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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:47 AM ET

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Richard Hall

Named as an officer, director or promoter on SEC Form D filings · CO, British Columbia, Canada (as filed: A1) · Jul 2, 2012 → Apr 15, 2020

5deals (issuers)
$17.3Mreported sold
110investors
16Form D filings
2012–2020years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Richard Hall is listed as a director on 16 SEC Form D filings by 5 issuers between Aug 2010 and Apr 2020: KAMINAK GOLD CORP (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2013–2015; $7.58M reported sold to 74 investors), KLONDEX MINES LTD (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2013–2016; $5.64M reported sold to 14 investors), Orla Mining Ltd. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2016–2020; $1.95M reported sold to 4 investors), Creston Moly Corp. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2010; $1.37M reported sold to 4 investors) and GOLD CANYON RESOURCES INC (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2012; $762K reported sold to 14 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 10 years. Across those companies the filings report $17.3M sold in total.

Listed alongside Brenda Nowak (6 shared filings), John Robins (6 shared filings), D. Bruce McLeod (5 shared filings), Hans Smit (5 shared filings), JONATHAN SINGH (5 shared filings) and 49 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Richard. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases, 1 bankruptcy case matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 16 public filings for Richard Hall and found 17 differences, 4 worth asking the sponsor about: Regulator action: Research Capital, LLC, Carl L. Smith, III, Richard Craig Hall, IR Specialists, Inc. andWayne H. Jenkins (Oct 23, 2003); 100% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Richard Hall has not run yet — it is joining a line of 60,831 names; searches run around the clock at the hosts' allowed rate. Searched so far: 705 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

Research Capital, LLC, Carl L. Smith, III, Richard Craig Hall, IR Specialists, Inc. andWayne H. Jenkins Administrative proceeding
SEC · Oct 23, 2003 · Parties as named in the release: Research Capital, LLC, Carl L. Smith, III, Richard Craig Hall, IR Specialists, Inc. andWayne H. Jenkins Read the release ↗
person name; common name
Market America, Inc. and Richard D. Hall, Jr. Administrative proceeding
SEC · May 4, 1999 · Parties as named in the release: Market America, Inc. and Richard D. Hall, Jr. Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Richard Hall..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Richard W. Hall and Edna R. Hall closed
United States Bankruptcy Court, D. Colorado · No. 04-29756 · Filed Sep 10, 2004 · Closed Jan 7, 2005
Role of Richard W. Hall and Edna R. Hall: Debtor · Outcome: Case closed 2005-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 805 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CO)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Richard Hall — 4 worth asking about (compared 16 filings on Oct 24, 2026)

Worth asking · Oct 23, 2003

Regulator action: Research Capital, LLC, Carl L. Smith, III, Richard Craig Hall, IR Specialists, Inc. andWayne H. Jenkins (Oct 23, 2003)

A ap release dated Oct 23, 2003 names Richard Hall. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Worth asking · Aug 20, 2010

100% of the money raised went to insiders — Creston Moly Corp.

The Aug 20, 2010 Form D reports $1,366,200 sold and $1,366,200 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · Sep 2, 2016

Richard Hall appears on 1 deal that stopped filing before reaching its target

KLONDEX MINES LTD (last filing Sep 2, 2016; $5,637,082 sold of $14,763,015). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Oct 29, 2013 – Sep 2, 2016

18 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Mackie Research Capital Corporation — KLONDEX MINES LTD · Paid seller listed without a CRD number: M Partners Inc. — KLONDEX MINES LTD · Paid seller listed without a CRD number: PI Financial Corp. — KLONDEX MINES LTD · Paid seller listed without a CRD number: Canaccord Genuity Corp. — KLONDEX MINES LTD · Paid seller listed without a CRD number: Clarus Securities Inc. — KLONDEX MINES LTD · and 13 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · Apr 10, 2014 – May 16, 2014

CRD number for Cormark Securities Inc. appears on one filing and not another — KAMINAK GOLD CORP

The Apr 10, 2014 filing lists Cormark Securities Inc. with CRD 101000; the May 16, 2014 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Sources
Worth asking · Feb 20, 2013 – Aug 9, 2013

Form D filed 170 days after the first sale — KAMINAK GOLD CORP

The filing says the first sale was Feb 20, 2013. The Form D was filed Aug 9, 2013 — 170 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 155 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jul 8, 2016 – Jul 25, 2016

Form D filed 17 days after the first sale — Orla Mining Ltd.

The filing says the first sale was Jul 8, 2016. The Form D was filed Jul 25, 2016 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jul 28, 2010 – Aug 20, 2010

Form D filed 23 days after the first sale — Creston Moly Corp.

The filing says the first sale was Jul 28, 2010. The Form D was filed Aug 20, 2010 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Oct 29, 2015 – Nov 13, 2015

No amendment in the last 12 months on an offering that may still be open — KAMINAK GOLD CORP (latest filing Nov 13, 2015)

The latest filing for this offering is dated Nov 13, 2015 (first sale Oct 29, 2015). It reports $7,578,000 sold of $12,429,768 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 27, 2014 – May 16, 2014

No amendment in the last 12 months on an offering that may still be open — KAMINAK GOLD CORP (latest filing May 16, 2014)

The latest filing for this offering is dated May 16, 2014 (first sale Mar 27, 2014). It reports $1,068,217 sold of $1,849,840 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Aug 20, 2010 – Oct 29, 2013

Richard Hall is written 2 different ways on the filings

listed as "Richard Hall" on 14 filings (from Aug 20, 2010), and "Richard J. Hall" on 2 filings (from Oct 29, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Dec 17, 2024 – Jun 5, 2025

Same name, different state: "Richard Hall" (VA) is a separate record

This page covers filings where the address state is CO or A1. A separate record, "Richard Hall" with address state VA, is listed on 3 filings — most recently by Pascal Medical Corp (Jul 27, 2026). The two records do not overlap in time: this page runs Jul 2, 2012 to Apr 15, 2020; the other runs Dec 17, 2024 to Jun 5, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 27, 2016

Same name, different state: "Richard C Hall" (IL) is a separate record

This page covers filings where the address state is CO or A1. A separate record, "Richard C Hall" with address state IL, is listed on 1 filing — most recently by MedMar Lakeview, LLC (Oct 27, 2016). Both records have filings in the same period (Oct 27, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 28, 2014

Same name, different state: "Richard Hall" (TX) is a separate record

This page covers filings where the address state is CO or A1. A separate record, "Richard Hall" with address state TX, is listed on 1 filing — most recently by Rxpress Investments, Inc. (Apr 28, 2014). Both records have filings in the same period (Apr 28, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 19, 2013

Same name, different state: "Richard J. Hall" (NY) is a separate record

This page covers filings where the address state is CO or A1. A separate record, "Richard J. Hall" with address state NY, is listed on 1 filing — most recently by Oncology Services International, Inc. (Aug 19, 2013). Both records have filings in the same period (Aug 19, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 24, 2010 – Jun 30, 2011

Same name, different state: "Richard J. Hall" (A6) is a separate record

This page covers filings where the address state is CO or A1. A separate record, "Richard J. Hall" with address state A6, is listed on 2 filings — most recently by Premier Gold Mines Ltd (Jun 30, 2011). The two records do not overlap in time: this page runs Jul 2, 2012 to Apr 15, 2020; the other runs Jun 24, 2010 to Jun 30, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 20, 2010 – Apr 15, 2020

Richard Hall is listed with 2 different address states: CO, A1

CO on 1 filing (Aug 20, 2010); British Columbia, Canada (as filed: A1) on 15 filings (Jul 2, 2012 to Apr 15, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

6 of 14 offerings report sales commissions totalling $704,116; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,366,200. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 15, 2020 D
Orla Mining Ltd.
File 021-365019
$3,943$0$0Stifel Nicolaus Canada Inc. no CRD number reported
via Stifel, Nicolaus & Company, Inc. (CRD 793 ↗)
EDGAR ↗
Jan 2, 2020 D
Orla Mining Ltd.
File 021-357004
$0$0$0None listed on this filingEDGAR ↗
Jul 26, 2019 D
Orla Mining Ltd.
File 021-345172
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2018 D
Orla Mining Ltd.
File 021-306488
$20,401 (est.)$0$0Raymond James (USA) Ltd. BrokerCheck CRD 25853 ↗
via Raymond James (USA) Ltd. (CRD 25853 ↗)

Griffiths McBurney Corp. BrokerCheck CRD 40620 ↗
via Griffiths McBurney Corp. (CRD 40620 ↗)
EDGAR ↗
Oct 27, 2016 D
Orla Mining Ltd.
File 021-273365
$0$0$0None listed on this filingEDGAR ↗
Sep 2, 2016 D
KLONDEX MINES LTD
File 021-270049
$245,069$0$0GMP Securities L.P. no CRD number reported
via Griffiths McBurney Corp. (CRD 40620 ↗)

BMO Nesbitt Burns Inc. no CRD number reported
via BMO Capital Markets Corp. (CRD 16686 ↗)

Canaccord Genuity Corp. no CRD number reported
Clarus Securities Inc. no CRD number reported
RBC Dominion Securities Inc. no CRD number reported
M Partners Inc. no CRD number reported
Mackie Research Capital Corporation no CRD number reported
Dundee Securities Ltd. no CRD number reported
HSBC Securities (Canada) Inc. no CRD number reported
National Bank Financial Inc. no CRD number reported
Paradigm Capital Inc. no CRD number reported
PI Financial Corp. no CRD number reported
Rodman & Renshaw, a unit of H.C. Wainwright & Co, LLC BrokerCheck CRD 375 ↗
Haywood Securities Inc. no CRD number reported
EDGAR ↗
Jul 25, 2016 D
Orla Mining Ltd.
File 021-267609
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2015 D
KAMINAK GOLD CORP
File 021-251205
$0$0$0None listed on this filingEDGAR ↗
May 16, 2014 D/A
KAMINAK GOLD CORP
File 021-215300
$64,093$0$0Sprott Global Resource Investments, Ltd. BrokerCheck CRD 35878 ↗
Canaccord Genuity Corp. no CRD number reported
Cormark Securities Inc. no CRD number reported
Raymond James Ltd. no CRD number reported
RBC Dominion Securities Inc. no CRD number reported
BMO Nesbitt Burns Inc. no CRD number reported
EDGAR ↗
Jan 23, 2014 D
KLONDEX MINES LTD
File 021-210636
$196,190$0$0GMP Securities L.P. no CRD number reported
via Griffiths McBurney Corp. (CRD 40620 ↗)

MGI Securities Inc. no CRD number reported
Mackie Research Capital Corporation no CRD number reported
M Partners Inc. no CRD number reported
Jones, Gable & Company Limited no CRD number reported
PI Financial Corp. no CRD number reported
EDGAR ↗
Oct 29, 2013 D
KLONDEX MINES LTD
File 021-205451
$174,420$0$0GMP Securities L.P. no CRD number reported
via Griffiths McBurney Corp. (CRD 40620 ↗)

MGI Securities Inc. no CRD number reported
Mackie Research Capital Corporation no CRD number reported
M Partners Inc. no CRD number reported
Euro Pacific Canada Inc. no CRD number reported
Jones, Gable & Company Limited no CRD number reported
PI Financial Corp. no CRD number reported
EDGAR ↗
Aug 9, 2013 D
KAMINAK GOLD CORP
File 021-201051
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2012 D
GOLD CANYON RESOURCES INC
File 021-180575
$0$0$0None listed on this filingEDGAR ↗
Aug 20, 2010 D
Creston Moly Corp.
File 021-146709
$0$0$1,366,200 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Richard Hall on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

Orla Mining Ltd.

Vancouver, British Columbia, Canada (as filed: A1) · Jul 25, 2016 → Apr 15, 2020 · 6 filings
  • Apr 15, 2020 · D · $394,342 sold of $394,342 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 2, 2020 · D · $1,948,148 sold of $1,948,148 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 26, 2019 · D · $190,199 sold of $190,199 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 27, 2018 · D · $377,489 sold of $377,489 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 27, 2016 · D · $434,099 sold of $434,099 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 25, 2016 · D · $379,400 sold of $379,400 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.95M from 4 investors (100% of the $394K target) as of the latest filing. Richard is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

KLONDEX MINES LTD

Vancouver, British Columbia, Canada (as filed: A1) · Oct 29, 2013 → Sep 2, 2016 · 3 filings
  • Sep 2, 2016 · D · $5,637,082 sold of $5,637,082 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 23, 2014 · D · $4,166,699 sold of $4,166,699 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 29, 2013 · D · $3,488,395 sold of $3,488,395 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.64M from 14 investors (100% of the $5.64M target) as of the latest filing. Richard is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

KAMINAK GOLD CORP

Vancouver, British Columbia, Canada (as filed: A1) · Aug 9, 2013 → Nov 13, 2015 · 5 filings
  • Nov 13, 2015 · D · $7,578,000 sold of $12,429,768 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 16, 2014 · D/A · $1,068,217 sold of $1,849,840 · 74 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 12, 2014 · D/A · $1,068,217 sold of $1,849,840 · 74 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 10, 2014 · D · $1,068,217 sold of $1,849,840 · 74 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 9, 2013 · D · $112,073 sold of $112,073 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.58M from 74 investors (61% of the $12.4M target) as of the latest filing. Richard is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

GOLD CANYON RESOURCES INC

Vancouver, British Columbia, Canada (as filed: A1) · Jul 2, 2012
  • Jul 2, 2012 · D · $0 sold of $24,775 · 1 investors · min. $24,775 · role: Director EDGAR ↗

Raised $762K from 14 investors (100% of the $25K target) as of the latest filing. Richard is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other

Creston Moly Corp.

Vancouver, British Columbia, Canada (as filed: A1) · Aug 20, 2010
  • Aug 20, 2010 · D · $1,366,200 sold of $1,366,200 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.37M from 4 investors (100% of the $1.37M target) as of the latest filing. Richard is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Richard J. Hall — Ontario, Canada (as filed: A6), 1 issuer, Jun 24, 2010 → Jun 30, 2011 · no shared issuer
  • Richard J. Hall — NY, 1 issuer, Aug 19, 2013 → Aug 19, 2013 · no shared issuer
  • Richard Hall — TX, 1 issuer, Apr 28, 2014 → Apr 28, 2014 · no shared issuer
  • Richard C Hall — IL, 1 issuer, Oct 27, 2016 → Oct 27, 2016 · no shared issuer
  • Richard Hall — VA, 1 issuer, Dec 17, 2024 → Jun 5, 2025 · no shared issuer
  • RICHARD HALL — IL, 1 issuer, May 14, 2020 → May 14, 2020 · no shared issuer

People around Richard 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Robins

Director · 6 shared filings (2 issuers) · also on 12 other issuers

John Robins is on 14 issuers in total — a repeat sponsor. Their page lists every one.

BN
No photo found yet (own website and image search run after this page is viewed)
Person

Brenda Nowak

Executive Officer · 6 shared filings (2 issuers) · also on 7 other issuers

Brenda Nowak is on 9 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

D. Bruce McLeod

Director, Executive Officer · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Richard Hall. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JONATHAN SINGH

Executive Officer · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Richard Hall. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Reda

Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Hall. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Smith

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Hans Smit

Director, Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Haldane

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Hall. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jean Robitaille

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Hall. Their page shows their other deals.

ET
No photo found yet (own website and image search run after this page is viewed)
Person

Eira Thomas

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Hall. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Paterson

Director · 4 shared filings (1 issuer) · also on 4 other issuers

Jim Paterson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GA
No photo found yet (own website and image search run after this page is viewed)
Person

George Albino

Director · 4 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Jeannes

Director · 4 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Robertson

Executive Officer · 3 shared filings (1 issuer) · also on 5 other issuers

Paul Robertson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William Matlack

Director · 3 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Andre Huet

Executive Officer, Director · 3 shared filings (1 issuer) · also on 4 other issuers

Paul Andre Huet is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Rodney Cooper

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Hall. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Blair Schultz

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Hall. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jamie Haggarty

Director · 3 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley Blaketor

Director · 3 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Prefontaine

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Hall. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Simpson

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth McGregor

Director · 3 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Stephens

Director · 3 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Etienne Morin

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Troy J. Fierro

Director · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Richard Hall. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kerry Sparkes

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Richard Hall. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Renaud Adams

Director · 2 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Doolin

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Dahl

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Hall. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Wolfe

Director · 2 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley J. Blacketor

Director · 2 shared filings (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Schmitz

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Richard Hall. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Thomas

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Hall. Their page shows their other deals.

QH
No photo found yet (own website and image search run after this page is viewed)
Person

Quinton Hennigh

Director · 1 shared filing (1 issuer) · also on 22 other issuers

Quinton Hennigh is on 23 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Sharp

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Lisa Sharp is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

COLIN K BENNER

Executive Officer, Director · 1 shared filing (1 issuer) · also on 5 other issuers

COLIN K BENNER is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jorge Avelino

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Richard Hall. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES PATERSON

Director · 1 shared filing (1 issuer) · also on 7 other issuers

JAMES PATERSON is on 8 issuers in total — a repeat sponsor. Their page lists every one.

WJ
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne Johnstone

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Richard Hall. Their page shows their other deals.

The team behind the deals

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Richard Hall by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Richard Hall is listed on: none on file. No website or social profile named in KLONDEX MINES LTD's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #282,714 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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