Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:14 AM ET

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Richard Warner

Named as an officer, director or promoter on SEC Form D filings · MD · Nov 12, 2014 → Jan 31, 2020

1deal (issuers)

$115.3Mreported sold

4investors

3Form D filings

2014–2020years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Richard Warner is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Nov 2014 and Jan 2020: Walker & Dunlop, Inc. (Bethesda, MD — reits and finance — 2014–2020; $115.3M reported sold to 4 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Alan Bowers (3 shared filings), Dana Schmaltz (3 shared filings), Howard Smith (3 shared filings), John Rice (3 shared filings), Michael Malone (3 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Richard. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 bankruptcy cases matching the name listed in Key records below.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Richard Warner and found 1 difference: Same name, different state: "Richard Warner" (FL) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Richard Warner has not run yet — it is joining a line of 10,448 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Richard Warner..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

Richard K. Warner, Jr. closed

United States Bankruptcy Court, D. Maryland · No. 25-10819 · Filed Jan 30, 2025 · Closed Jul 11, 2025

Role of Richard K. Warner, Jr.: Debtor · Outcome: Case closed 2025-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 175 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MD)

Richard K. Warner closed

United States Bankruptcy Court, D. Maryland · No. 21-17123 · Filed Nov 11, 2021 · Closed Jul 18, 2022

Role of Richard K. Warner: Debtor · Outcome: Case closed 2022-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 175 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MD)

Richard K Warner closed

United States Bankruptcy Court, D. Maryland · No. 19-23266 · Filed Oct 3, 2019 · Closed Mar 10, 2020

Role of Richard K Warner: Debtor · Outcome: Case closed 2020-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 175 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MD)

Richard K. Warner, Jr closed

United States Bankruptcy Court, D. Maryland · No. 19-11950 · Filed Feb 14, 2019 · Closed Sep 16, 2019

Role of Richard K. Warner, Jr: Debtor · Outcome: Case closed 2019-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 175 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MD)

Richard L Warner and Michele C Warner closed

United States Bankruptcy Court, D. Maryland · No. 09-15356 · Filed Mar 28, 2009 · Closed Aug 6, 2009

Role of Richard L Warner and Michele C Warner: Debtor · Outcome: Case closed 2009-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 175 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MD)

Richard Warner closed

United States Bankruptcy Court, D. Maryland · No. 01-19041 · Filed Jul 16, 2001 · Closed Oct 23, 2001

Role of Richard Warner: Debtor · Outcome: Case closed 2001-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 175 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MD)

Richard L. Warner and Karin Elisabeth Warner closed

United States Bankruptcy Court, D. Maryland · No. 98-56272 · Filed Apr 30, 1998 · Closed Aug 18, 1998

Role of Richard L. Warner and Karin Elisabeth Warner: Debtor · Outcome: Case closed 1998-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 175 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MD)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Richard Warner (compared 3 filings on Oct 24, 2026)

Note · Jan 15, 2014

Same name, different state: "Richard Warner" (FL) is a separate record

This page covers filings where the address state is MD. A separate record, "Richard Warner" with address state FL, is listed on 1 filing — most recently by CANDU Corp (Jan 15, 2014). The two records do not overlap in time: this page runs Nov 12, 2014 to Jan 31, 2020; the other has one filing dated Jan 15, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Richard Warner (FL) — PartnerFacts page ↗Form D · Jan 15, 2014 ↗CANDU Corp — PartnerFacts page ↗Richard Warner (MD) — this page ↗

Sources

Richard Warner (FL) — PartnerFacts page ↗ (Jan 15, 2014)
Form D · Jan 15, 2014 ↗ (Jan 15, 2014)
CANDU Corp — PartnerFacts page ↗ (Jan 15, 2014)
Richard Warner (MD) — this page ↗ (Jan 31, 2020)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 31, 2020 D Walker & Dunlop, Inc. File 021-359513	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 30, 2015 D Walker & Dunlop, Inc. File 021-238883	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 12, 2014 D Walker & Dunlop, Inc. File 021-228172	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Richard Warner on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

REITS and Finance

Walker & Dunlop, Inc.

Bethesda, MD · Nov 12, 2014 → Jan 31, 2020 · 3 filings

Jan 31, 2020 · D · $5,000,000 sold of $5,000,000 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Apr 30, 2015 · D · $2,000,000 sold of $2,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Nov 12, 2014 · D · $6,000,000 sold of $6,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $115.3M from 4 investors (100% of the $5M target) as of the latest filing. Richard is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Richard Warner — FL, 1 issuer, Jan 15, 2014 → Jan 15, 2014 · no shared issuer

People around Richard 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

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Person