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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:24 AM ET

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Ray Stata

Named as an officer, director or promoter on SEC Form D filings · MA, RI · Apr 3, 2009 → Oct 15, 2018

7deals (issuers)
$111.9Mreported sold
108investors
22Form D filings
2009–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Ray Stata is listed as a director on 22 SEC Form D filings by 7 issuers between Apr 2009 and Oct 2018. Largest by amount reported sold: LILLIPUTIAN SYSTEMS INC (Wilmington, MA — other technology — 2009–2012; $40M reported sold to 27 investors), NABsys Inc (Providence, RI — other health care — 2010–2014; $35M reported sold to 9 investors), HUMATICS Corp (Cambridge, MA — other technology — 2017–2018; $16.5M reported sold to 55 investors), YOTTAA, INC. (Waltham, MA — other technology — 2013–2018; $16M reported sold to 8 investors), NEOSAEJ CORP. (Burlington, MA — other technology — 2009; $3.31M reported sold to 6 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as director, over about 9 years. Across those companies the filings report $111.9M sold in total.

Listed alongside Hull McKinnon (6 shared filings), Kenneth Lazarus (6 shared filings), Michael Umana (6 shared filings), Russell Siegelman (6 shared filings), Larry Bohn (5 shared filings) and 44 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ray. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 22 public filings for Ray Stata and found 21 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Ray Stata has not run yet — it is joining a line of 32,297 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Ray Stata..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

21 differences found between the filings for Ray Stata — 2 worth asking about (compared 22 filings on Oct 24, 2026)

Note · Jul 27, 1988 – Dec 28, 1988

Bankruptcy case: Bank of New England - West, The v. Siegelman — filed Jul 27, 1988

United States Bankruptcy Court, D. Massachusetts docket "Bank of New England - West, The v. Siegelman" filed Jul 27, 1988, closed Dec 28, 1988. Russell Siegelman (listed on the same filings) is listed as Defendant ("Siegelman"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗Russell Siegelman — PartnerFacts page ↗
Sources
Note · Jun 9, 1988 – Dec 28, 1988

Bankruptcy case: Connecticut Bank and Trust Co., The v. Siegelman — filed Jun 9, 1988

United States Bankruptcy Court, D. Massachusetts docket "Connecticut Bank and Trust Co., The v. Siegelman" filed Jun 9, 1988, closed Dec 28, 1988. Russell Siegelman (listed on the same filings) is listed as Defendant ("Siegelman"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗Russell Siegelman — PartnerFacts page ↗
Sources
Worth asking · May 4, 2009 – Sep 30, 2009

Amount sold went down between filings — NEOSAEJ CORP.

The May 4, 2009 filing says $3,307,900 sold; the Sep 30, 2009 Form D says $1,752,590 sold — $1,555,310 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 4, 2009 ↗Form D (later) · Sep 30, 2009 ↗NEOSAEJ CORP. — PartnerFacts page ↗
Sources
Worth asking · May 4, 2009 – Sep 30, 2009

Investor count went down between filings — NEOSAEJ CORP.

The May 4, 2009 filing reports 6 investors; the Sep 30, 2009 Form D reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 4, 2009 ↗Form D (later) · Sep 30, 2009 ↗NEOSAEJ CORP. — PartnerFacts page ↗
Sources
Note · Sep 28, 2018 – Oct 15, 2018

Form D filed 17 days after the first sale — YOTTAA, INC.

The filing says the first sale was Sep 28, 2018. The Form D was filed Oct 15, 2018 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 15, 2018 ↗YOTTAA, INC. — PartnerFacts page ↗
Sources
Note · May 24, 2013 – Jul 18, 2013

Form D filed 55 days after the first sale — YOTTAA, INC.

The filing says the first sale was May 24, 2013. The Form D was filed Jul 18, 2013 — 55 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 40 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 18, 2013 ↗YOTTAA, INC. — PartnerFacts page ↗
Sources
Note · Jun 15, 2012 – Jul 2, 2012

Form D filed 17 days after the first sale — LILLIPUTIAN SYSTEMS INC

The filing says the first sale was Jun 15, 2012. The Form D was filed Jul 2, 2012 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 2, 2012 ↗LILLIPUTIAN SYSTEMS INC — PartnerFacts page ↗
Sources
Note · Jun 5, 2009 – Oct 15, 2018

13 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — YOTTAA, INC. (latest filing Oct 15, 2018) · No amendment in the last 12 months on an offering that may still be open — YOTTAA, INC. (latest filing Nov 28, 2017) · No amendment in the last 12 months on an offering that may still be open — HUMATICS Corp (latest filing May 2, 2017) · No amendment in the last 12 months on an offering that may still be open — YOTTAA, INC. (latest filing Nov 10, 2016) · No amendment in the last 12 months on an offering that may still be open — YOTTAA, INC. (latest filing Dec 31, 2014) · and 8 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 15, 2018 ↗YOTTAA, INC. — PartnerFacts page ↗Form D · Nov 28, 2017 ↗Form D · May 2, 2017 ↗
Sources
Note · Jul 2, 2012 – Nov 9, 2012

Offering amount changed between filings — LILLIPUTIAN SYSTEMS INC

The Jul 2, 2012 filing says $3,384,975 offered; the Nov 9, 2012 Form D/A says $5,410,713.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 2, 2012 ↗Form D/A (later) · Nov 9, 2012 ↗LILLIPUTIAN SYSTEMS INC — PartnerFacts page ↗
Sources
Note · May 7, 2009 – Feb 23, 2010

Offering amount changed between filings — NABsys Inc

The May 7, 2009 filing says $3,750,000 offered; the Feb 23, 2010 Form D says $7,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 7, 2009 ↗Form D (later) · Feb 23, 2010 ↗NABsys Inc — PartnerFacts page ↗
Sources
Note · May 4, 2009 – Sep 30, 2009

Offering amount lowered between filings — NEOSAEJ CORP.

The May 4, 2009 filing says $4,000,000 offered; the Sep 30, 2009 Form D says $3,126,831.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D/A (earlier) · May 4, 2009 ↗Form D (later) · Sep 30, 2009 ↗NEOSAEJ CORP. — PartnerFacts page ↗
Sources
Note · May 7, 2009 – Feb 23, 2010

Minimum investment changed between filings — NABsys Inc

The May 7, 2009 filing lists a minimum of $10,000; the Feb 23, 2010 Form D lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 7, 2009 ↗Form D (later) · Feb 23, 2010 ↗NABsys Inc — PartnerFacts page ↗
Sources
Note · Jul 18, 2013 – Nov 10, 2016

Industry group changed between filings — YOTTAA, INC.

"Computers" (Jul 18, 2013 to Dec 31, 2014); then "Other Technology" (Nov 10, 2016 to Oct 15, 2018).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jul 18, 2013 ↗Form D · Nov 10, 2016 ↗YOTTAA, INC. — PartnerFacts page ↗
Sources
Note · May 7, 2009 – Aug 29, 2014

Industry group changed between filings — NABsys Inc

"Biotechnology" (May 7, 2009 to Mar 15, 2013); then "Other Health Care" (Aug 29, 2014).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D/A · May 7, 2009 ↗Form D · Aug 29, 2014 ↗NABsys Inc — PartnerFacts page ↗
Sources
Note · May 7, 2009 – Feb 23, 2010

Reported revenue range changed between filings — NABsys Inc

"$1 - $1,000,000" (May 7, 2009); then "Decline to Disclose" (Feb 23, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · May 7, 2009 ↗Form D · Feb 23, 2010 ↗NABsys Inc — PartnerFacts page ↗
Sources
Note · Sep 3, 2024

Same name, different state: "Ray T. Stata" (MA) is a separate record

This page covers filings where the address state is MA or RI. A separate record, "Ray T. Stata" with address state MA, is listed on 1 filing — most recently by XanderGlasses, Inc. (Sep 3, 2024). The two records do not overlap in time: this page runs Apr 3, 2009 to Oct 15, 2018; the other has one filing dated Sep 3, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Ray T. Stata (MA) — PartnerFacts page ↗Form D · Sep 3, 2024 ↗XanderGlasses, Inc. — PartnerFacts page ↗Ray Stata (MA,RI) — this page ↗
Sources
Note · Oct 28, 2021 – Sep 20, 2022

Same name, different state: "RAY STATA" (MI or CA) is a separate record

This page covers filings where the address state is MA or RI. A separate record, "RAY STATA" with address state MI or CA, is listed on 3 filings — most recently by Movellus Circuits, Inc. (Sep 20, 2022). The two records do not overlap in time: this page runs Apr 3, 2009 to Oct 15, 2018; the other runs Oct 28, 2021 to Sep 20, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

RAY STATA (MI,CA) — PartnerFacts page ↗Form D · Sep 20, 2022 ↗Movellus Circuits, Inc. — PartnerFacts page ↗Ray Stata (MA,RI) — this page ↗
Sources
Note · Sep 21, 2017 – Jan 14, 2022

Same name, different state: "Ray Stata" (NV) is a separate record

This page covers filings where the address state is MA or RI. A separate record, "Ray Stata" with address state NV, is listed on 3 filings — most recently by Nevada Nanotech Systems Inc. (Jan 14, 2022). Both records have filings in the same period (Sep 21, 2017 to Oct 15, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Ray Stata (NV) — PartnerFacts page ↗Form D · Jan 14, 2022 ↗Nevada Nanotech Systems Inc. — PartnerFacts page ↗Ray Stata (MA,RI) — this page ↗
Sources
Note · Dec 31, 2014 – Nov 10, 2016

Address moved from Boston, MA to Waltham, MA — YOTTAA, INC.

The people listed on the Dec 31, 2014 filing give Boston, MA; on the Nov 10, 2016 filing they give Waltham, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 31, 2014 ↗Form D · Nov 10, 2016 ↗YOTTAA, INC. — PartnerFacts page ↗
Sources
Note · Aug 10, 2010 – Nov 12, 2010

Address moved from Marlborough, MA to Boxborough, MA — Axis Semiconductor Inc

The people listed on the Aug 10, 2010 filing give Marlborough, MA; on the Nov 12, 2010 filing they give Boxborough, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 10, 2010 ↗Form D · Nov 12, 2010 ↗Axis Semiconductor Inc — PartnerFacts page ↗
Sources
Note · Apr 3, 2009 – Oct 15, 2018

Ray Stata is listed with 2 different address states: MA, RI

MA on 20 filings (Apr 3, 2009 to Oct 15, 2018); RI on 2 filings (Mar 15, 2013 to Aug 29, 2014).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Apr 3, 2009 ↗Form D · Mar 15, 2013 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 21 offerings report sales commissions totalling $2,231,432; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 15, 2018 D
YOTTAA, INC.
File 021-323545
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2018 D
HUMATICS Corp
File 021-304894
$0$0$0None listed on this filingEDGAR ↗
Nov 28, 2017 D
YOTTAA, INC.
File 021-299541
$0$0$0None listed on this filingEDGAR ↗
May 2, 2017 D
HUMATICS Corp
File 021-285851
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2016 D
YOTTAA, INC.
File 021-274293
$0$0$0None listed on this filingEDGAR ↗
Dec 31, 2014 D
YOTTAA, INC.
File 021-231186
$0$0$0None listed on this filingEDGAR ↗
Aug 29, 2014 D
NABsys Inc
File 021-223875
$0$0$0None listed on this filingEDGAR ↗
Jul 18, 2013 D
YOTTAA, INC.
File 021-199936
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D
NABsys Inc
File 021-193345
$1,294,999 (est.)$0$0Houlihan Lokey Capital, Inc. BrokerCheck CRD 17708 ↗EDGAR ↗
Nov 9, 2012 D/A
LILLIPUTIAN SYSTEMS INC
File 021-180620
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 27, 2012 D
LILLIPUTIAN SYSTEMS INC
File 021-184702
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 21, 2011 D
LILLIPUTIAN SYSTEMS INC
File 021-161607
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 1, 2010 D
Lyric Semiconductor Inc
File 021-151201
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2010 D
LILLIPUTIAN SYSTEMS INC
File 021-150591
$0$0$0 (est.)None listed on this filingEDGAR ↗
Nov 12, 2010 D
Axis Semiconductor Inc
File 021-150367
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2010 D
Axis Semiconductor Inc
File 021-146146
$0$0$0None listed on this filingEDGAR ↗
Apr 27, 2010 D
Axis Semiconductor Inc
File 021-141151
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2010 D
NABsys Inc
File 021-106436
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2009 D
Axis Semiconductor Inc
File 021-110642
$0$0$0None listed on this filingEDGAR ↗
May 4, 2009 D/A
NEOSAEJ CORP.
File 021-105346
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2009 D
LILLIPUTIAN SYSTEMS INC
File 021-43892
$936,433 (est.)$0$0JPMorgan Securities BrokerCheck CRD 79 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Ray Stata on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Y
Other Technology

YOTTAA, INC.

Waltham, MA · Jul 18, 2013 → Oct 15, 2018 · 5 filings
  • Oct 15, 2018 · D · $11,400,004 sold of $15,561,401 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 28, 2017 · D · $3,448,627 sold of $4,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 10, 2016 · D · $13,174,072 sold of $17,712,910 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 31, 2014 · D · $10,445,469 sold of $15,575,124 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 18, 2013 · D · $16,000,001 sold of $17,250,095 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16M from 8 investors (100% of the $15.6M target) as of the latest filing. Ray is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HC
Other Technology

HUMATICS Corp

Cambridge, MA · May 2, 2017 → Feb 6, 2018 · 2 filings
  • Feb 6, 2018 · D · $7,246,451 sold of $7,246,451 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 2, 2017 · D · $16,484,457 sold of $22,484,457 · 55 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16.5M from 55 investors (100% of the $7.25M target) as of the latest filing. Ray is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

N
Other Health Care

NABsys Inc

Providence, RI · Feb 23, 2010 → Aug 29, 2014 · 3 filings
  • Aug 29, 2014 · D · $25,500,000 sold of $32,800,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 15, 2013 · D · $35,049,975 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 23, 2010 · D · $7,000,000 sold of $7,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $35M from 9 investors (100% of the $32.8M target) as of the latest filing. Ray is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LS
Other Technology

LILLIPUTIAN SYSTEMS INC

Wilmington, MA · Apr 3, 2009 → Nov 9, 2012 · 6 filings
  • Nov 9, 2012 · D/A · $4,099,065 sold of $5,410,713 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 27, 2012 · D · $40,031,416 sold of $60,031,416 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 2, 2012 · D · $1,193,895 sold of $3,384,975 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 21, 2011 · D · $11,120,658 sold of $21,000,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 16, 2010 · D · $3,250,000 sold of $6,250,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 3, 2009 · D · $27,855,149 sold of $27,855,149 · 27 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $40M from 27 investors (100% of the $5.41M target) as of the latest filing. Ray is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LS
Computers

Lyric Semiconductor Inc

Cambridge, MA · Dec 1, 2010
  • Dec 1, 2010 · D · $10,000 sold of $10,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10K from 1 investor (100% of the $10K target) as of the latest filing. Ray is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AS
Other Technology

Axis Semiconductor Inc

Boxborough, MA · Jun 18, 2009 → Nov 12, 2010 · 4 filings
  • Nov 12, 2010 · D · $1,000,000 sold of $1,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 10, 2010 · D · $1,000,000 sold of $1,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 27, 2010 · D · $1,000,000 sold of $1,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 18, 2009 · D · $1,025,000 sold of $2,050,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.02M from 2 investors (100% of the $1M target) as of the latest filing. Ray is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NC
Other Technology

NEOSAEJ CORP.

Burlington, MA · May 4, 2009
  • May 4, 2009 · D/A · $3,307,900 sold of $4,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.31M from 6 investors (83% of the $4M target) as of the latest filing. Ray is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Ray Stata — NV, 1 issuer, Sep 21, 2017 → Jan 14, 2022 · no shared issuer
  • RAY STATA — MI, CA, 1 issuer, Oct 28, 2021 → Sep 20, 2022 · no shared issuer
  • Ray T. Stata — MA, 1 issuer, Sep 3, 2024 → Sep 3, 2024 · no shared issuer

People around Ray 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Lazarus

Executive Officer, Director · 6 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Ray Stata. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Russell Siegelman

Director · 6 shared filings (1 issuer) · also on 4 other issuers

Russell Siegelman is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MU
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Umana

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Hull McKinnon

Director · 6 shared filings (1 issuer) · also on 6 other issuers

Hull McKinnon is on 7 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Bohn

Director · 5 shared filings (1 issuer) · also on 17 other issuers

Larry Bohn is on 18 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sam Schaevitz

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Dupre

Executive Officer · 4 shared filings (1 issuer) · also on 6 other issuers

Marc Dupre is on 7 issuers in total — a repeat sponsor. Their page lists every one.

XW
No photo found yet (own website and image search run after this page is viewed)
Person

Xiaolin Wang

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

QW
No photo found yet (own website and image search run after this page is viewed)
Person

Qian Wu

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Fidelman

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Ray Stata. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Papa

Director · 4 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Carson

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Ray Stata. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Barrett Bready

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Stan Rose

Director · 3 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Stendardo

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

JO
No photo found yet (own website and image search run after this page is viewed)
Person

John Oliver

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Andrews

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Ray Stata. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Martirano

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Ray Stata. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Georgy Kolpachev

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Coach Wei

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Ray Stata. Their page shows their other deals.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William Gerber

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Leroy Hood

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

FM
No photo found yet (own website and image search run after this page is viewed)
Person

Franklin Moss

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Ray Stata. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID A. MINDELL

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

GARY A. COHEN

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Priti Chatter

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Ray Stata. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mukesh Chatter

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Ray Stata. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gina Raimondo

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Ray Stata. Their page shows their other deals.

TV
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas R. Venables

Director · 1 shared filing (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Damon Pender

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Ray Stata. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Schaevitz

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Wallack

Director · 1 shared filing (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Lee

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Ray Stata. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

David Reynolds

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Ray Stata. Their page shows their other deals.

BV
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin Vigoda

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Ray Stata. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John McMahon

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Ray Stata. Their page shows their other deals.

VV
No photo found yet (own website and image search run after this page is viewed)
Person

Vick Viren Vaishnavi

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Ray Stata. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Dharmesh Thakker

Director · 1 shared filing (1 issuer) · also on 33 other issuers

Dharmesh Thakker is on 34 issuers in total — a repeat sponsor. Their page lists every one.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Tim O'Toole

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Ray Stata. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Raymie Stata

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Ray Stata. Their page shows their other deals.

The team behind the deals

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Ray Stata by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Ray Stata is listed on: none on file. No website or social profile named in LILLIPUTIAN SYSTEMS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #335,759 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Wilmington, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗Rhode Island state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗Rhode Island Secretary of State business search ↗OpenCorporates ↗

Change history

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