PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:56 AM ET

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RICHARD BRENNER

Named as an officer, director or promoter on SEC Form D filings · IL, FL, OH · Dec 13, 2019 → Sep 6, 2023

4deals (issuers)
$104Mreported sold
147investors
19Form D filings
2019–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

RICHARD BRENNER is listed as an executive officer and director on 19 SEC Form D filings by 4 issuers between Apr 2019 and Sep 2023: PURECYCLE TECHNOLOGIES LLC (Orlando, FL — other technology — 2019–2020; $60M reported sold to 10 investors), INNVENTURE LLC (Orlando, FL — industry reported as "Other" — 2019–2023; $28.1M reported sold to 121 investors), AEROFLEXX, LLC (West Chester, OH — other technology — 2021–2023; $15.2M reported sold to 9 investors) and OPTISPECTRUM LLC (Orlando, FL — other technology — 2019; $700K reported sold to 7 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $104M sold in total.

Listed alongside JAMES DONNALLY (16 shared filings), MICHAEL OTWORTH (14 shared filings), GREG WASSON (9 shared filings), John Scott (9 shared filings), ANDREW GLOCKNER (8 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around RICHARD. Each name links to their own page.

2 of the issuers belong to the sponsor group Innventure (5 issuers, $187.8M reported sold, 2018–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Innventure has 5 companies on file and $187.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 21 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 19 public filings for RICHARD BRENNER and found 13 differences, 2 worth asking the sponsor about: 182% of the money raised went to insiders; 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for RICHARD BRENNER has not run yet — it is joining a line of 43,691 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched RICHARD BRENNER..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 21 closed (disposition not in docket feed)

Richard G Brenner closed
United States Bankruptcy Court, E.D. Missouri · No. 20-43172 · Filed Jun 22, 2020 · Closed Oct 21, 2020
Role of Richard G Brenner: Debtor · Outcome: Case closed 2020-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in MO (not a filing state)
Richard B. Brenner closed
United States Bankruptcy Court, D. New Jersey · No. 17-26164 · Filed Aug 9, 2017 · Closed Oct 5, 2017
Role of Richard B. Brenner: Debtor · Outcome: Case closed 2017-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
Richard Brenner and Sandy Brenner closed
United States Bankruptcy Court, N.D. Iowa · No. 14-00679 · Filed Apr 29, 2014 · Closed Jun 10, 2015
Role of Richard Brenner and Sandy Brenner: Debtor · Outcome: Case closed 2015-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in IA (not a filing state)
Richard J Brenner closed
United States Bankruptcy Court, N.D. Illinois · No. 13-83756 · Filed Nov 4, 2013 · Closed Feb 7, 2014
Role of Richard J Brenner: Debtor · Outcome: Case closed 2014-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Richard J. Brenner and Tracy W Brenner closed
United States Bankruptcy Court, E.D. Michigan · No. 09-78627 · Filed Dec 18, 2009 · Closed Jun 3, 2010
Role of Richard J. Brenner and Tracy W Brenner: Debtor · Outcome: Case closed 2010-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
Kristy Brenner and Richard R. Brenner closed
United States Bankruptcy Court, S.D. Florida. · No. 09-18924 · Filed May 10, 2009 · Closed Feb 16, 2011
Role of Richard R. Brenner: Debtor · Outcome: Case closed 2011-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (FL)
Richard A. Brenner closed
United States Bankruptcy Court, E.D. Michigan · No. 08-61265 · Filed Sep 2, 2008 · Closed Mar 25, 2009
Role of Richard A. Brenner: Debtor · Outcome: Case closed 2009-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
Richard W Brenner and Carolyn Valentine Brenner closed
United States Bankruptcy Court, M.D. Florida · No. 2:07-bk-01507 · Filed Feb 28, 2007 · Closed Dec 4, 2007
Role of Richard W Brenner and Carolyn Valentine Brenner: Debtor · Outcome: Case closed 2007-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (FL)
Richard P Brenner closed
United States Bankruptcy Court, S.D. Florida. · No. 07-10685 · Filed Feb 1, 2007 · Closed May 14, 2007
Role of Richard P Brenner: Debtor · Outcome: Case closed 2007-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (FL)
Richard W Brenner and Carolyn Valentine Brenner closed
United States Bankruptcy Court, M.D. Florida · No. 2:06-bk-00729 · Filed Feb 28, 2006 · Closed Apr 8, 2010
Role of Richard W Brenner and Carolyn Valentine Brenner: Debtor · Outcome: Case closed 2010-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (FL)
Richard G. Brenner and Kathryn Brenner closed
United States Bankruptcy Court, E.D. Missouri · No. 04-47367 · Filed Jun 7, 2004 · Closed Sep 20, 2004
Role of Richard G. Brenner and Kathryn Brenner: Debtor · Outcome: Case closed 2004-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in MO (not a filing state)
Richard R. Brenner closed
United States Bankruptcy Court, S.D. Florida. · No. 04-15215 · Filed Jun 3, 2004 · Closed Sep 10, 2004
Role of Richard R. Brenner: Debtor · Outcome: Case closed 2004-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (FL)
Richard A. Brenner closed
United States Bankruptcy Court, N.D. Ohio · No. 01-42302 · Filed Jun 4, 2001 · Closed Oct 17, 2001
Role of Richard A. Brenner: Debtor · Outcome: Case closed 2001-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Richard J. Brenner closed
United States Bankruptcy Court, D. Oregon · No. 99-33991 · Filed May 27, 1999 · Closed Oct 19, 1999
Role of Richard J. Brenner: Debtor · Outcome: Case closed 1999-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in OR (not a filing state)
Richard D Brenner and Mary E Brenner closed
United States Bankruptcy Court, S.D. Texas · No. 97-49888 · Filed Sep 30, 1997 · Closed Jan 30, 1998
Role of Richard D Brenner and Mary E Brenner: Debtor · Outcome: Case closed 1998-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)
Richard J. Brenner and Tracy Brenner closed
United States Bankruptcy Court, E.D. Michigan · No. 97-54751 · Filed Sep 5, 1997 · Closed Jan 23, 1998
Role of Richard J. Brenner and Tracy Brenner: Debtor · Outcome: Case closed 1998-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
Richard L. Brenner closed
United States Bankruptcy Court, D. New Jersey · No. 97-11899 · Filed Feb 27, 1997 · Closed Mar 30, 1998
Role of Richard L. Brenner: Debtor · Outcome: Case closed 1998-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
Richard D Brenner and Mary Elizabeth Brenner closed
United States Bankruptcy Court, S.D. Texas · No. 97-41833 · Filed Feb 21, 1997 · Closed Oct 23, 1997
Role of Richard D Brenner and Mary Elizabeth Brenner: Debtor · Outcome: Case closed 1997-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)
RICHARD D BRENNER and JANICE D BRENNER closed
United States Bankruptcy Court, D. Minnesota · No. 96-60426 · Filed May 17, 1996 · Closed Sep 16, 1996
Role of RICHARD D BRENNER and JANICE D BRENNER: Debtor · Outcome: Case closed 1996-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in MN (not a filing state)
Richard J. Brenner closed
United States Bankruptcy Court, D. Oregon · No. 93-30058 · Filed Jan 6, 1993 · Closed Nov 25, 1997
Role of Richard J. Brenner: Debtor · Outcome: Case closed 1997-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in OR (not a filing state)
Richard Brenner and Carole Brenner closed
United States Bankruptcy Court, M.D. Florida · No. 6:91-bk-02542 · Filed May 15, 1991 · Closed Sep 25, 1991
Role of Richard Brenner and Carole Brenner: Debtor · Outcome: Case closed 1991-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 32 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (FL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for RICHARD BRENNER — 2 worth asking about (compared 19 filings on Oct 24, 2026)

Note · Feb 7, 2002 – May 22, 2002

Bankruptcy case: James Donnally Edwards and Melissa Edwards — filed Feb 7, 2002

United States Bankruptcy Court, N.D. Illinois docket "James Donnally Edwards and Melissa Edwards" filed Feb 7, 2002, closed May 22, 2002. JAMES DONNALLY (listed on the same filings) is listed as Debtor ("James Donnally Edwards and Melissa Edwards"). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jan 14, 2021

182% of the money raised went to insiders — INNVENTURE LLC

The Jan 14, 2021 Form D reports $2,750,000 sold and $5,000,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Worth asking · Nov 27, 2019 – Nov 29, 2021

4 Form Ds were filed more than 15 days after the first sale

Form D filed 133 days after the first sale — AEROFLEXX, LLC · Form D filed 19 days after the first sale — AEROFLEXX, LLC · Form D filed 20 days after the first sale — INNVENTURE LLC · Form D filed 16 days after the first sale — OPTISPECTRUM LLC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Apr 1, 2019 – Sep 21, 2023

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — AEROFLEXX, LLC (latest filing Sep 21, 2023) · No amendment in the last 12 months on an offering that may still be open — INNVENTURE LLC (latest filing Sep 6, 2023) · No amendment in the last 12 months on an offering that may still be open — INNVENTURE LLC (latest filing Jan 14, 2021) · No amendment in the last 12 months on an offering that may still be open — INNVENTURE LLC (latest filing Aug 14, 2020) · No amendment in the last 12 months on an offering that may still be open — PURECYCLE TECHNOLOGIES LLC (latest filing Jul 14, 2020) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Jan 14, 2021 – Oct 14, 2021

RICHARD BRENNER's role changed at INNVENTURE LLC: director → executive officer, director

The Jan 14, 2021 filing lists RICHARD BRENNER as director; the Oct 14, 2021 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Apr 5, 2019 – Oct 14, 2021

Industry group changed between filings — INNVENTURE LLC

"Business Services" (Apr 5, 2019 to Jan 14, 2021); then "Other" (Oct 14, 2021 to Sep 6, 2023).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Jul 10, 2014 – Jan 16, 2018

Same name, different state: "Richard Brenner" (CA) is a separate record

This page covers filings where the address state is IL or FL or OH. A separate record, "Richard Brenner" with address state CA, is listed on 4 filings — most recently by Sandstone Diagnostics Inc (Jan 16, 2018). The two records do not overlap in time: this page runs Dec 13, 2019 to Sep 6, 2023; the other runs Jul 10, 2014 to Jan 16, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 29, 2013 – Oct 29, 2014

Same name, different state: "Richard Brenner" (UT) is a separate record

This page covers filings where the address state is IL or FL or OH. A separate record, "Richard Brenner" with address state UT, is listed on 3 filings — most recently by e-Nicotine Technology, Inc. (Oct 29, 2014). The two records do not overlap in time: this page runs Dec 13, 2019 to Sep 6, 2023; the other runs Aug 29, 2013 to Oct 29, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 16, 2012

Same name, different state: "Richard Brenner" (MD) is a separate record

This page covers filings where the address state is IL or FL or OH. A separate record, "Richard Brenner" with address state MD, is listed on 1 filing — most recently by Metropolitan Physicians Group, Ltd. (Mar 16, 2012). The two records do not overlap in time: this page runs Dec 13, 2019 to Sep 6, 2023; the other has one filing dated Mar 16, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 8, 2010 – Oct 7, 2010

Same name, different state: "RICHARD BRENNER" (NC) is a separate record

This page covers filings where the address state is IL or FL or OH. A separate record, "RICHARD BRENNER" with address state NC, is listed on 3 filings — most recently by Primo Water Corp (Dec 1, 2010). The two records do not overlap in time: this page runs Dec 13, 2019 to Sep 6, 2023; the other runs Jan 8, 2010 to Oct 7, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 5, 2019 – Aug 14, 2020

Address moved from Chicago, IL to Orlando, FL — INNVENTURE LLC

The people listed on the Apr 5, 2019 filing give Chicago, IL; on the Aug 14, 2020 filing they give Orlando, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Nov 5, 2019 – Feb 5, 2020

Address moved from Chicago, IL to Orlando, FL — PURECYCLE TECHNOLOGIES LLC

The people listed on the Nov 5, 2019 filing give Chicago, IL; on the Feb 5, 2020 filing they give Orlando, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Apr 5, 2019 – Sep 21, 2023

RICHARD BRENNER is listed with 3 different address states: IL, FL, OH

IL on 4 filings (Apr 5, 2019 to Nov 5, 2019); FL on 12 filings (Dec 13, 2019 to Sep 6, 2023); OH on 3 filings (Oct 14, 2021 to Sep 21, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

11 of 16 offerings report sales commissions totalling $4,634,754; 0 report finder's fees; 1 reports proceeds to related persons totalling $5,000,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 21, 2023 D/A
AEROFLEXX, LLC
File 021-422725
$32,000 (est.)$0$0 (est.)Metric Financial LLC BrokerCheck CRD 33324 ↗EDGAR ↗
Sep 6, 2023 D/A
INNVENTURE LLC
File 021-416853
$641,840 (est.)$0$0 (est.)Metric Financial, LLC BrokerCheck CRD 33324 ↗
Great Point Capital LLC BrokerCheck CRD 114203 ↗
EDGAR ↗
Oct 14, 2021 D
AEROFLEXX, LLC
File 021-416933
$41,050$0$0 (est.)GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗EDGAR ↗
Jan 14, 2021 D
INNVENTURE LLC
File 021-386376
$220,000 (est.)$0$5,000,000 (est.)GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗
via SCOTT KEMPS (CRD 1849069 ↗)
EDGAR ↗
Nov 25, 2020 D
PURECYCLE TECHNOLOGIES LLC
File 021-381550
$2,399,864$0$0Craig-Hallum Capital Group LLC BrokerCheck CRD 121395 ↗
via Rick Hartfiel (CRD 2093426 ↗)

Oppenheimer & Co. Inc. BrokerCheck CRD 249 ↗
via Lewis Silberman (CRD 2901945 ↗)

Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗
via Ted Roth (CRD 4615931 ↗)
EDGAR ↗
Oct 20, 2020 D
INNVENTURE LLC
File 021-378394
$20,000 (est.)$0$0 (est.)GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗
via SCOTT KEMPS (CRD 1849069 ↗)
EDGAR ↗
Oct 20, 2020 D/A
INNVENTURE LLC
File 021-378392
$80,000 (est.)$0$0 (est.)GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗
via SCOTT KEMPS (CRD 1849069 ↗)
EDGAR ↗
Oct 13, 2020 D
PURECYCLE TECHNOLOGIES LLC
File 021-377618
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 14, 2020 D
INNVENTURE LLC
File 021-373285
$2,000 (est.)$0$0 (est.)GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗
via SCOTT KEMPS (CRD 1849069 ↗)
EDGAR ↗
Jul 14, 2020 D/A
PURECYCLE TECHNOLOGIES LLC
File 021-370742
$1,160,000 (est.)$0$0 (est.)GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗
via SCOTT KEMPS (CRD 1849069 ↗)
EDGAR ↗
Feb 5, 2020 D
PURECYCLE TECHNOLOGIES LLC
File 021-359781
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 13, 2019 D
OPTISPECTRUM LLC
File 021-355455
$0$0$0 (est.)None listed on this filingEDGAR ↗
Nov 5, 2019 D
PURECYCLE TECHNOLOGIES LLC
File 021-352676
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 16, 2019 D
PURECYCLE TECHNOLOGIES LLC
File 021-351120
$12,000 (est.)$0$0 (est.)GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗
via SCOTT KEMPS (CRD 1849069 ↗)
EDGAR ↗
Sep 11, 2019 D
PURECYCLE TECHNOLOGIES LLC
File 021-348579
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 5, 2019 D
INNVENTURE LLC
File 021-336573
$26,000 (est.)$0$0 (est.)GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗
via SCOTT KEMPS (CRD 1849069 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Richard Brenner on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

AEROFLEXX, LLC

West Chester, OH · Oct 14, 2021 → Sep 21, 2023 · 3 filings
  • Sep 21, 2023 · D/A · $15,200,000 sold of $25,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 29, 2021 · D · $12,500,000 sold of $25,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 14, 2021 · D · $3,055,000 sold of $3,055,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.2M from 9 investors (61% of the $25M target) as of the latest filing. Richard is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Innventure

INNVENTURE LLC

Orlando, FL · Apr 5, 2019 → Sep 6, 2023 · 7 filings
  • Sep 6, 2023 · D/A · $28,075,850 sold of $35,000,000 · 121 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 14, 2021 · D · $3,650,000 sold of $35,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 14, 2021 · D · $2,750,000 sold of $5,000,000 · 3 investors · min. $250,000 · role: Director EDGAR ↗
  • Oct 20, 2020 · D/A · $1,000,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 20, 2020 · D · $250,000 sold of $250,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 14, 2020 · D · $25,000 sold of $32,820,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 5, 2019 · D · $1,075,000 sold of $35,000,000 · 9 investors · min. $50,000 · role: Director EDGAR ↗

Raised $28.1M from 121 investors (80% of the $35M target) as of the latest filing. Richard is listed as executive officer, director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Innventure

PURECYCLE TECHNOLOGIES LLC

Orlando, FL · Sep 11, 2019 → Nov 25, 2020 · 8 filings
  • Nov 25, 2020 · D · $59,996,621 sold of $59,996,621 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 13, 2020 · D · $15,000,000 sold of $15,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 14, 2020 · D/A · $1,450,000 sold of $24,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 10, 2020 · D · $1,450,000 sold of $24,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 5, 2020 · D · $10,000,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 5, 2019 · D · $1,000,000 sold of $1,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 16, 2019 · D · $350,000 sold of $5,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 11, 2019 · D · $1,000,000 sold of $9,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $60M from 10 investors (100% of the $60M target) as of the latest filing. Richard is listed as director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

OPTISPECTRUM LLC

Orlando, FL · Dec 13, 2019
  • Dec 13, 2019 · D · $700,000 sold of $1,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $700K from 7 investors (70% of the $1M target) as of the latest filing. Richard is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • RICHARD BRENNER — NC, 1 issuer, Jan 8, 2010 → Oct 7, 2010 · no shared issuer
  • Richard Brenner — MD, 1 issuer, Mar 16, 2012 → Mar 16, 2012 · no shared issuer
  • Richard Brenner — UT, 1 issuer, Aug 29, 2013 → Oct 29, 2014 · no shared issuer
  • Richard Brenner — CA, 1 issuer, Jul 10, 2014 → Jan 16, 2018 · no shared issuer

People around Richard 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES DONNALLY

Director · 16 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Richard Brenner. Their page shows their other deals.

MO
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL OTWORTH

Director, Executive Officer · 14 shared filings (3 issuers) · also on 3 other issuers

MICHAEL OTWORTH is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Scott

Director, Executive Officer · 9 shared filings (2 issuers) · also on 6 other issuers

John Scott is on 8 issuers in total — a repeat sponsor. Their page lists every one.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

GREG WASSON

Director · 9 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Richard Brenner. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

ANDREW GLOCKNER

Director · 8 shared filings (1 issuer)

Listed on the same filings as Richard Brenner. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL BALKIN

Director · 8 shared filings (2 issuers)

Listed on the same filings as Richard Brenner. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Bill Haskell

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Richard Brenner. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Meyer

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Richard Brenner. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Tanya Burnell

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Brenner. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James Donally

Director · 2 shared filings (2 issuers)

Listed on the same filings as Richard Brenner. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Roland Austrup

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Brenner. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory William Haskell

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Richard Brenner. Their page shows their other deals.

MO
No photo found yet (own website and image search run after this page is viewed)
Person

MIKE OTWORTH

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard Brenner. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Lingle

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Brenner. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

KIM WASSON

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard Brenner. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Dee

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Richard Brenner. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Brenner

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Richard Brenner. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Lucas Harper

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Richard Brenner. Their page shows their other deals.

The team behind the deals

Sponsor group

Innventure

5 issuers · 24 filings · $187.8M reported sold · 2018–2025

One team, 5 deal companies. Richard Brenner is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name RICHARD BRENNER.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to RICHARD BRENNER by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Richard Brenner is listed on: none on file. No website or social profile named in AEROFLEXX, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #116,282 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (West Chester, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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