Rick Whiting is listed as a director on 6 SEC Form D filings by 6 issuers between Jan 2014 and Jan 2020. Largest by amount reported sold: Housing New England, Fund I LP (Portland, ME — other banking and financial services — 2020; $33.8M reported sold to 10 investors), Community Capital 2016 LP (Portland, ME — other banking and financial services — 2017; $24.2M reported sold to 8 investors), Community Capital 2015 LP (Portland, ME — other banking and financial services — 2016; $21.8M reported sold to 8 investors), Community Capital 2013 LP (Portland, ME — other banking and financial services — 2014; $11.8M reported sold to 5 investors), Community Capital 2018 LP (Portland, ME — other banking and financial services — 2018; $7M reported sold to 8 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as director, over about 6 years. Across those companies the filings report $105.5M sold in total.
All 6 issuers belong to the sponsor group Community (15 issuers, $423.6M reported sold, 2011–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Community has 15 companies on file and $423.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Rick Whiting and found 5 differences, 2 worth asking the sponsor about: 179% of the money raised went to insiders; Rick Whiting appears on 4 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.