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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:31 AM ET

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Richard K. Ronzetti

Named as an officer, director or promoter on SEC Form D filings · NY · Feb 6, 2015 → Sep 12, 2016

18deals (issuers)
$14.05Breported sold
1,449investors
28Form D filings
2015–2016years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Richard K. Ronzetti is listed as an executive officer on 28 SEC Form D filings by 18 issuers between Nov 2009 and Sep 2016. Largest by amount reported sold: Marathon Special Opportunity Fund Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2016; $5.05B reported sold to 331 investors), Marathon Securitized Credit Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2016; $2.27B reported sold to 120 investors), MARATHON SPECIAL OPPORTUNITY FUND LP (New York, NY — pooled investment fund — 2015–2016; $1.27B reported sold to 298 investors), Marathon European Credit Opportunity Fund II, LP (New York, NY — pooled investment fund — 2015; $807.7M reported sold to 103 investors), Marathon Securitized Credit Fund, L.P. (New York, NY — pooled investment fund — 2015–2016; $795.4M reported sold to 96 investors) and 13 more (all listed below).

What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer, over about 7 years. Across those companies the filings report $14.05B sold in total.

Listed alongside Andrew Rabinowitz (28 shared filings), Bruce Richards (28 shared filings), Louis Hanover (28 shared filings), Andrew Springer (25 shared filings), Stuart Goldberg (25 shared filings) and 26 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Richard. Each name links to their own page.

All 18 issuers belong to the sponsor group Marathon (80 issuers, $31.11B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Marathon has 80 companies on file and $31.11B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 28 public filings for Richard K. Ronzetti and found 10 differences, 5 worth asking the sponsor about: 8 offerings reported fewer investors on a later filing; Form D filed 127 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Richard K. Ronzetti has not run yet — it is joining a line of 34,712 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Richard K. Ronzetti..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Richard K. Ronzetti — 5 worth asking about (compared 28 filings on Oct 24, 2026)

Worth asking · Feb 24, 2014 – Mar 11, 2016

8 offerings reported fewer investors on a later filing

Investor count went down between filings — MARATHON SPECIAL OPPORTUNITY FUND LP · Investor count went down between filings — Marathon Global Emerging Markets Fund, Ltd. · Investor count went down between filings — Marathon Global Emerging Markets Fund, LP · Investor count went down between filings — Marathon Securitized Credit Fund, L.P. · Investor count went down between filings — Marathon Loan Opportunities Fund, L.P. · and 3 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Sources
Worth asking · Jan 1, 2015 – May 8, 2015

Form D filed 127 days after the first sale — Marathon Emerging Markets Bond Fund, L.P.

The filing says the first sale was Jan 1, 2015. The Form D was filed May 8, 2015 — 127 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 112 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Worth asking · Jul 1, 2009 – Dec 1, 2009

Form D filed 153 days after the first sale — Marathon EM Opportunity Fund, LP

The filing says the first sale was Jul 1, 2009. The Form D was filed Dec 1, 2009 — 153 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 138 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Worth asking · Jan 1, 2009 – Nov 30, 2009

Form D filed 333 days after the first sale — Marathon Real Estate Finance Fund, L.P.

The filing says the first sale was Jan 1, 2009. The Form D was filed Nov 30, 2009 — 333 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 318 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Jan 1, 2009 – Sep 21, 2015

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Marathon Credit Opportunity Fund, LP (latest filing Sep 21, 2015) · No amendment in the last 12 months on an offering that may still be open — Marathon Credit Opportunity Fund, Ltd. (latest filing Sep 9, 2015) · No amendment in the last 12 months on an offering that may still be open — Marathon European Credit Opportunity Fund II, LP (latest filing Feb 24, 2015) · No amendment in the last 12 months on an offering that may still be open — Marathon European Credit Opportunity Fund II, Ltd. (latest filing Feb 24, 2015) · No amendment in the last 12 months on an offering that may still be open — Marathon Real Estate Finance Fund, L.P. (latest filing Nov 30, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Jan 3, 2011 – Sep 12, 2017

13 people are no longer listed on a later amendment

Richard K. Ronzetti is no longer listed on the Sep 12, 2017 amendment — Marathon Structured Product Strategies Fund, LP · Richard K. Ronzetti is no longer listed on the Sep 12, 2017 amendment — Marathon Loan Opportunities Fund, L.P. · Richard K. Ronzetti is no longer listed on the May 9, 2017 amendment — Marathon Emerging Markets Bond Fund, L.P. · Richard K. Ronzetti is no longer listed on the Mar 13, 2017 amendment — Marathon Special Opportunity Fund Ltd · Richard K. Ronzetti is no longer listed on the Mar 13, 2017 amendment — MARATHON SPECIAL OPPORTUNITY FUND LP · and 8 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Sep 12, 2016 – Sep 12, 2017

Minimum investment changed between filings — Marathon Structured Product Strategies Fund, LP

The Sep 12, 2016 filing lists a minimum of $0; the Sep 12, 2017 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Sep 12, 2016 – Sep 12, 2017

Minimum investment changed between filings — Marathon Loan Opportunities Fund, L.P.

The Sep 12, 2016 filing lists a minimum of $1,000,000; the Sep 12, 2017 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Dec 1, 2009 – Jan 3, 2011

Minimum investment changed between filings — Marathon EM Opportunity Fund, LP

The Dec 1, 2009 filing lists a minimum of $0; the Jan 3, 2011 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Nov 30, 2009 – Feb 6, 2015

Richard K. Ronzetti is written 2 different ways on the filings

listed as "Richard Ronzetti" on 5 filings (from Nov 30, 2009), and "Richard K. Ronzetti" on 23 filings (from Feb 6, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 18 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 12, 2016 D/A
Marathon Structured Product Strategies Fund, LP
File 021-224457
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2016 D/A
Marathon Loan Opportunities Fund, L.P.
File 021-203676
$0$0$0None listed on this filingEDGAR ↗
May 9, 2016 D/A
Marathon Emerging Markets Bond Fund, L.P.
File 021-239437
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2016 D/A
MARATHON SPECIAL OPPORTUNITY FUND LP
File 021-48308
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2016 D/A
Marathon Special Opportunity Fund Ltd
File 021-68390
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2016 D/A
Marathon Securitized Credit Fund, L.P.
File 021-154883
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2016 D/A
Marathon Securitized Credit Fund, Ltd.
File 021-154889
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2016 D/A
Marathon Global Emerging Markets Fund, LP
File 021-212343
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2016 D/A
Marathon Global Emerging Markets Fund, Ltd.
File 021-212342
$0$0$0None listed on this filingEDGAR ↗
Nov 5, 2015 D
Marathon European Credit Opportunity Fund III, LP
File 021-250704
$0$0$0None listed on this filingEDGAR ↗
Nov 5, 2015 D
Marathon European Credit Opportunity Offshore Fund III, LP
File 021-250707
$0$0$0None listed on this filingEDGAR ↗
Oct 21, 2015 D
Marathon CLO Equity Fund, L.P.
File 021-249810
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2015 D/A
Marathon Credit Opportunity Fund, LP
File 021-134403
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2015 D/A
Marathon Credit Opportunity Fund, Ltd.
File 021-134402
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2015 D/A
Marathon European Credit Opportunity Fund II, Ltd.
File 021-212352
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2015 D/A
Marathon European Credit Opportunity Fund II, LP
File 021-212348
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2011 D/A
Marathon EM Opportunity Fund, LP
File 021-136507
$0$0$0n/a no CRD number reportedEDGAR ↗
Nov 30, 2009 D
Marathon Real Estate Finance Fund, L.P.
File 021-136472
$0$0$0n/a no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 18

Every issuer that named Richard K. Ronzetti on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Marathon

Marathon Structured Product Strategies Fund, LP

New York, NY · Sep 11, 2015 → Sep 12, 2016 · 2 filings
  • Sep 12, 2016 · D/A · $370,152,350 sold of Indefinite · 50 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 11, 2015 · D/A · $158,772,750 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $370.2M from 52 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon Loan Opportunities Fund, L.P.

New York, NY · Sep 30, 2015 → Sep 12, 2016 · 2 filings
  • Sep 12, 2016 · D/A · $145,223,420 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Sep 30, 2015 · D/A · $122,406,657 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $192.9M from 19 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon Emerging Markets Bond Fund, L.P.

New York, NY · May 8, 2015 → May 9, 2016 · 2 filings
  • May 9, 2016 · D/A · $35,726,367 sold of Indefinite · 3 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • May 8, 2015 · D · $35,275,000 sold of Indefinite · 3 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $366.5M from 23 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

MARATHON SPECIAL OPPORTUNITY FUND LP

New York, NY · Mar 11, 2015 → Mar 11, 2016 · 2 filings
  • Mar 11, 2016 · D/A · $1,260,601,309 sold of Indefinite · 262 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2015 · D/A · $1,136,043,513 sold of Indefinite · 280 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $1.27B from 298 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon Special Opportunity Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 11, 2015 → Mar 11, 2016 · 2 filings
  • Mar 11, 2016 · D/A · $5,040,236,997 sold of Indefinite · 328 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2015 · D/A · $3,649,327,099 sold of Indefinite · 273 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $5.05B from 331 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon Securitized Credit Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 6, 2015 → Feb 8, 2016 · 2 filings
  • Feb 8, 2016 · D/A · $1,952,406,977 sold of Indefinite · 91 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 6, 2015 · D/A · $1,802,003,991 sold of Indefinite · 89 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $2.27B from 120 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon Securitized Credit Fund, L.P.

New York, NY · Feb 6, 2015 → Feb 8, 2016 · 2 filings
  • Feb 8, 2016 · D/A · $259,025,584 sold of Indefinite · 31 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 6, 2015 · D/A · $176,518,970 sold of Indefinite · 50 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $795.4M from 96 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon Global Emerging Markets Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 6, 2015 → Feb 8, 2016 · 2 filings
  • Feb 8, 2016 · D/A · $208,897,278 sold of Indefinite · 22 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 6, 2015 · D/A · $181,067,098 sold of Indefinite · 23 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $261.3M from 28 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon Global Emerging Markets Fund, LP

New York, NY · Feb 6, 2015 → Feb 8, 2016 · 2 filings
  • Feb 8, 2016 · D/A · $98,951,712 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 6, 2015 · D/A · $97,555,959 sold of Indefinite · 41 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $101.4M from 48 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon European Credit Opportunity Fund III, LP

New York, NY · Nov 5, 2015
  • Nov 5, 2015 · D · $308,891,500 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $524.9M from 53 investors as of the latest filing. Richard is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon European Credit Opportunity Offshore Fund III, LP

New York, NY · Nov 5, 2015
  • Nov 5, 2015 · D · $33,960,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $123.3M from 12 investors as of the latest filing. Richard is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon CLO Equity Fund, L.P.

New York, NY · Oct 21, 2015
  • Oct 21, 2015 · D · $198,400,000 sold of Indefinite · 6 investors · min. $10,000,000 · role: Executive Officer EDGAR ↗

Raised $296.1M from 9 investors as of the latest filing. Richard is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon Credit Opportunity Fund, LP

New York, NY · Sep 21, 2015
  • Sep 21, 2015 · D/A · $370,050,243 sold of Indefinite · 63 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $370.1M from 64 investors as of the latest filing. Richard is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon Credit Opportunity Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 9, 2015
  • Sep 9, 2015 · D/A · $691,965,478 sold of Indefinite · 77 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $692M from 77 investors as of the latest filing. Richard is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon European Credit Opportunity Fund II, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 24, 2015
  • Feb 24, 2015 · D/A · $482,268,492 sold of Indefinite · 65 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $482.3M from 65 investors as of the latest filing. Richard is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon European Credit Opportunity Fund II, LP

New York, NY · Feb 24, 2015
  • Feb 24, 2015 · D/A · $807,729,147 sold of Indefinite · 103 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $807.7M from 103 investors as of the latest filing. Richard is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Marathon

Marathon EM Opportunity Fund, LP

New York, NY · Dec 1, 2009 → Jan 3, 2011 · 2 filings
  • Jan 3, 2011 · D/A · $22,100,286 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 1, 2009 · D · $2,200,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $68.1M from 46 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Marathon

Marathon Real Estate Finance Fund, L.P.

New York, NY · Nov 30, 2009
  • Nov 30, 2009 · D · $25,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $25K from 5 investors as of the latest filing. Richard is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Richard 31

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Marathon Asset Management, L.P.

Executive Officer, Promoter · 21 shared filings (14 issuers) · also on 53 other issuers

Marathon Asset Management, L.P. is on 67 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

T. Marathon Asset Management, L.P.

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Richard K. Ronzetti. Their page shows their other deals.

Management entity

K. Marathon Asset Management, L.P.

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Richard K. Ronzetti. Their page shows their other deals.

Management entity

Marathon Credit Opportunity Fund GP, LLC

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard K. Ronzetti. Their page shows their other deals.

Management entity

Marathon Risk Retention GP, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Richard K. Ronzetti. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Rabinowitz

Executive Officer, Director · 28 shared filings (18 issuers) · also on 41 other issuers

Andrew Rabinowitz is on 59 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Goldberg

Executive Officer · 25 shared filings (16 issuers) · also on 5 other issuers

Stuart Goldberg is on 21 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gabriel Szpigiel

Executive Officer · 23 shared filings (16 issuers) · also on 15 other issuers

Gabriel Szpigiel is on 31 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Colin MacKay

Director · 8 shared filings (5 issuers) · also on 88 other issuers

Colin MacKay is on 93 issuers in total — a repeat sponsor. Their page lists every one.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Hughes

Director · 8 shared filings (5 issuers) · also on 69 other issuers

Philip Hughes is on 74 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jake Hyde

Executive Officer · 6 shared filings (6 issuers)

Jake Hyde is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Schwartz

Executive Officer · 4 shared filings (2 issuers) · also on 4 other issuers

Scott Schwartz is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Szmulewicz

Executive Officer · 2 shared filings (1 issuer) · also on 6 other issuers

Andrew Szmulewicz is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Diego Gradowczyk

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Richard K. Ronzetti. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Halpern

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Jon Halpern is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Brady

Executive Officer · 1 shared filing (1 issuer) · also on 23 other issuers

Andrew Brady is on 24 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Friedman

Executive Officer · 1 shared filing (1 issuer) · also on 21 other issuers

Jason Friedman is on 22 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Marathon

80 issuers · 301 filings · $31.11B reported sold · 2009–2026

One team, 80 deal companies. Richard K. Ronzetti is listed on 18 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Richard K. Ronzetti.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 16 of the 18 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Marathon Emerging Markets Bond Fund, L.P., Marathon Securitized Credit Fund, Ltd., Marathon Securitized Credit Fund, L.P., Marathon Loan Opportunities Fund, L.P., Marathon Special Opportunity Fund Ltd, MARATHON SPECIAL OPPORTUNITY FUND LP, Marathon Global Emerging Markets Fund, Ltd., Marathon Global Emerging Markets Fund, LP, Marathon CLO Equity Fund, L.P., Marathon European Credit Opportunity Fund III, LP, Marathon European Credit Opportunity Offshore Fund III, LP, Marathon Structured Product Strategies Fund, LP, Marathon Credit Opportunity Fund, LP, Marathon Credit Opportunity Fund, Ltd., Marathon European Credit Opportunity Fund II, Ltd., Marathon European Credit Opportunity Fund II, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Richard K. Ronzetti by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Richard K. Ronzetti is listed on: none on file. No website or social profile named in Marathon Special Opportunity Fund Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #162,653 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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