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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:40 AM ET

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Richard Mott

Named as an officer, director or promoter on SEC Form D filings · CA, MN · Dec 29, 2011 → Jul 6, 2018

5deals (issuers)
$192.3Mreported sold
118investors
18Form D filings
2011–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Richard Mott is listed as an executive officer and director on 18 SEC Form D filings by 5 issuers between May 2009 and Mar 2023: Relievant MedSystems, Inc. (Edina, MN — other health care — 2015–2023; $69.7M reported sold to 35 investors), Silk Road Medical Inc (Sunnyvale, CA — other health care — 2013–2017; $42M reported sold to 22 investors), CONVENTUS ORTHOPAEDICS INC (Maple Grove, MN — other health care — 2017–2020; $40.3M reported sold to 33 investors), PhotoThera Inc (Carlsbad, CA — biotechnology — 2009; $36.4M reported sold to 12 investors) and Accendo Therapeutics, Inc. (Carlsbad, CA — other health care — 2011; $3.99M reported sold to 16 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $192.3M sold in total.

Listed alongside Brent Ahrens (8 shared filings), Jason Lettman (7 shared filings), Justin Klein (7 shared filings), Elizabeth Weatherman (6 shared filings), Alex DiNello (5 shared filings) and 37 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Richard. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 court cases matching the name, 16 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 18 public filings for Richard Mott and found 15 differences: 6 bankruptcy cases name the subject or team members; Form D filed 17 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Richard Mott has not run yet — it is joining a line of 25,246 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 dismissed

In re: Richard A. Mott dismissed
District Court, S.D. Ohio · No. 2:19-cv-05502 · Filed Dec 18, 2019 · Closed Jan 28, 2020 · Nature of suit: Bankruptcy Withdrawal · Cause: 28:0157 Motion for Withdrawal of Reference
Role of Richard A. Mott: Party · Outcome: Terminated 2020-01-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Richard Mott v. 9Th District Product dismissed
District Court, D. Colorado · No. 1:88-cv-00542 · Filed Apr 11, 1988 · Closed Jan 31, 1989 · Nature of suit: 190 Other contract actions · Cause: 28:1331 Fed. Question: Breach of Contract
Role of Richard Mott: Plaintiff · Outcome: Terminated 1989-01-31 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in CO (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Richard Mott..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

16 cases: 1 open, 15 closed (disposition not in docket feed)

Richard A. Mott open
United States Bankruptcy Court, S.D. Ohio · No. 2:19-bk-50600 · Filed Feb 1, 2019
Role of Richard A. Mott: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Richard G. Mott, Jr. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 18-17678 · Filed Nov 19, 2018 · Closed Feb 19, 2020
Role of Richard G. Mott, Jr.: Debtor · Outcome: Case closed 2020-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Richard P. Mott and Pamela C. Mott closed
United States Bankruptcy Court, S.D. New York · No. 14-35912 · Filed May 3, 2014 · Closed Oct 15, 2019
Role of Richard P. Mott and Pamela C. Mott: Debtor · Outcome: Case closed 2019-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Richard L. Mott and Cathleen N. Mott closed
United States Bankruptcy Court, W.D. New York · No. 1-12-10884 · Filed Mar 23, 2012 · Closed Aug 23, 2016
Role of Richard L. Mott and Cathleen N. Mott: Debtor · Outcome: Case closed 2016-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Richard D. Mott and Cindy J. Mott closed
United States Bankruptcy Court, D. Colorado · No. 09-12596 · Filed Feb 23, 2009 · Closed Jul 10, 2009
Role of Richard D. Mott and Cindy J. Mott: Debtor · Outcome: Case closed 2009-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in CO (not a filing state)
Richard Mott closed
United States Bankruptcy Court, E.D. Texas · No. 06-40475 · Filed Apr 7, 2006 · Closed Aug 4, 2006
Role of Richard Mott: Debtor · Outcome: Case closed 2006-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Richard D. Mott and Inez M. Mott closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-05-11795 · Filed Mar 16, 2005 · Closed Jul 12, 2005
Role of Richard D. Mott and Inez M. Mott: Debtor · Outcome: Case closed 2005-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Richard M. Mott closed
United States Bankruptcy Court, N.D. New York · No. 04-66548 · Filed Sep 14, 2004 · Closed May 19, 2005
Role of Richard M. Mott: Debtor · Outcome: Case closed 2005-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Richard A Mott closed
United States Bankruptcy Court, D. New Jersey · No. 03-12070 · Filed Jan 21, 2003 · Closed Jun 26, 2003
Role of Richard A Mott: Debtor · Outcome: Case closed 2003-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
RICHARD M. MOTT and LINDA M. MOTT closed
United States Bankruptcy Court, D. Arizona · No. 2:02-bk-01306 · Filed Jan 28, 2002 · Closed Mar 10, 2004
Role of RICHARD M. MOTT and LINDA M. MOTT: Debtor · Outcome: Case closed 2004-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
Richard J. Mott and Stephanie M. Mott closed
United States Bankruptcy Court, W.D. Louisiana · No. 01-82143 · Filed Dec 11, 2001 · Closed Mar 13, 2003
Role of Richard J. Mott and Stephanie M. Mott: Debtor · Outcome: Case closed 2003-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
Richard M. Mott and Bonnie L. Mott closed
United States Bankruptcy Court, D. Maryland · No. 99-17537 · Filed Jun 22, 1999 · Closed Oct 7, 1999
Role of Richard M. Mott and Bonnie L. Mott: Debtor · Outcome: Case closed 1999-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)
Richard R. Mott and Mary A. Mott closed
United States Bankruptcy Court, M.D. Florida · No. 8:98-bk-21165 · Filed Dec 3, 1998 · Closed Mar 25, 2004
Role of Richard R. Mott and Mary A. Mott: Debtor · Outcome: Case closed 2004-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Richard J. Mott and Judy T. Mott closed
United States Bankruptcy Court, W.D. Texas · No. 95-11651 · Filed Jul 6, 1995 · Closed Feb 3, 1999
Role of Richard J. Mott and Judy T. Mott: Debtor · Outcome: Case closed 1999-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Richard W. Mott closed
United States Bankruptcy Court, N.D. Iowa · No. 90-62073 · Filed Nov 28, 1990 · Closed Apr 26, 1991
Role of Richard W. Mott: Debtor · Outcome: Case closed 1991-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in IA (not a filing state)
Richard R. Mott closed
United States Bankruptcy Court, M.D. Florida · No. 8:89-bk-08667 · Filed Nov 24, 1989 · Closed Jun 1, 1990
Role of Richard R. Mott: Debtor · Outcome: Case closed 1990-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Richard Mott (compared 18 filings on Oct 24, 2026)

Note · Jan 24, 1994 – Jul 19, 2013

6 bankruptcy cases name the subject or team members

Bankruptcy case: Accendo Therapeutics, Inc. — filed Jun 5, 2013 · Bankruptcy case: PhotoThera, Inc. — filed May 3, 2013 · Bankruptcy case: FIA Card Services NA ( fka MBNA America Bank NA) v. Oettinger — filed Feb 27, 2010 · Bankruptcy case: Chase Bank USA, N.A. v. Oettinger — filed Feb 27, 2010 · Bankruptcy case: American Express Travel Related Services v. Oettinger — filed Oct 21, 1998 · and 1 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Accendo Therapeutics, Inc. — PartnerFacts page ↗Docket · United States Bankruptcy Court, N.D. California ↗PhotoThera Inc — PartnerFacts page ↗
Sources
Note · Dec 18, 2015 – Jan 4, 2016

Form D filed 17 days after the first sale — Relievant MedSystems, Inc.

The filing says the first sale was Dec 18, 2015. The Form D was filed Jan 4, 2016 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 4, 2016 ↗Relievant MedSystems, Inc. — PartnerFacts page ↗
Sources
Note · Apr 27, 2009 – Mar 30, 2023

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Relievant MedSystems, Inc. (latest filing Mar 30, 2023) · No amendment in the last 12 months on an offering that may still be open — CONVENTUS ORTHOPAEDICS INC (latest filing May 18, 2020) · No amendment in the last 12 months on an offering that may still be open — Relievant MedSystems, Inc. (latest filing Aug 31, 2016) · No amendment in the last 12 months on an offering that may still be open — Relievant MedSystems, Inc. (latest filing Dec 21, 2015) · No amendment in the last 12 months on an offering that may still be open — Silk Road Medical Inc (latest filing Oct 21, 2015) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 30, 2023 ↗Relievant MedSystems, Inc. — PartnerFacts page ↗Form D · May 18, 2020 ↗CONVENTUS ORTHOPAEDICS INC — PartnerFacts page ↗
Sources
Note · Oct 21, 2015 – Jul 19, 2017

Richard Mott's role changed at Silk Road Medical Inc: director → executive officer, director

The Oct 21, 2015 filing lists Richard Mott as director; the Jul 19, 2017 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 21, 2015 ↗Form D · Jul 19, 2017 ↗Richard Mott — PartnerFacts page ↗Silk Road Medical Inc — PartnerFacts page ↗
Sources
Note · May 8, 2013 – Aug 13, 2014

Richard Mott's role changed at Silk Road Medical Inc: executive officer, director → director

The May 8, 2013 filing lists Richard Mott as executive officer, director; the Aug 13, 2014 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · May 8, 2013 ↗Form D · Aug 13, 2014 ↗Richard Mott — PartnerFacts page ↗Silk Road Medical Inc — PartnerFacts page ↗
Sources
Note · Nov 3, 2020 – Apr 29, 2022

Offering amount changed between filings — Relievant MedSystems, Inc.

The Nov 3, 2020 filing says $69,700,000 offered; the Apr 29, 2022 Form D/A says $69,700,004.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 3, 2020 ↗Form D/A (later) · Apr 29, 2022 ↗Relievant MedSystems, Inc. — PartnerFacts page ↗
Sources
Note · May 12, 2017 – Dec 27, 2017

Offering amount changed between filings — CONVENTUS ORTHOPAEDICS INC

The May 12, 2017 filing says $12,000,536 offered; the Dec 27, 2017 Form D/A says $20,000,893.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 12, 2017 ↗Form D/A (later) · Dec 27, 2017 ↗CONVENTUS ORTHOPAEDICS INC — PartnerFacts page ↗
Sources
Note · May 12, 2009 – Dec 29, 2011

Richard Mott is written 2 different ways on the filings

listed as "Richard W. Mott" on the May 12, 2009 filing, and "Richard Mott" on 17 filings (from Dec 29, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 12, 2009 ↗Form D · Dec 29, 2011 ↗Richard Mott — PartnerFacts page ↗
Sources
Note · Feb 12, 2015 – Jul 6, 2018

Industry group changed between filings — Relievant MedSystems, Inc.

"Other" (Feb 12, 2015 to Aug 31, 2016); then "Other Health Care" (Jul 6, 2018 to Mar 30, 2023).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 12, 2015 ↗Form D · Jul 6, 2018 ↗Relievant MedSystems, Inc. — PartnerFacts page ↗
Sources
Note · Feb 9, 2017 – May 10, 2017

Same name, different state: "RICHARD W MOTT" (FL) is a separate record

This page covers filings where the address state is CA or MN. A separate record, "RICHARD W MOTT" with address state FL, is listed on 2 filings — most recently by TREACE MEDICAL CONCEPTS, INC. (May 10, 2017). Both records have filings in the same period (Feb 9, 2017 to May 10, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

RICHARD W MOTT (FL) — PartnerFacts page ↗Form D · May 10, 2017 ↗TREACE MEDICAL CONCEPTS, INC. — PartnerFacts page ↗Richard Mott (CA,MN) — this page ↗
Sources
Note · Jun 24, 2015 – Nov 28, 2016

Same name, different state: "Richard Mott" (MA) is a separate record

This page covers filings where the address state is CA or MN. A separate record, "Richard Mott" with address state MA, is listed on 3 filings — most recently by Arsenal Medical, Inc. (Jun 7, 2019). Both records have filings in the same period (Jun 24, 2015 to Nov 28, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Richard Mott (MA) — PartnerFacts page ↗Form D · Jun 7, 2019 ↗Arsenal Medical, Inc. — PartnerFacts page ↗Richard Mott (CA,MN) — this page ↗
Sources
Note · Apr 29, 2022 – Mar 30, 2023

Address moved from Minneapolis, MN to Edina, MN — Relievant MedSystems, Inc.

The people listed on the Apr 29, 2022 filing give Minneapolis, MN; on the Mar 30, 2023 filing they give Edina, MN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Apr 29, 2022 ↗Form D · Mar 30, 2023 ↗Relievant MedSystems, Inc. — PartnerFacts page ↗
Sources
Note · Jul 6, 2018 – Nov 3, 2020

Address moved from Sunnyvale, CA to Minneapolis, MN — Relievant MedSystems, Inc.

The people listed on the Jul 6, 2018 filing give Sunnyvale, CA; on the Nov 3, 2020 filing they give Minneapolis, MN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jul 6, 2018 ↗Form D · Nov 3, 2020 ↗Relievant MedSystems, Inc. — PartnerFacts page ↗
Sources
Note · Aug 31, 2016 – Jul 6, 2018

Address moved from Redwood City, CA to Sunnyvale, CA — Relievant MedSystems, Inc.

The people listed on the Aug 31, 2016 filing give Redwood City, CA; on the Jul 6, 2018 filing they give Sunnyvale, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 31, 2016 ↗Form D · Jul 6, 2018 ↗Relievant MedSystems, Inc. — PartnerFacts page ↗
Sources
Note · May 12, 2009 – Mar 30, 2023

Richard Mott is listed with 2 different address states: CA, MN

CA on 11 filings (May 12, 2009 to Jul 6, 2018); MN on 7 filings (Dec 27, 2017 to Mar 30, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 12, 2009 ↗Form D/A · Dec 27, 2017 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 17 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $2,100,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 30, 2023 D
Relievant MedSystems, Inc.
File 021-477397
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2022 D/A
Relievant MedSystems, Inc.
File 021-379574
$0$0$0None listed on this filingEDGAR ↗
May 18, 2020 D
CONVENTUS ORTHOPAEDICS INC
File 021-367187
$0$0$0None listed on this filingEDGAR ↗
May 14, 2020 D
CONVENTUS ORTHOPAEDICS INC
File 021-366987
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2019 D
CONVENTUS ORTHOPAEDICS INC
File 021-330114
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2018 D
Relievant MedSystems, Inc.
File 021-316220
$0$0$0None listed on this filingEDGAR ↗
Dec 27, 2017 D/A
CONVENTUS ORTHOPAEDICS INC
File 021-286688
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2017 D
Silk Road Medical Inc
File 021-291067
$0$0$0None listed on this filingEDGAR ↗
Aug 31, 2016 D
Relievant MedSystems, Inc.
File 021-269835
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2016 D
Relievant MedSystems, Inc.
File 021-254412
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2015 D
Relievant MedSystems, Inc.
File 021-253551
$0$0$0None listed on this filingEDGAR ↗
Oct 21, 2015 D
Silk Road Medical Inc
File 021-249859
$0$0$0None listed on this filingEDGAR ↗
Feb 12, 2015 D
Relievant MedSystems, Inc.
File 021-233986
$0$0$0None listed on this filingEDGAR ↗
Aug 13, 2014 D
Silk Road Medical Inc
File 021-222815
$0$0$0None listed on this filingEDGAR ↗
May 8, 2013 D
Silk Road Medical Inc
File 021-196162
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2011 D
Accendo Therapeutics, Inc.
File 021-170906
$0$0$0None listed on this filingEDGAR ↗
May 12, 2009 D
PhotoThera Inc
File 021-89381
$0$0$2,100,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Richard Mott on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RM
Other Health Care

Relievant MedSystems, Inc.

Edina, MN · Feb 12, 2015 → Mar 30, 2023 · 8 filings
  • Mar 30, 2023 · D · $45,999,999 sold of $49,999,997 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 29, 2022 · D/A · $69,700,004 sold of $69,700,004 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 3, 2020 · D · $34,000,000 sold of $69,700,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 6, 2018 · D · $57,729,374 sold of $57,729,374 · 29 investors · min. $1 · role: Director EDGAR ↗
  • Aug 31, 2016 · D · $22,164,015 sold of $52,214,701 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 4, 2016 · D · $49,203 sold of $49,203 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2015 · D · $1,500,000 sold of $3,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 12, 2015 · D · $3,000,000 sold of $5,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $69.7M from 35 investors (100% of the $50M target) as of the latest filing. Richard is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Other Health Care

CONVENTUS ORTHOPAEDICS INC

Maple Grove, MN · Dec 27, 2017 → May 18, 2020 · 4 filings
  • May 18, 2020 · D · $40,295,046 sold of $41,893,230 · 33 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 14, 2020 · D · $24,459,556 sold of $24,459,556 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 10, 2019 · D · $5,000,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 27, 2017 · D/A · $20,000,893 sold of $20,000,893 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $40.3M from 33 investors (96% of the $41.9M target) as of the latest filing. Richard is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
Other Health Care

Silk Road Medical Inc

Sunnyvale, CA · May 8, 2013 → Jul 19, 2017 · 4 filings
  • Jul 19, 2017 · D · $41,999,977 sold of $41,999,977 · 22 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 21, 2015 · D · $17,030,367 sold of $27,030,367 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 13, 2014 · D · $15,000,000 sold of $22,500,000 · 4 investors · min. $1 · role: Director EDGAR ↗
  • May 8, 2013 · D · $38,225,793 sold of $41,225,794 · 4 investors · min. $2 · role: Executive Officer, Director EDGAR ↗

Raised $42M from 22 investors (100% of the $42M target) as of the latest filing. Richard is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Other Health Care

Accendo Therapeutics, Inc.

Carlsbad, CA · Dec 29, 2011
  • Dec 29, 2011 · D · $3,990,017 sold of $4,000,000 · 16 investors · min. $5,000 · role: Director EDGAR ↗

Raised $3.99M from 16 investors (100% of the $4M target) as of the latest filing. Richard is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

P
Biotechnology

PhotoThera Inc

Carlsbad, CA · May 12, 2009
  • May 12, 2009 · D · $36,356,960 sold of $61,464,685 · 12 investors · min. $5,903 · role: Director EDGAR ↗

Raised $36.4M from 12 investors (59% of the $61.5M target) as of the latest filing. Richard is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Richard Mott — MA, 3 issuers, Jun 24, 2015 → Nov 28, 2016 · no shared issuer
  • RICHARD W MOTT — FL, 1 issuer, Feb 9, 2017 → May 10, 2017 · no shared issuer

People around Richard 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Brent Ahrens

Director · 8 shared filings (1 issuer) · also on 10 other issuers

Brent Ahrens is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Lettman

Director · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Mott. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Klein

Director · 7 shared filings (1 issuer) · also on 6 other issuers

Justin Klein is on 7 issuers in total — a repeat sponsor. Their page lists every one.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Weatherman

Director · 6 shared filings (3 issuers) · also on 8 other issuers

Elizabeth Weatherman is on 11 issuers in total — a repeat sponsor. Their page lists every one.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

Noah Knauf

Director · 5 shared filings (3 issuers) · also on 18 other issuers

Noah Knauf is on 21 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur T. Taylor

Executive Officer, Director · 5 shared filings (3 issuers) · also on 3 other issuers

Arthur T. Taylor is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Lasersohn

Director · 5 shared filings (2 issuers) · also on 6 other issuers

Jack Lasersohn is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Art Taylor

Director · 5 shared filings (1 issuer) · also on 4 other issuers

Art Taylor is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Alex DiNello

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Schmitz

Director · 4 shared filings (1 issuer) · also on 4 other issuers

Alexander Schmitz is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Chou

Director · 4 shared filings (1 issuer) · also on 7 other issuers

Tony Chou is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Ryan

Director · 4 shared filings (1 issuer) · also on 14 other issuers

John Ryan is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Flora

Director · 4 shared filings (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

AE
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew ElBardissi

Director · 4 shared filings (1 issuer) · also on 11 other issuers

Andrew ElBardissi is on 12 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Ray Baker

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Mott. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Geyen

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Erica Rogers

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Mott. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Shaden Marzouk

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Mott. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Ross Jaffe

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Biller

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Joseph Biller is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Chon

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Mott. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Jewett

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

GJ
No photo found yet (own website and image search run after this page is viewed)
Person

George Jenkins

Director · 2 shared filings (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

JI
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Isenburg

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Epstein

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Tyler Binney

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Amerson

Director · 2 shared filings (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Hochberg

Director · 2 shared filings (1 issuer) · also on 11 other issuers

Steven Hochberg is on 12 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Mittendorff

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Robert Mittendorff is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Bochnowski

Director · 1 shared filing (1 issuer) · also on 6 other issuers

James Bochnowski is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Justin Klein

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Richard Mott. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jackson Streeter, M.D.

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Mott. Their page shows their other deals.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kerry Dance

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Hykes

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Richard Mott. Their page shows their other deals.

PO
No photo found yet (own website and image search run after this page is viewed)
Person

Philip H. Oettinger

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Slattery

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kent Lind

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

Rogers Erica

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

IH
No photo found yet (own website and image search run after this page is viewed)
Person

In Seon Hwang

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Mott. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Ruoxi Chen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard Mott. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Richard Mott by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Richard Mott is listed on: none on file. No website or social profile named in Silk Road Medical Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #268,401 of 374,652 in line (1,282 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Sunnyvale, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

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