Ramji Gupta is listed as a director on 2 SEC Form D filings by 1 issuer between Apr 2010 and Mar 2011: First Wave Technologies, Inc. (Batavia, NY — other technology — 2010–2011; $1.26M reported sold to 21 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Alfred Culliton (2 shared filings), Brian D Bell (2 shared filings), Diane J McMahon (2 shared filings), EJ Walton (2 shared filings), Joel Kanter (2 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ramji. Each name links to their own page.
The issuer belongs to the sponsor group First Wave (4 issuers, $1.4M reported sold, 2010–2019).
What this means A sponsor group is one team that sets up a new company for each deal. First Wave has 4 companies on file and $1.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Ramji Gupta and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Reported revenue range changed between filings.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.