Riad Aubdool is listed as a director on 32 SEC Form D filings by 12 issuers between Oct 2010 and Dec 2018. Largest by amount reported sold: GLOBAL INVESTMENT OPPORTUNITIES FUND LTD (Port Louis, Mauritius (as filed: O4) — pooled investment fund — 2010–2014; $514.2M reported sold to 57 investors), KOTAK INVESTMENT OPPORTUNITIES FUND Ltd (Port Louis, Mauritius (as filed: O4) — pooled investment fund — 2012–2014; $514.2M reported sold to 52 investors), KOTAK GLOBAL FUNDS (Port Louis, Mauritius (as filed: O4) — pooled investment fund — 2010–2014; $514.2M reported sold to 26 investors), Matrix Partners India III, LLC (Port-Louis, Mauritius (as filed: O4) — pooled investment fund — 2018; $320.7M reported sold to 80 investors), Kotak Infinity Fund (Port Louis, Mauritius (as filed: O4) — pooled investment fund — 2013–2014; $259.6M reported sold to 9 investors) and 7 more (all listed below).
What this means That is a lot of deals — 12 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $2.16B sold in total.
Listed alongside Abdool Azize Owasil (25 shared filings), Gijo Joseph (12 shared filings), Louis Didier Merle (11 shared filings), Ruchit Puri (11 shared filings), Deven Coopoosamy (6 shared filings) and 16 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Riad. Each name links to their own page.
9 of the issuers belong to the sponsor group Kotak Fixed (31 issuers, $355.8M reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Kotak Fixed has 31 companies on file and $355.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 32 public filings for Riad Aubdool and found 11 differences, 5 worth asking the sponsor about: 15 offerings reported less sold on a later filing than an earlier one; 14 offerings reported fewer investors on a later filing; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.