PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:34 AM ET

Sponsor Check › Person

RL
No photo found yet (own website and image search run after this page is viewed)

Richard Levy

Named as an officer, director or promoter on SEC Form D filings · NC · Mar 4, 2011 → Mar 4, 2011

1deal (issuers)
$11Kreported sold
1investors
1Form D filing
2011year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Richard Levy is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Mar 2011: MonaLaser, LLC (St. Augustine, FL — other technology — 2011; $11K reported sold to 1 investors).

What this means One deal on file with the SEC, filed Mar 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Adele DeCruz (1 shared filing), Ann Palmieri (1 shared filing), Bernard Weiser (1 shared filing), Dorothy Watson (1 shared filing) and Ed Adamkiewicz (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Richard. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 26 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Richard Levy and found 6 differences: Form D filed 49 days after the first sale; Same name, different state: "RICHARD LEVY" (CO or IL) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Richard Levy has not run yet — it is joining a line of 36,110 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Directv Inc v. Richard Levy dismissed
District Court, C.D. California · No. 2:04-cv-09296 · Filed Nov 12, 2004 · Closed Feb 4, 2005 · Nature of suit: 890 Other statutory actions
Role of Richard Levy: Defendant · Outcome: Terminated 2005-02-04 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Richard Levy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

26 cases: 1 open, 25 closed (disposition not in docket feed)

Richard D. Levy open
United States Bankruptcy Court, S.D. Florida. · No. 19-10525 · Filed Jan 15, 2019
Role of Richard D. Levy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (FL)
RICHARD N. LEVY and JILL A. LEVY closed
United States Bankruptcy Court, D. Arizona · No. 2:17-bk-05802 · Filed May 24, 2017 · Closed Sep 29, 2017
Role of RICHARD N. LEVY and JILL A. LEVY: Debtor · Outcome: Case closed 2017-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in AR (not a filing state)
Richard Levy closed
United States Bankruptcy Court, E.D. New York · No. 1-14-41270 · Filed Mar 20, 2014 · Closed Jul 2, 2014
Role of Richard Levy: Debtor · Outcome: Case closed 2014-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Richard D Levy closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 14-11514 · Filed Feb 28, 2014 · Closed Feb 25, 2019
Role of Richard D Levy: Debtor · Outcome: Case closed 2019-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
Richard J. Levy and Patricia E. Levy closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-53805 · Filed Oct 20, 2011 · Closed Mar 9, 2012
Role of Richard J. Levy and Patricia E. Levy: Debtor · Outcome: Case closed 2012-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Richard G Levy closed
United States Bankruptcy Court, N.D. Illinois · No. 09-29300 · Filed Aug 11, 2009 · Closed Feb 23, 2010
Role of Richard G Levy: Debtor · Outcome: Case closed 2010-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
Richard S. Levy closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:09-bk-05114 · Filed Jul 1, 2009 · Closed Dec 23, 2009
Role of Richard S. Levy: Debtor · Outcome: Case closed 2009-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
Richard A. Levy closed
United States Bankruptcy Court, D. Massachusetts · No. 08-17846 · Filed Oct 17, 2008 · Closed Jan 29, 2009
Role of Richard A. Levy: Debtor · Outcome: Case closed 2009-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in MA (not a filing state)
Richard G. Levy closed
United States Bankruptcy Court, E.D. California · No. 04-12005 · Filed Mar 10, 2004 · Closed Jun 25, 2004
Role of Richard G. Levy: Debtor · Outcome: Case closed 2004-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Richard L. Levy and Sharon D. Levy closed
United States Bankruptcy Court, M.D. North Carolina · No. 03-11556 · Filed May 6, 2003 · Closed Mar 31, 2004
Role of Richard L. Levy and Sharon D. Levy: Debtor · Outcome: Case closed 2004-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NC)
Richard Levy closed
United States Bankruptcy Court, S.D. New York · No. 02-36396 · Filed Jun 10, 2002 · Closed Oct 23, 2002
Role of Richard Levy: Debtor · Outcome: Case closed 2002-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Richard G. Levy closed
United States Bankruptcy Court, E.D. Virginia · No. 01-33457 · Filed Jun 6, 2001 · Closed Sep 25, 2001
Role of Richard G. Levy: Debtor · Outcome: Case closed 2001-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in VA (not a filing state)
Richard A. Levy closed
United States Bankruptcy Court, D. Massachusetts · No. 00-46771 · Filed Dec 28, 2000 · Closed May 8, 2001
Role of Richard A. Levy: Debtor · Outcome: Case closed 2001-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in MA (not a filing state)
Richard A. Levy closed
United States Bankruptcy Court, M.D. Florida · No. 8:00-bk-18306 · Filed Nov 27, 2000 · Closed May 22, 2001
Role of Richard A. Levy: Debtor · Outcome: Case closed 2001-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (FL)
Richard B. Levy and Mary Ann Levy closed
United States Bankruptcy Court, M.D. Florida · No. 6:00-bk-07729 · Filed Oct 2, 2000 · Closed Jan 29, 2001
Role of Richard B. Levy and Mary Ann Levy: Debtor · Outcome: Case closed 2001-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (FL)
Richard Levy closed
United States Bankruptcy Court, D. Massachusetts · No. 00-11367 · Filed Feb 29, 2000 · Closed Jul 12, 2000
Role of Richard Levy: Debtor · Outcome: Case closed 2000-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in MA (not a filing state)
Richard Levy and Rose Levy closed
United States Bankruptcy Court, E.D. New York · No. 8-99-89194 · Filed Nov 9, 1999 · Closed Apr 7, 2000
Role of Richard Levy and Rose Levy: Debtor · Outcome: Case closed 2000-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Richard W. Levy and Cynthia W. Levy closed
United States Bankruptcy Court, D. Hawaii · No. 99-03479 · Filed Aug 11, 1999 · Closed Nov 30, 1999
Role of Richard W. Levy and Cynthia W. Levy: Debtor · Outcome: Case closed 1999-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in HI (not a filing state)
Richard L. Levy and Carole C. Levy closed
United States Bankruptcy Court, D. New Jersey · No. 98-54824 · Filed Nov 17, 1998 · Closed Jan 21, 2003
Role of Richard L. Levy and Carole C. Levy: Debtor · Outcome: Case closed 2003-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Richard D. Levy and Gina M. Saturnia Levy closed
United States Bankruptcy Court, D. New Jersey · No. 98-52861 · Filed Oct 7, 1998 · Closed Jan 27, 1999
Role of Richard D. Levy and Gina M. Saturnia Levy: Debtor · Outcome: Case closed 1999-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Richard Levy closed
United States Bankruptcy Court, E.D. New York · No. 8-98-80418 · Filed Jan 14, 1998 · Closed Jan 12, 1999
Role of Richard Levy: Debtor · Outcome: Case closed 1999-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Richard M Levy and Janet A Levy closed
United States Bankruptcy Court, N.D. Illinois · No. 96-26373 · Filed Oct 4, 1996 · Closed Feb 7, 1997
Role of Richard M Levy and Janet A Levy: Debtor · Outcome: Case closed 1997-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
Richard L. Levy and Robin L. Levy closed
United States Bankruptcy Court, D. New Jersey · No. 95-16678 · Filed Nov 13, 1995 · Closed May 31, 1996
Role of Richard L. Levy and Robin L. Levy: Debtor · Outcome: Case closed 1996-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Richard A. Levy closed
United States Bankruptcy Court, M.D. Florida · No. 3:94-bk-01984 · Filed May 10, 1994 · Closed Oct 5, 1994
Role of Richard A. Levy: Debtor · Outcome: Case closed 1994-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (FL)
Richard J. Levy closed
United States Bankruptcy Court, S.D. Florida. · No. 94-20608 · Filed Feb 15, 1994 · Closed Sep 7, 1994
Role of Richard J. Levy: Debtor · Outcome: Case closed 1994-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (FL)
Richard D. Levy closed
United States Bankruptcy Court, D. New Jersey · No. 91-35101 · Filed Sep 10, 1991 · Closed Feb 19, 1992
Role of Richard D. Levy: Debtor · Outcome: Case closed 1992-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Richard Levy (compared 1 filing on Oct 24, 2026)

Note · Jan 14, 2011 – Mar 4, 2011

Form D filed 49 days after the first sale — MonaLaser, LLC

The filing says the first sale was Jan 14, 2011. The Form D was filed Mar 4, 2011 — 49 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 34 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 4, 2011 ↗MonaLaser, LLC — PartnerFacts page ↗
Sources
Note · Jul 27, 2010 – Oct 15, 2026

Same name, different state: "RICHARD LEVY" (CO or IL) is a separate record

This page covers filings where the address state is NC. A separate record, "RICHARD LEVY" with address state CO or IL, is listed on 68 filings — most recently by VPC Legal Credit Offshore Feeder Fund, L.P. (Oct 15, 2026). Both records have filings in the same period (Mar 4, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

RICHARD LEVY (CO,IL) — PartnerFacts page ↗Form D · Oct 15, 2026 ↗VPC Legal Credit Offshore Feeder Fund, L.P. — PartnerFacts page ↗Richard Levy (NC) — this page ↗
Sources
Note · Apr 4, 2019 – Nov 23, 2020

Same name, different state: "RICHARD S LEVY" (D0) is a separate record

This page covers filings where the address state is NC. A separate record, "RICHARD S LEVY" with address state D0, is listed on 3 filings — most recently by Kiniksa Pharmaceuticals, Ltd. (Nov 23, 2020). The two records do not overlap in time: this page has one filing dated Mar 4, 2011; the other runs Apr 4, 2019 to Nov 23, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

RICHARD S LEVY (D0) — PartnerFacts page ↗Form D/A · Nov 23, 2020 ↗Kiniksa Pharmaceuticals, Ltd. — PartnerFacts page ↗Richard Levy (NC) — this page ↗
Sources
Note · Jan 13, 2017 – Jul 24, 2017

Same name, different state: "Richard Levy" (PA) is a separate record

This page covers filings where the address state is NC. A separate record, "Richard Levy" with address state PA, is listed on 2 filings — most recently by Tarsa Therapeutics, Inc. (Jul 24, 2017). The two records do not overlap in time: this page has one filing dated Mar 4, 2011; the other runs Jan 13, 2017 to Jul 24, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Richard Levy (PA) — PartnerFacts page ↗Form D · Jul 24, 2017 ↗Tarsa Therapeutics, Inc. — PartnerFacts page ↗Richard Levy (NC) — this page ↗
Sources
Note · Aug 31, 2012

Same name, different state: "Richard C. Levy" (GA) is a separate record

This page covers filings where the address state is NC. A separate record, "Richard C. Levy" with address state GA, is listed on 1 filing — most recently by STREAMLINE HEALTH SOLUTIONS INC. (Aug 31, 2012). The two records do not overlap in time: this page has one filing dated Mar 4, 2011; the other has one filing dated Aug 31, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Richard C. Levy (GA) — PartnerFacts page ↗Form D · Aug 31, 2012 ↗STREAMLINE HEALTH SOLUTIONS INC. — PartnerFacts page ↗Richard Levy (NC) — this page ↗
Sources
Note · Mar 18, 2010 – Jun 30, 2011

Same name, different state: "Richard M Levy" (NJ or WA) is a separate record

This page covers filings where the address state is NC. A separate record, "Richard M Levy" with address state NJ or WA, is listed on 6 filings — most recently by UNIGENE LABORATORIES INC (Apr 22, 2013). Both records have filings in the same period (Mar 4, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Richard M Levy (NJ,WA) — PartnerFacts page ↗Form D · Apr 22, 2013 ↗UNIGENE LABORATORIES INC — PartnerFacts page ↗Richard Levy (NC) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 4, 2011 D
MonaLaser, LLC
File 021-156240
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Richard Levy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

M
Other Technology

MonaLaser, LLC

St. Augustine, FL · Mar 4, 2011
  • Mar 4, 2011 · D · $11,047 sold of $11,047 · 1 investors · min. $11,000 · role: Executive Officer, Director EDGAR ↗

Raised $11K from 1 investor (100% of the $11K target) as of the latest filing. Richard is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • RICHARD LEVY — CO, IL, 35 issuers, Jul 27, 2010 → Oct 15, 2026 · no shared issuer
  • Richard M Levy — NJ, WA, 2 issuers, Mar 18, 2010 → Jun 30, 2011 · no shared issuer
  • Richard Levy — PA, MD, 2 issuers, Jun 2, 2021 → Sep 17, 2026 · no shared issuer
  • Richard C. Levy — GA, 1 issuer, Aug 31, 2012 → Aug 31, 2012 · no shared issuer
  • Richard Levy — PA, 1 issuer, Jan 13, 2017 → Jul 24, 2017 · no shared issuer
  • RICHARD S LEVY — Bermuda (as filed: D0), 1 issuer, Apr 4, 2019 → Nov 23, 2020 · no shared issuer

People around Richard 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EA
No photo found yet (own website and image search run after this page is viewed)
Person

Ed Adamkiewicz

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard Levy. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Dorothy Watson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard Levy. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Bernard Weiser

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard Levy. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Ann Palmieri

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Richard Levy. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Adele DeCruz

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard Levy. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Richard Levy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Richard Levy is listed on: none on file. No website or social profile named in MonaLaser, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #353,672 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (St. Augustine, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗North Carolina eCourts portal ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

North Carolina Secretary of State business search ↗Florida Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Richard Levy appears on a new Form D, or when a court case or SEC action is matched to them. See plans →