AltrixBio, Inc. (Lowell, MA — pharmaceuticals — 2025; $6.63M reported sold to 50 investors), Theromics Inc. (West Bridgewater, MA — biotechnology — 2023; $1.08M reported sold to 17 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $276.4M sold in total.

Listed alongside Richard Berenson (9 shared filings), Liam Donohue (4 shared filings), .406 Ventures V GP, L.P. (3 shared filings, management entity), Ali Tavakkoli (3 shared filings), Gregory Dracon (3 shared filings) and 25 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 2 sponsor groups: Point (20 issuers, $394.8M reported sold, 2010–2024) and Thermalin (3 issuers, $26.3M reported sold, 2010–2019).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 17 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 17 public filings for John Brooks and found 13 differences, 2 worth asking the sponsor about: John Brooks appears on 3 deals that stopped filing before reaching their target; 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Brooks has not run yet — it is joining a line of 62,807 names; searches run around the clock at the hosts' allowed rate. Searched so far: 742 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Brooks..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 17 closed (disposition not in docket feed)

John H. Brooks and Renee Brooks closed
United States Bankruptcy Court, N.D. Ohio · No. 21-60006 · Filed Jan 5, 2021 · Closed Sep 13, 2023
Role of John H. Brooks and Renee Brooks: Debtor · Outcome: Case closed 2023-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John F. Brooks, Jr. closed
United States Bankruptcy Court, N.D. Ohio · No. 19-40536 · Filed Mar 29, 2019 · Closed Aug 9, 2019
Role of John F. Brooks, Jr.: Debtor · Outcome: Case closed 2019-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John H. Brooks, Jr. closed
United States Bankruptcy Court, N.D. Ohio · No. 16-61061 · Filed May 13, 2016 · Closed Sep 9, 2016
Role of John H. Brooks, Jr.: Debtor · Outcome: Case closed 2016-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John P Brooks and Barbara Brooks closed
United States Bankruptcy Court, S.D. Ohio · No. 2:15-bk-56526 · Filed Oct 8, 2015 · Closed Feb 10, 2016
Role of John P Brooks and Barbara Brooks: Debtor · Outcome: Case closed 2016-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John H. Brooks, Jr. and Angela M. Brooks closed
United States Bankruptcy Court, D. Maine · No. 14-10804 · Filed Oct 8, 2014 · Closed Feb 17, 2015
Role of John H. Brooks, Jr.: Debtor · Outcome: Case closed 2015-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (ME)
John E Brooks closed
United States Bankruptcy Court, D. Massachusetts · No. 11-45148 · Filed Dec 14, 2011 · Closed Mar 26, 2012
Role of John E Brooks: Debtor · Outcome: Case closed 2012-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
John M. Brooks and Josette M. Brooks closed
United States Bankruptcy Court, N.D. Ohio · No. 11-62493 · Filed Jul 29, 2011 · Closed Dec 8, 2011
Role of John M. Brooks and Josette M. Brooks: Debtor · Outcome: Case closed 2011-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John D Brooks closed
United States Bankruptcy Court, S.D. Ohio · No. 3:06-bk-32831 · Filed Oct 2, 2006 · Closed Jul 30, 2008
Role of John D Brooks: Debtor · Outcome: Case closed 2008-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John F. Brooks and Theresa M. Brooks closed
United States Bankruptcy Court, D. Massachusetts · No. 05-18157 · Filed Sep 7, 2005 · Closed Jan 5, 2006
Role of John F. Brooks and Theresa M. Brooks: Debtor · Outcome: Case closed 2006-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
John Brooks and Michelle Brooks closed
United States Bankruptcy Court, N.D. Ohio · No. 05-63498 · Filed Jun 17, 2005 · Closed Jun 5, 2007
Role of John Brooks and Michelle Brooks: Debtor · Outcome: Case closed 2007-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John L. Brooks closed
United States Bankruptcy Court, D. Massachusetts · No. 05-13866 · Filed Apr 28, 2005 · Closed Aug 18, 2005
Role of John L. Brooks: Debtor · Outcome: Case closed 2005-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
John Brooks and Zola Brooks closed
United States Bankruptcy Court, S.D. Ohio · No. 3:05-bk-33823 · Filed Apr 21, 2005 · Closed Dec 29, 2009
Role of John Brooks and Zola Brooks: Debtor · Outcome: Case closed 2009-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John W. Brooks closed
United States Bankruptcy Court, D. Maine · No. 05-10060 · Filed Jan 11, 2005 · Closed Apr 29, 2005
Role of John W. Brooks: Debtor · Outcome: Case closed 2005-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (ME)
John L. Brooks and Emma J. Brooks closed
United States Bankruptcy Court, S.D. Ohio · No. 1:04-bk-12746 · Filed Apr 12, 2004 · Closed Nov 15, 2006
Role of John L. Brooks and Emma J. Brooks: Debtor · Outcome: Case closed 2006-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
John H. Brooks and Angela M. Brooks closed
United States Bankruptcy Court, D. Maine · No. 00-10932 · Filed Jun 7, 2000 · Closed Sep 19, 2000
Role of John H. Brooks and Angela M. Brooks: Debtor · Outcome: Case closed 2000-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (ME)
John F. Brooks and Theresa M. Brooks closed
United States Bankruptcy Court, D. Massachusetts · No. 97-10878 · Filed Jan 31, 1997 · Closed May 20, 1997
Role of John F. Brooks and Theresa M. Brooks: Debtor · Outcome: Case closed 1997-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (MA)
John D Brooks and Kelly M Brooks closed
United States Bankruptcy Court, S.D. Ohio · No. 3:96-bk-35774 · Filed Dec 11, 1996 · Closed May 15, 1997
Role of John D Brooks and Kelly M Brooks: Debtor · Outcome: Case closed 1997-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 659 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for John Brooks — 2 worth asking about (compared 17 filings on Oct 24, 2026)

Worth asking · Jul 28, 2014 – Jul 22, 2024

John Brooks appears on 3 deals that stopped filing before reaching their target

MarcuSPV, LLC (last filing Jul 22, 2024; $0 sold of $13,345,500); Point 406 Ventures Opportunities Fund III, L.P. (last filing Feb 6, 2024; $0 sold of $50,000,000); Thermalin Diabetes, LLC (last filing Jul 28, 2014; $6,654,859 sold of $14,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

MarcuSPV, LLC — PartnerFacts page ↗Point 406 Ventures Opportunities Fund III, L.P. — PartnerFacts page ↗Thermalin Diabetes, LLC — PartnerFacts page ↗
Sources
Worth asking · May 11, 2012 – Jun 16, 2025

5 Form Ds were filed more than 15 days after the first sale

Form D filed 2,279 days after the first sale — AltrixBio, Inc. · Form D filed 78 days after the first sale — THERMALIN INC. · Form D filed 120 days after the first sale — THERMALIN INC. · Form D filed 480 days after the first sale — Thermalin Diabetes, LLC · Form D filed 47 days after the first sale — AltrixBio, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 13, 2025 ↗AltrixBio, Inc. — PartnerFacts page ↗Form D · Aug 8, 2019 ↗THERMALIN INC. — PartnerFacts page ↗
Sources
Note · Oct 7, 2010 – Jun 16, 2025

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — AltrixBio, Inc. (latest filing Jun 16, 2025) · No amendment in the last 12 months on an offering that may still be open — Theromics Inc. (latest filing May 9, 2023) · No amendment in the last 12 months on an offering that may still be open — Point 406 Ventures V, L.P. (latest filing Apr 11, 2023) · No amendment in the last 12 months on an offering that may still be open — THERMALIN INC. (latest filing Aug 22, 2019) · No amendment in the last 12 months on an offering that may still be open — THERMALIN INC. (latest filing Aug 8, 2019) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 16, 2025 ↗AltrixBio, Inc. — PartnerFacts page ↗Form D · May 9, 2023 ↗Theromics Inc. — PartnerFacts page ↗
Sources
Note · Jun 13, 2025

Offering amount lowered between filings — AltrixBio, Inc.

The Jun 13, 2025 filing says $10,000,000 offered; the Jun 13, 2025 Form D/A says $6,632,847.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Jun 13, 2025 ↗Form D/A (later) · Jun 13, 2025 ↗AltrixBio, Inc. — PartnerFacts page ↗
Sources
Note · Jul 10, 2013 – Jul 28, 2014

Offering amount changed between filings — Thermalin Diabetes, LLC

The Jul 10, 2013 filing says $10,000,000 offered; the Jul 28, 2014 Form D/A says $14,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 10, 2013 ↗Form D/A (later) · Jul 28, 2014 ↗Thermalin Diabetes, LLC — PartnerFacts page ↗
Sources
Note · Oct 21, 2010 – Jul 22, 2024

John Brooks is written 2 different ways on the filings

listed as "John Brooks" on 16 filings (from Oct 21, 2010), and "John Graham Brooks" on the Jul 22, 2024 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 21, 2010 ↗Form D · Jul 22, 2024 ↗John Brooks — PartnerFacts page ↗
Sources
Note · Oct 21, 2010 – Jul 10, 2013

Reported revenue range changed between filings — Thermalin Diabetes, LLC

"$1 - $1,000,000" (Oct 21, 2010); then "Decline to Disclose" (Jul 10, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Oct 21, 2010 ↗Form D · Jul 10, 2013 ↗Thermalin Diabetes, LLC — PartnerFacts page ↗
Sources
Note · Feb 14, 2017 – Feb 6, 2023

Same name, different state: "John Brooks" (MI) is a separate record

This page covers filings where the address state is ME or MA. A separate record, "John Brooks" with address state MI, is listed on 9 filings — most recently by HYGIEIA INC (Feb 6, 2023). Both records have filings in the same period (Feb 14, 2017 to Feb 6, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Brooks (MI) — PartnerFacts page ↗Form D · Feb 6, 2023 ↗HYGIEIA INC — PartnerFacts page ↗John Brooks (ME,MA) — this page ↗
Sources
Note · Sep 10, 2019

Same name, different state: "John H. Brooks" (TX) is a separate record

This page covers filings where the address state is ME or MA. A separate record, "John H. Brooks" with address state TX, is listed on 1 filing — most recently by 327 WB Investors, LLC (Sep 10, 2019). Both records have filings in the same period (Sep 10, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John H. Brooks (TX) — PartnerFacts page ↗Form D · Sep 10, 2019 ↗327 WB Investors, LLC — PartnerFacts page ↗John Brooks (ME,MA) — this page ↗
Sources
Note · Nov 23, 2010

Same name, different state: "John K Brooks" (MO) is a separate record

This page covers filings where the address state is ME or MA. A separate record, "John K Brooks" with address state MO, is listed on 1 filing — most recently by ARDENT OUTDOORS INC (Nov 23, 2010). The two records do not overlap in time: this page runs Jul 10, 2013 to Jun 16, 2025; the other has one filing dated Nov 23, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John K Brooks (MO) — PartnerFacts page ↗Form D · Nov 23, 2010 ↗ARDENT OUTDOORS INC — PartnerFacts page ↗John Brooks (ME,MA) — this page ↗
Sources
Note · Oct 22, 2010

Same name, different state: "John Brooks" (MD) is a separate record

This page covers filings where the address state is ME or MA. A separate record, "John Brooks" with address state MD, is listed on 4 filings — most recently by Noxilizer Inc (Oct 22, 2010). The two records do not overlap in time: this page runs Jul 10, 2013 to Jun 16, 2025; the other has one filing dated Oct 22, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Brooks (MD) — PartnerFacts page ↗Form D · Oct 22, 2010 ↗Noxilizer Inc — PartnerFacts page ↗John Brooks (ME,MA) — this page ↗
Sources
Note · May 20, 2009

Same name, different state: "John Brooks" (WA) is a separate record

This page covers filings where the address state is ME or MA. A separate record, "John Brooks" with address state WA, is listed on 1 filing — most recently by UPTAKE MEDICAL CORP (May 20, 2009). The two records do not overlap in time: this page runs Jul 10, 2013 to Jun 16, 2025; the other has one filing dated May 20, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Brooks (WA) — PartnerFacts page ↗Form D/A · May 20, 2009 ↗UPTAKE MEDICAL CORP — PartnerFacts page ↗John Brooks (ME,MA) — this page ↗
Sources
Note · Oct 21, 2010 – Jun 16, 2025

John Brooks is listed with 2 different address states: ME, MA

ME on 3 filings (Oct 21, 2010 to Mar 29, 2011); MA on 14 filings (Jul 10, 2013 to Jun 16, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Oct 21, 2010 ↗Form D · Jul 10, 2013 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 11 offerings report sales commissions totalling $425,291; 1 reports finder's fees totalling $250,000; 2 report proceeds to related persons totalling $210,233. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 16, 2025 D
AltrixBio, Inc.
File 021-548979
$0$250,000 (est.)$75,000 (est.)None listed on this filingEDGAR ↗
Jun 13, 2025 D/A
AltrixBio, Inc.
File 021-548969
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2024 D
MarcuSPV, LLC
File 021-519422
$0$0$0 (est.)
The Manager or an affiliate of the Manager will receive a one-time management fee calculated as a percentage of total contributions.
None listed on this filingEDGAR ↗
Feb 6, 2024 D
Point 406 Ventures Opportunities Fund III, L.P.
File 021-504498
$0$0$0 (est.)
The Issuer will pay the General Partner an annual fee calculated in accordance with the Issuer's governing agreement.
None listed on this filingEDGAR ↗
May 9, 2023 D
Theromics Inc.
File 021-481233
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Apr 11, 2023 D/A
Point 406 Ventures V, L.P.
File 021-441368
$0$0$0 (est.)
The Issuer will pay the General Partner an annual fee calculated in accordance with the Issuer's governing agreement.
None listed on this filingEDGAR ↗
Aug 22, 2019 D/A
THERMALIN INC.
File 021-299446
$367,304 (est.)$0$0None no CRD number reported
via BOSTON INNOVATION CAPITAL, LLC (CRD 268813 ↗)
EDGAR ↗
Aug 8, 2019 D
THERMALIN INC.
File 021-346113
$57,987$0$0None no CRD number reported
via BOSTON INNOVATION CAPITAL, LLC (CRD 268813 ↗)
EDGAR ↗
Jul 28, 2014 D/A
Thermalin Diabetes, LLC
File 021-199310
$0$0$0None listed on this filingEDGAR ↗
Sep 3, 2013 D
Thermalin Diabetes, LLC
File 021-202235
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2011 D/A
Thermalin Diabetes, LLC
File 021-149390
$0$0$135,233 (est.)
Approximately $135,233 has been paid to Venzyme Catalyst, LLC for outstanding consulting fees. Richard Berenson (the president and a manager of Thermalin Diabetes, LLC) is the managing director of Venzyme Catalyst, LLC.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named John Brooks on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

A
Pharmaceuticals

AltrixBio, Inc.

Lowell, MA · Jun 13, 2025 → Jun 16, 2025 · 3 filings
  • Jun 16, 2025 · D · $1,150,015 sold of $10,000,000 · 20 investors · min. $10,000 · role: Director EDGAR ↗
  • Jun 13, 2025 · D/A · $6,632,847 sold of $6,632,847 · 50 investors · min. $10,000 · role: Director EDGAR ↗
  • Jun 13, 2025 · D · $1,150,015 sold of $10,000,000 · 20 investors · min. $10,000 · role: Director EDGAR ↗

Raised $6.63M from 50 investors (66% of the $10M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(c) (33 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

M
Pooled Investment Fund · group: Point

MarcuSPV, LLC

Boston, MA · Jul 22, 2024
  • Jul 22, 2024 · D · $0 sold of $13,345,500 · 11 investors · min. No minimum reported · role: Executive Officer (The managing member of the GP LLC) EDGAR ↗

11 investors reported; no amount sold yet as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

P4
Pooled Investment Fund · group: Point

Point 406 Ventures Opportunities Fund III, L.P.

Boston, MA · Feb 6, 2024
  • Feb 6, 2024 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Partner of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Biotechnology

Theromics Inc.

West Bridgewater, MA · May 9, 2023
  • May 9, 2023 · D · $1,077,000 sold of $2,000,000 · 16 investors · min. $1 · role: Director EDGAR ↗

Raised $1.08M from 17 investors (54% of the $2M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

P4
Pooled Investment Fund · group: Point

Point 406 Ventures V, L.P.

Boston, MA · Apr 11, 2022 → Apr 11, 2023 · 2 filings
  • Apr 11, 2023 · D/A · $244,871,134 sold of $325,000,000 · 72 investors · min. No minimum reported · role: Executive Officer (Partner of the General Partner) EDGAR ↗
  • Apr 11, 2022 · D · $0 sold of $325,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Partner of the General Partner) EDGAR ↗

Raised $244.9M from 72 investors (75% of the $325M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Biotechnology · group: Thermalin

THERMALIN INC.

Waban, MA · Nov 24, 2017 → Aug 22, 2019 · 3 filings
  • Aug 22, 2019 · D/A · $17,121,564 sold of $23,000,000 · 6 investors · min. No minimum reported · role: Director (Mr. Brooks is the Chairman of the Board of Directors.) EDGAR ↗
  • Aug 8, 2019 · D · $2,337,021 sold of $10,800,000 · 5 investors · min. No minimum reported · role: Director (Mr. Brooks is the Chairman of the Board of Directors.) EDGAR ↗
  • Nov 24, 2017 · D · $4,896,461 sold of $23,000,000 · 4 investors · min. No minimum reported · role: Director (Mr. Brooks is the Chairman of the Board of Directors.) EDGAR ↗

Raised $17.1M from 6 investors (74% of the $23M target) as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TD
Biotechnology · group: Thermalin

Thermalin Diabetes, LLC

Cleveland, OH · Oct 21, 2010 → Jul 28, 2014 · 6 filings
  • Jul 28, 2014 · D/A · $6,654,859 sold of $14,000,000 · 71 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 3, 2013 · D · $2,525,000 sold of $2,525,000 · 33 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 10, 2013 · D · $3,142,094 sold of $10,000,000 · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 29, 2011 · D/A · $2,812,759 sold of $3,000,000 · 37 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 24, 2011 · D/A · $2,492,259 sold of $3,000,000 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 21, 2010 · D · $1,903,897 sold of $3,000,000 · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.65M from 71 investors (48% of the $14M target) as of the latest filing. John is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John L. Brooks, III — MA, VA, 3 issuers, Apr 15, 2009 → Dec 9, 2021 · no shared issuer
  • John Brooks — WA, 1 issuer, May 20, 2009 → May 20, 2009 · no shared issuer
  • John K Brooks — MO, 1 issuer, Nov 23, 2010 → Nov 23, 2010 · no shared issuer
  • John Brooks — MD, 1 issuer, Oct 22, 2010 → Oct 22, 2010 · no shared issuer
  • John Brooks — MI, 1 issuer, Feb 14, 2017 → Feb 6, 2023 · no shared issuer
  • John H. Brooks — TX, 1 issuer, Sep 10, 2019 → Sep 10, 2019 · no shared issuer
  • John Brooks — TN, 1 issuer, Jul 15, 2022 → Feb 5, 2024 · no shared issuer
  • John Brooks — IL, 1 issuer, Apr 24, 2023 → Apr 24, 2023 · no shared issuer
  • John Brooks — FL, 1 issuer, Dec 15, 2023 → Dec 15, 2023 · no shared issuer
  • John Brooks — Ontario, Canada (as filed: A6), 1 issuer, Feb 5, 2026 → Feb 5, 2026 · no shared issuer
  • John Brooks — VA, 1 issuer, Aug 7, 2018 → Aug 7, 2018 · no shared issuer

People around John 30

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

4V
Management entity

.406 Ventures V GP, L.P.

Director, Executive Officer · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John Brooks. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Berenson

Executive Officer, Director, Promoter · 9 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as John Brooks. Their page shows their other deals.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Liam Donohue

Executive Officer · 4 shared filings (3 issuers) · also on 31 other issuers

Liam Donohue is on 34 issuers in total — a repeat sponsor. Their page lists every one.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy Briefs

Executive Officer, Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Brooks. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Rackley

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Elton

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Dracon

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as John Brooks. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Karp

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Brooks. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Ali Tavakkoli

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Weiss

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Payal Divakaran

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as John Brooks. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Weiss

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Brooks. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Jankowski

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mitchell Briskin

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David C. Sweeney

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

TX
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Xiao

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Brooks. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Tregay

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Sandell

Executive Officer · 1 shared filing (1 issuer) · also on 39 other issuers

Scott Sandell is on 40 issuers in total — a repeat sponsor. Their page lists every one.

RY
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Yang

Executive Officer · 1 shared filing (1 issuer) · also on 17 other issuers

Rick Yang is on 18 issuers in total — a repeat sponsor. Their page lists every one.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald Wisler

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce H. Frank

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Katherine Bowdish

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Brooks. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Paul E. Walker

Executive Officer · 1 shared filing (1 issuer) · also on 11 other issuers

Paul E. Walker is on 12 issuers in total — a repeat sponsor. Their page lists every one.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John Picerne

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as John Brooks. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Masako Hashimoto

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Damian Dupuy

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Amaral

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Murphy

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Charles R. Williams, III

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Brooks. Their page shows their other deals.

The team behind the deals

P
Sponsor group

Point

20 issuers · 24 filings · $394.8M reported sold · 2010–2024

One team, 20 deal companies. John Brooks is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Brooks.

T
Sponsor group

Thermalin

3 issuers · 10 filings · $26.3M reported sold · 2010–2019

One team, 3 deal companies. John Brooks is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Brooks.

Same business address

28 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Brooks by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Brooks is listed on: none on file. No website or social profile named in THERMALIN INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #229,647 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Waban, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Maine state courts — find the court ↗Massachusetts MassCourts ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Maine Secretary of State business search ↗Massachusetts Secretary of State business search ↗Ohio Secretary of State business search ↗OpenCorporates ↗

Change history

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