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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:12 AM ET

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Richard E. Estes

Named as an officer, director or promoter on SEC Form D filings · SC · Dec 17, 2018 → Jul 27, 2021

2deals (issuers)
$42.8Mreported sold
26investors
3Form D filings
2018–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:42 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Richard E. Estes is listed as an executive officer, director, and promoter on 3 SEC Form D filings by 2 issuers between Dec 2018 and Jul 2021: Bosscat, Inc. (Charleston, SC — other real estate — 2019–2021; $42.5M reported sold to 25 investors) and PunchList, Inc. (Mount Pleasant, SC — other real estate — 2018; $300K reported sold to 1 investors).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 3 years. Across those companies the filings report $42.8M sold in total.

Listed alongside James Banyas (3 shared filings), Brad Braddock (1 shared filing), John Cambier (1 shared filing) and Justin Scott (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Richard. Each name links to their own page.

1 of the issuers belongs to the sponsor group Sweetwater (21 issuers, $786.4M reported sold, 2018–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Sweetwater has 21 companies on file and $786.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 22 bankruptcy cases matching the name listed in Key records below.

What this means 22 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Richard E. Estes and found 8 differences, 1 worth asking the sponsor about: Form D filed 445 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Richard E. Estes has not run yet — it is joining a line of 22,088 names; searches run around the clock at the hosts' allowed rate. Searched so far: 434 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:42 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Richard E. Estes..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

22 cases: 22 closed (disposition not in docket feed)

Richard W Estes closed
United States Bankruptcy Court, E.D. Texas · No. 20-60048 · Filed Jan 24, 2020 · Closed May 4, 2020
Role of Richard W Estes: Debtor · Outcome: Case closed 2020-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in TX (not a filing state); middle initial differs
Richard K Estes and Nancy Lee Bush closed
United States Bankruptcy Court, W.D. Washington · No. 16-10500 · Filed Feb 1, 2016 · Closed Jul 21, 2016
Role of Richard K Estes and Nancy Lee Bush: Debtor · Outcome: Case closed 2016-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in WA (not a filing state); middle initial differs
Richard W Estes closed
United States Bankruptcy Court, M.D. Florida · No. 2:14-bk-01053 · Filed Jan 30, 2014 · Closed Jun 27, 2017
Role of Richard W Estes: Debtor · Outcome: Case closed 2017-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in FL (not a filing state); middle initial differs
Richard Estes closed
United States Bankruptcy Court, M.D. Florida · No. 2:10-bk-22913 · Filed Sep 23, 2010 · Closed Jan 21, 2011
Role of Richard Estes: Debtor · Outcome: Case closed 2011-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in FL (not a filing state)
Richard D. Estes closed
United States Bankruptcy Court, D. New Mexico · No. 09-13571 · Filed Aug 10, 2009 · Closed Nov 18, 2009
Role of Richard D. Estes: Debtor · Outcome: Case closed 2009-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in NM (not a filing state); middle initial differs
RICHARD J ESTES closed
United States Bankruptcy Court, D. Minnesota · No. 08-34935 · Filed Sep 24, 2008 · Closed Jan 12, 2009
Role of RICHARD J ESTES: Debtor · Outcome: Case closed 2009-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in MN (not a filing state); middle initial differs
Richard D. Estes and Cassandra L. Estes closed
United States Bankruptcy Court, D. New Mexico · No. 07-11619 · Filed Jul 4, 2007 · Closed Apr 25, 2008
Role of Richard D. Estes and Cassandra L. Estes: Debtor · Outcome: Case closed 2008-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in NM (not a filing state); middle initial differs
Richard D Estes and Sandra K Estes closed
United States Bankruptcy Court, N.D. Ohio · No. 05-76301 · Filed Oct 15, 2005 · Closed May 23, 2006
Role of Richard D Estes and Sandra K Estes: Debtor · Outcome: Case closed 2006-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in OH (not a filing state); middle initial differs
Richard E. Estes closed
United States Bankruptcy Court, N.D. Georgia · No. 05-77329 · Filed Sep 16, 2005 · Closed Jan 12, 2006
Role of Richard E. Estes: Debtor · Outcome: Case closed 2006-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in GA (not a filing state)
Richard E. Estes closed
United States Bankruptcy Court, N.D. Georgia · No. 03-81666 · Filed Oct 31, 2003 · Closed Feb 19, 2004
Role of Richard E. Estes: Debtor · Outcome: Case closed 2004-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in GA (not a filing state)
Richard L. Estes and Carol A. Estes closed
United States Bankruptcy Court, E.D. California · No. 03-93231 · Filed Aug 11, 2003 · Closed Aug 30, 2005
Role of Richard L. Estes and Carol A. Estes: Debtor · Outcome: Case closed 2005-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in CA (not a filing state); middle initial differs
RICHARD L. ESTES and CATHERINE A. ESTES closed
United States Bankruptcy Court, N.D. Alabama · No. 03-40087 · Filed Jan 9, 2003 · Closed Apr 21, 2003
Role of RICHARD L. ESTES and CATHERINE A. ESTES: Debtor · Outcome: Case closed 2003-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in AL (not a filing state); middle initial differs
Richard D. Estes closed
United States Bankruptcy Court, S.D. Florida. · No. 02-24382 · Filed Jun 11, 2002 · Closed Sep 25, 2002
Role of Richard D. Estes: Debtor · Outcome: Case closed 2002-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in FL (not a filing state); middle initial differs
Richard Estes and Kelly Estes closed
United States Bankruptcy Court, W.D. Kentucky · No. 02-50169 · Filed Feb 1, 2002 · Closed May 7, 2002
Role of Richard Estes and Kelly Estes: Debtor · Outcome: Case closed 2002-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in KY (not a filing state)
Richard A. Estes and Angela M. Estes closed
United States Bankruptcy Court, S.D. Iowa · No. 01-02326 · Filed May 8, 2001 · Closed Aug 28, 2001
Role of Richard A. Estes and Angela M. Estes: Debtor · Outcome: Case closed 2001-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in IA (not a filing state); middle initial differs
Richard K. Estes closed
United States Bankruptcy Court, D. Colorado · No. 00-13852 · Filed Apr 7, 2000 · Closed Jul 25, 2000
Role of Richard K. Estes: Debtor · Outcome: Case closed 2000-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in CO (not a filing state); middle initial differs
Richard Estes and Melissa Estes closed
United States Bankruptcy Court, D. Wyoming · No. 00-20276 · Filed Mar 20, 2000 · Closed Jun 27, 2000
Role of Richard Estes and Melissa Estes: Debtor · Outcome: Case closed 2000-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in WY (not a filing state)
RICHARD M. ESTES and LINDA L. ESTES closed
United States Bankruptcy Court, N.D. Florida · No. 99-40756 · Filed Apr 16, 1999 · Closed Feb 20, 2003
Role of RICHARD M. ESTES and LINDA L. ESTES: Debtor · Outcome: Case closed 2003-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in FL (not a filing state); middle initial differs
Richard Estes and Dixie Ann Estes closed
United States Bankruptcy Court, D. Oregon · No. 98-31788 · Filed Mar 13, 1998 · Closed Jun 25, 1998
Role of Richard Estes and Dixie Ann Estes: Debtor · Outcome: Case closed 1998-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in OR (not a filing state)
Richard E. Estes and Tina M. Estes closed
United States Bankruptcy Court, D. Maryland · No. 96-51716 · Filed Mar 1, 1996 · Closed Jun 13, 1996
Role of Richard E. Estes and Tina M. Estes: Debtor · Outcome: Case closed 1996-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in MD (not a filing state)
RICHARD L. ESTES and CATHERINE A. ESTES closed
United States Bankruptcy Court, N.D. Alabama · No. 91-41465 · Filed Jun 3, 1991 · Closed Dec 9, 1991
Role of RICHARD L. ESTES and CATHERINE A. ESTES: Debtor · Outcome: Case closed 1991-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in AL (not a filing state); middle initial differs
Richard J. Estes closed
United States Bankruptcy Court, W.D. Arkansas · No. 4:86-bk-14006 · Filed Jan 15, 1986 · Closed Jul 20, 1987
Role of Richard J. Estes: Debtor · Outcome: Case closed 1987-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in AR (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:42 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Richard E. Estes — 1 worth asking about (compared 3 filings on Oct 24, 2026)

Note · Dec 17, 2018

Richard E. Estes appears on 1 deal that stopped filing before reaching its target

PunchList, Inc. (last filing Dec 17, 2018; $300,000 sold of $1,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

PunchList, Inc. — PartnerFacts page ↗
Sources
Worth asking · May 8, 2020 – Jul 27, 2021

Form D filed 445 days after the first sale — Bosscat, Inc.

The filing says the first sale was May 8, 2020. The Form D was filed Jul 27, 2021 — 445 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 430 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jul 27, 2021 ↗Bosscat, Inc. — PartnerFacts page ↗
Sources
Note · Nov 12, 2018 – Dec 17, 2018

Form D filed 35 days after the first sale — PunchList, Inc.

The filing says the first sale was Nov 12, 2018. The Form D was filed Dec 17, 2018 — 35 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 20 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 17, 2018 ↗PunchList, Inc. — PartnerFacts page ↗
Sources
Note · May 8, 2020 – Jul 27, 2021

No amendment in the last 12 months on an offering that may still be open — Bosscat, Inc. (latest filing Jul 27, 2021)

The latest filing for this offering is dated Jul 27, 2021 (first sale May 8, 2020). It reports $1,174,500 sold of $2,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 27, 2021 ↗Bosscat, Inc. — PartnerFacts page ↗
Sources
Note · Aug 30, 2019 – Sep 11, 2019

No amendment in the last 12 months on an offering that may still be open — Bosscat, Inc. (latest filing Sep 11, 2019)

The latest filing for this offering is dated Sep 11, 2019 (first sale Aug 30, 2019). It reports $1,678,501 sold of $2,878,504 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 11, 2019 ↗Bosscat, Inc. — PartnerFacts page ↗
Sources
Note · Nov 12, 2018 – Dec 17, 2018

No amendment in the last 12 months on an offering that may still be open — PunchList, Inc. (latest filing Dec 17, 2018)

The latest filing for this offering is dated Dec 17, 2018 (first sale Nov 12, 2018). It reports $300,000 sold of $1,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 17, 2018 ↗PunchList, Inc. — PartnerFacts page ↗
Sources
Note · Sep 11, 2019 – Jul 27, 2021

Richard E. Estes's role changed at Bosscat, Inc.: executive officer, director, promoter → executive officer, director

The Sep 11, 2019 filing lists Richard E. Estes as executive officer, director, promoter; the Jul 27, 2021 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Sep 11, 2019 ↗Form D · Jul 27, 2021 ↗Richard E. Estes — PartnerFacts page ↗Bosscat, Inc. — PartnerFacts page ↗
Sources
Note · Sep 11, 2019 – Jul 27, 2021

Address moved from Mt. Pleasant, SC to Charleston, SC — Bosscat, Inc.

The people listed on the Sep 11, 2019 filing give Mt. Pleasant, SC; on the Jul 27, 2021 filing they give Charleston, SC.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 11, 2019 ↗Form D · Jul 27, 2021 ↗Bosscat, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 27, 2021 D
Bosscat, Inc.
File 021-407926
$0$0$0
Proceeds will be used for working capital, which may include normal compensation to executive officers
None listed on this filingEDGAR ↗
Sep 11, 2019 D
Bosscat, Inc.
File 021-348531
$0$0$0
Proceeds will be used for working capital, which may include normal compensation to executive officers.
None listed on this filingEDGAR ↗
Dec 17, 2018 D
PunchList, Inc.
File 021-328135
$0$0$0
Proceeds will be used for working capital, which may include normal compensation to executive officers.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Richard E. Estes on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

B
Other · group: Sweetwater

Bosscat, Inc.

Charleston, SC · Sep 11, 2019 → Jul 27, 2021 · 2 filings
  • Jul 27, 2021 · D · $1,174,500 sold of $2,000,000 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 11, 2019 · D · $1,678,501 sold of $2,878,504 · 3 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $42.5M from 25 investors (100% of the $2M target) as of the latest filing. Richard is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

P
Other Real Estate

PunchList, Inc.

Mount Pleasant, SC · Dec 17, 2018
  • Dec 17, 2018 · D · $300,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $300K from 1 investor (30% of the $1M target) as of the latest filing. Richard is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Richard 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Banyas

Executive Officer, Director, Promoter · 3 shared filings (2 issuers)

Listed on the same filings as Richard E. Estes. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Scott

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard E. Estes. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brad Braddock

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard E. Estes. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Cambier

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard E. Estes. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Sweetwater

21 issuers · 33 filings · $786.4M reported sold · 2018–2026

One team, 21 deal companies. Richard E. Estes is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Richard E. Estes.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Richard E. Estes by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Richard E. Estes is listed on: none on file. No website or social profile named in Bosscat, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #95,913 of 374,652 in line (850 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Charleston, SC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗South Carolina state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

South Carolina Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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