Richard A. Learner is listed as an executive officer and director on 17 SEC Form D filings by 4 issuers between Mar 2009 and Dec 2019: TRADELINK GLOBAL EQUITY LP (Chicago, IL — pooled investment fund — 2009–2016; $91.4M reported sold to 51 investors), Tradelink Stressor Fund LP (Chicago, IL — pooled investment fund — 2009–2011; $38.6M reported sold to 17 investors), Tradelink Global Equity Master Fund Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016–2019; $38.2M reported sold to 6 investors) and DigiLog Global Equity Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2011; $3.75M reported sold to 3 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $171.9M sold in total.
All 4 issuers belong to the sponsor group Digilog (8 issuers, $465.3M reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Digilog has 8 companies on file and $465.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 17 public filings for Richard A. Learner and found 14 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.