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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:55 AM ET

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Richard Barrera

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 12, 2009 → Jun 28, 2018

11deals (issuers)
$22.53Breported sold
2,481investors
18Form D filings
2009–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Richard Barrera is listed as an executive officer and director on 18 SEC Form D filings by 11 issuers between Mar 2009 and Jun 2018. Largest by amount reported sold: GLENVIEW CAPITAL PARTNERS CAYMAN LTD (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009; $10.27B reported sold to 950 investors), GLENVIEW INSTITUTIONAL PARTNERS L P (New York, NY — pooled investment fund — 2009; $5.34B reported sold to 714 investors), GLENVIEW CAPITAL OPPORTUNITY FUND LP (New York, NY — pooled investment fund — 2009; $2.04B reported sold to 117 investors), GCM Little Arbor Partners (Cayman) Ltd (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009; $1.23B reported sold to 149 investors), ROYSTONE CAPITAL OFFSHORE FUND LTD. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2018; $1.14B reported sold to 96 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $22.53B sold in total.

Listed alongside Elizabeth Isacco (9 shared filings), Glenview Capital Management, LLC (9 shared filings, management entity), Jeffrey Patterson (9 shared filings), John Rodin (9 shared filings), Lawrence M. Robbins (9 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Richard. Each name links to their own page.

The issuers belong to 2 sponsor groups: Gcm (17 issuers, $23.21B reported sold, 2009–2026) and Roystone (2 issuers, $1.86B reported sold, 2013–2018).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 11 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 18 public filings for Richard Barrera and found 9 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Richard Barrera has not run yet — it is joining a line of 43,452 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 3 closed (disposition not in docket feed)

Federal National Mortgage Association v. Richard Barrera closed
District Court, C.D. California · No. 2:11-cv-10755 · Filed Dec 28, 2011 · Closed Jan 20, 2012 · Nature of suit: Real Property: Other · Cause: 28:1446 Notice of Removal
Role of Richard Barrera: Defendant · Outcome: Terminated 2012-01-20 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in CA (not a filing state)
Federal National Mortgage Association v. Richard Barrera closed
District Court, C.D. California · No. 2:11-cv-09810 · Filed Nov 28, 2011 · Closed Dec 1, 2011 · Nature of suit: 290 Other real property actions · Cause: 28:1444 Notice of Removal - Foreclosure
Role of Richard Barrera: Defendant · Outcome: Terminated 2011-12-01 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in CA (not a filing state)
Federal National Mortgage Association v. Richard Barrera closed
District Court, C.D. California · No. 2:11-cv-08769 · Filed Oct 21, 2011 · Closed Nov 17, 2011 · Nature of suit: Real Property: Foreclosure · Cause: 28:1444 Notice of Removal - Foreclosure
Role of Richard Barrera: Defendant · Outcome: Terminated 2011-11-17 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Richard Barrera..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

Richard Barrera closed
United States Bankruptcy Court, E.D. California · No. 24-25071 · Filed Nov 7, 2024 · Closed Feb 28, 2025
Role of Richard Barrera: Debtor · Outcome: Case closed 2025-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in CA (not a filing state)
Richard Barrera closed
United States Bankruptcy Court, W.D. Texas · No. 20-50309 · Filed Feb 6, 2020 · Closed Feb 4, 2022
Role of Richard Barrera: Debtor · Outcome: Case closed 2022-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in TX (not a filing state)
Richard Barrera and Jessica Barrera closed
United States Bankruptcy Court, W.D. Michigan · No. 15-00787 · Filed Feb 18, 2015 · Closed Aug 27, 2018
Role of Richard Barrera and Jessica Barrera: Debtor · Outcome: Case closed 2018-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in MI (not a filing state)
Richard Barrera closed
United States Bankruptcy Court, C.D. California · No. 1:11-bk-20693 · Filed Sep 7, 2011 · Closed Nov 30, 2011
Role of Richard Barrera: Debtor · Outcome: Case closed 2011-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in CA (not a filing state)
Richard Barrera closed
United States Bankruptcy Court, C.D. California · No. 1:10-bk-22349 · Filed Sep 30, 2010 · Closed Nov 5, 2010
Role of Richard Barrera: Debtor · Outcome: Case closed 2010-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in CA (not a filing state)
Richard Barrera and Lydia R Barrera closed
United States Bankruptcy Court, C.D. California · No. 1:09-bk-24070 · Filed Oct 23, 2009 · Closed Feb 18, 2010
Role of Richard Barrera and Lydia R Barrera: Debtor · Outcome: Case closed 2010-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in CA (not a filing state)
Richard M. Barrera and Dawn Barrera closed
United States Bankruptcy Court, D. New Jersey · No. 07-28441 · Filed Dec 14, 2007 · Closed Mar 19, 2008
Role of Richard M. Barrera and Dawn Barrera: Debtor · Outcome: Case closed 2008-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in NJ (not a filing state)
Richard R. Barrera closed
United States Bankruptcy Court, N.D. California · No. 04-40507 · Filed Jan 30, 2004 · Closed Jul 14, 2004
Role of Richard R. Barrera: Debtor · Outcome: Case closed 2004-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in CA (not a filing state)
Richard M Barrera and Lourda M Cobos closed
United States Bankruptcy Court, W.D. Texas · No. 00-32643 · Filed Dec 8, 2000 · Closed Oct 31, 2001
Role of Richard M Barrera and Lourda M Cobos: Debtor · Outcome: Case closed 2001-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in TX (not a filing state)
Richard Barrera closed
United States Bankruptcy Court, E.D. California · No. 00-28910 · Filed Aug 4, 2000 · Closed Nov 14, 2000
Role of Richard Barrera: Debtor · Outcome: Case closed 2000-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in CA (not a filing state)
Richard L. Barrera and Julie S. Barrera closed
United States Bankruptcy Court, W.D. Texas · No. 95-53415 · Filed Oct 19, 1995 · Closed Mar 5, 1999
Role of Richard L. Barrera and Julie S. Barrera: Debtor · Outcome: Case closed 1999-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); court in TX (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Richard Barrera — 3 worth asking about (compared 18 filings on Oct 24, 2026)

Worth asking · Jun 29, 2016 – Jun 29, 2017

Amount sold went down between filings — ROYSTONE CAPITAL OFFSHORE FUND LTD.

The Jun 29, 2016 filing says $1,141,062,000 sold; the Jun 29, 2017 Form D/A says $782,389,821 sold — $358,672,179 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jun 29, 2016 ↗Form D/A (later) · Jun 29, 2017 ↗ROYSTONE CAPITAL OFFSHORE FUND LTD. — PartnerFacts page ↗
Sources
Worth asking · Jun 29, 2016 – Jun 29, 2017

Investor count went down between filings — ROYSTONE CAPITAL OFFSHORE FUND LTD.

The Jun 29, 2016 filing reports 96 investors; the Jun 29, 2017 Form D/A reports 74 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jun 29, 2016 ↗Form D/A (later) · Jun 29, 2017 ↗ROYSTONE CAPITAL OFFSHORE FUND LTD. — PartnerFacts page ↗
Sources
Note · Jun 1, 2013 – Jun 20, 2013

Form D filed 19 days after the first sale — ROYSTONE CAPITAL OFFSHORE FUND LTD.

The filing says the first sale was Jun 1, 2013. The Form D was filed Jun 20, 2013 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 20, 2013 ↗ROYSTONE CAPITAL OFFSHORE FUND LTD. — PartnerFacts page ↗
Sources
Note · Apr 8, 2013 – May 20, 2013

Form D filed 42 days after the first sale — ROYSTONE CAPITAL PARTNERS LP

The filing says the first sale was Apr 8, 2013. The Form D was filed May 20, 2013 — 42 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 27 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 20, 2013 ↗ROYSTONE CAPITAL PARTNERS LP — PartnerFacts page ↗
Sources
Note · Jun 1, 2013 – Jun 28, 2018

No amendment in the last 12 months on an offering that may still be open — ROYSTONE CAPITAL OFFSHORE FUND LTD. (latest filing Jun 28, 2018)

The latest filing for this offering is dated Jun 28, 2018 (first sale Jun 1, 2013). It reports $782,889,821 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jun 28, 2018 ↗ROYSTONE CAPITAL OFFSHORE FUND LTD. — PartnerFacts page ↗
Sources
Note · Sep 1, 2007 – Mar 12, 2009

No amendment in the last 12 months on an offering that may still be open — GCM Credit Opportunity Fund LP (latest filing Mar 12, 2009)

The latest filing for this offering is dated Mar 12, 2009 (first sale Sep 1, 2007). It reports $276,440,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 12, 2009 ↗GCM Credit Opportunity Fund LP — PartnerFacts page ↗
Sources
Worth asking · Mar 12, 2009 – May 20, 2016

9 people are no longer listed on a later amendment

Richard Barrera is no longer listed on the May 20, 2016 amendment — ROYSTONE CAPITAL PARTNERS LP · Richard Barrera is no longer listed on the Mar 15, 2010 amendment — GLENVIEW INSTITUTIONAL PARTNERS L P · Richard Barrera is no longer listed on the Mar 12, 2010 amendment — GLENVIEW CAPITAL PARTNERS L P · Richard Barrera is no longer listed on the Mar 12, 2010 amendment — GLENVIEW CAPITAL OPPORTUNITY FUND LP · Richard Barrera is no longer listed on the Mar 12, 2010 amendment — GCM Opportunity Fund, L.P. · and 4 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · May 20, 2015 ↗Form D/A · May 20, 2016 ↗Richard Barrera — PartnerFacts page ↗ROYSTONE CAPITAL PARTNERS LP — PartnerFacts page ↗
Sources
Note · Jun 29, 2015 – Jun 29, 2016

Minimum investment changed between filings — ROYSTONE CAPITAL OFFSHORE FUND LTD.

The Jun 29, 2015 filing lists a minimum of $5,000,000; the Jun 29, 2016 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 29, 2015 ↗Form D/A (later) · Jun 29, 2016 ↗ROYSTONE CAPITAL OFFSHORE FUND LTD. — PartnerFacts page ↗
Sources
Note · May 20, 2015 – May 20, 2016

Minimum investment changed between filings — ROYSTONE CAPITAL PARTNERS LP

The May 20, 2015 filing lists a minimum of $5,000,000; the May 20, 2016 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 20, 2015 ↗Form D/A (later) · May 20, 2016 ↗ROYSTONE CAPITAL PARTNERS LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 11 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 28, 2018 D/A
ROYSTONE CAPITAL OFFSHORE FUND LTD.
File 021-198319
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
May 20, 2015 D/A
ROYSTONE CAPITAL PARTNERS LP
File 021-196752
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 13, 2009 D/A
GCM Opportunity Fund, L.P.
File 021-105483
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2009 D/A
GLENVIEW CAPITAL OPPORTUNITY FUND LP
File 021-92385
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2009 D/A
GLENVIEW CAPITAL PARTNERS L P
File 021-83318
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2009 D/A
GLENVIEW INSTITUTIONAL PARTNERS L P
File 021-83315
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2009 D/A
GLENVIEW CAPITAL PARTNERS CAYMAN LTD
File 021-85536
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2009 D/A
GCM Credit Opportunity Fund LP
File 021-109263
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2009 D/A
GCM LITTLE ARBOR INSTITUTIONAL PARTNERS L P
File 021-83170
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2009 D/A
GCM Little Arbor Partners (Cayman) Ltd
File 021-85685
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2009 D/A
GCM LITTLE ARBOR PARTNERS LP
File 021-83464
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Richard Barrera on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RC
Pooled Investment Fund · group: Roystone

ROYSTONE CAPITAL OFFSHORE FUND LTD.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 20, 2013 → Jun 28, 2018 · 6 filings
  • Jun 28, 2018 · D/A · $782,889,821 sold of Indefinite · 74 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 29, 2017 · D/A · $782,389,821 sold of Indefinite · 74 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 29, 2016 · D/A · $1,141,062,000 sold of Indefinite · 96 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 29, 2015 · D/A · $958,692,000 sold of Indefinite · 78 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jun 27, 2014 · D/A · $833,692,000 sold of Indefinite · 73 investors · min. $5,000,000 · role: Director (Richard Barrera is the Managing Member of Roystone Capital Advisors LLC, the General Partner of Roystone Capital Partners LP, the Investment Manager of the Issuer.) EDGAR ↗
  • Jun 20, 2013 · D · $2,500,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director (Richard Barrera is the Managing Member of Roystone Capital Advisors LLC, the General Partner of Roystone Capital Partners LP, the Investment Manager of the Issuer.) EDGAR ↗

Raised $1.14B from 96 investors as of the latest filing. Richard is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Roystone

ROYSTONE CAPITAL PARTNERS LP

New York, NY · May 20, 2013 → May 20, 2015 · 3 filings
  • May 20, 2015 · D/A · $824,077,199 sold of Indefinite · 83 investors · min. $5,000,000 · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • May 21, 2014 · D/A · $725,027,199 sold of Indefinite · 77 investors · min. $5,000,000 · role: Executive Officer (Richard Barrera is the Managing Member of Roystone Capital Advisors LLC, the Managing Member of the Issuer.) EDGAR ↗
  • May 20, 2013 · D · $218,254,192 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (Richard Barrera is the Managing Member of Roystone Capital Advisors LLC, the Managing Member of the Issuer.) EDGAR ↗

Raised $1.08B from 102 investors as of the latest filing. Richard is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GO
Pooled Investment Fund · group: Gcm

GCM Opportunity Fund, L.P.

New York, NY · Mar 13, 2009
  • Mar 13, 2009 · D/A · $31,815,669 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $222M from 24 investors as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GC
Pooled Investment Fund · group: Gcm

GLENVIEW CAPITAL OPPORTUNITY FUND LP

New York, NY · Mar 13, 2009
  • Mar 13, 2009 · D/A · $604,602,317 sold of Indefinite · 46 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $2.04B from 117 investors as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GC
Pooled Investment Fund · group: Gcm

GLENVIEW CAPITAL PARTNERS L P

New York, NY · Mar 13, 2009
  • Mar 13, 2009 · D/A · $385,450,621 sold of Indefinite · 190 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $641.3M from 223 investors as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GI
Pooled Investment Fund · group: Gcm

GLENVIEW INSTITUTIONAL PARTNERS L P

New York, NY · Mar 13, 2009
  • Mar 13, 2009 · D/A · $2,761,590,508 sold of Indefinite · 333 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $5.34B from 714 investors as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GL
Pooled Investment Fund · group: Gcm

GCM LITTLE ARBOR PARTNERS LP

New York, NY · Mar 12, 2009
  • Mar 12, 2009 · D/A · $28,557,937 sold of Indefinite · 26 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $30.8M from 27 investors as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GL
Pooled Investment Fund · group: Gcm

GCM Little Arbor Partners (Cayman) Ltd

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2009
  • Mar 12, 2009 · D/A · $1,221,253,045 sold of Indefinite · 148 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $1.23B from 149 investors as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GL
Pooled Investment Fund · group: Gcm

GCM LITTLE ARBOR INSTITUTIONAL PARTNERS L P

New York, NY · Mar 12, 2009
  • Mar 12, 2009 · D/A · $265,789,019 sold of Indefinite · 60 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $265.8M from 61 investors as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GC
Pooled Investment Fund · group: Gcm

GCM Credit Opportunity Fund LP

New York, NY · Mar 12, 2009
  • Mar 12, 2009 · D/A · $276,440,000 sold of Indefinite · 18 investors · min. $10,000,000 · role: Executive Officer EDGAR ↗

Raised $276.4M from 18 investors as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GC
Pooled Investment Fund · group: Gcm

GLENVIEW CAPITAL PARTNERS CAYMAN LTD

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2009
  • Mar 12, 2009 · D/A · $5,476,794,323 sold of Indefinite · 611 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $10.27B from 950 investors as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Richard 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GC
Management entity

Glenview Capital Management, LLC

Promoter · 9 shared filings (9 issuers) · also on 8 other issuers

Glenview Capital Management, LLC is on 17 issuers in total — a repeat sponsor. Their page lists every one.

GC
Management entity

Glenview Capital GP, LLC

Promoter · 7 shared filings (7 issuers) · also on 3 other issuers

Glenview Capital GP, LLC is on 10 issuers in total — a repeat sponsor. Their page lists every one.

RC
Management entity

Roystone Capital Management LP

Executive Officer, Promoter · 5 shared filings (2 issuers)

Listed on the same filings as Richard Barrera. Their page shows their other deals.

GO
Management entity

Glenview Opportunity GP, LLC

Promoter · 2 shared filings (2 issuers) · also on 5 other issuers

Glenview Opportunity GP, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TD
Management entity

Tilly Directors Limited

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Tilly Directors Limited is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RC
Management entity

Roystone Capital Advisors LLC

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Richard Barrera. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Burke

Executive Officer · 9 shared filings (9 issuers) · also on 10 other issuers

Michael Burke is on 19 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mark J. Horowitz

Executive Officer · 9 shared filings (9 issuers) · also on 8 other issuers

Mark J. Horowitz is on 17 issuers in total — a repeat sponsor. Their page lists every one.

EI
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Isacco

Executive Officer · 9 shared filings (9 issuers) · also on 1 other issuer

Elizabeth Isacco is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Rodin

Executive Officer · 9 shared filings (9 issuers) · also on 8 other issuers

John Rodin is on 17 issuers in total — a repeat sponsor. Their page lists every one.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence M. Robbins

Executive Officer · 9 shared filings (9 issuers) · also on 6 other issuers

Lawrence M. Robbins is on 15 issuers in total — a repeat sponsor. Their page lists every one.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Patterson

Executive Officer · 9 shared filings (9 issuers) · also on 7 other issuers

Jeffrey Patterson is on 16 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Alun Davies

Director · 6 shared filings (1 issuer) · also on 89 other issuers

Alun Davies is on 90 issuers in total — a repeat sponsor. Their page lists every one.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Parsons

Director · 6 shared filings (1 issuer) · also on 47 other issuers

Tom Parsons is on 48 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

J. Dennis Hunter

Director · 2 shared filings (2 issuers) · also on 65 other issuers

J. Dennis Hunter is on 67 issuers in total — a repeat sponsor. Their page lists every one.

KB
No photo found (searched own website, image search on Oct 24, 2026)
Person

Karla Bodden

Director · 1 shared filing (1 issuer) · also on 180 other issuers

Karla Bodden is on 181 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

G
Sponsor group

Gcm

17 issuers · 144 filings · $23.21B reported sold · 2009–2026

One team, 17 deal companies. Richard Barrera is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Richard Barrera.

R
Sponsor group

Roystone

2 issuers · 12 filings · $1.86B reported sold · 2013–2018

One team, 2 deal companies. Richard Barrera is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Richard Barrera.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 9 of the 11 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): GLENVIEW CAPITAL OPPORTUNITY FUND LP, GLENVIEW INSTITUTIONAL PARTNERS L P, GLENVIEW CAPITAL PARTNERS CAYMAN LTD, GLENVIEW CAPITAL PARTNERS L P, GCM Opportunity Fund, L.P., GCM LITTLE ARBOR PARTNERS LP, GCM Little Arbor Partners (Cayman) Ltd, GCM LITTLE ARBOR INSTITUTIONAL PARTNERS L P, GCM Credit Opportunity Fund LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Richard Barrera by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Richard Barrera is listed on: none on file. No website or social profile named in GLENVIEW CAPITAL PARTNERS CAYMAN LTD's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #43,106 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (George Town, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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