Rakesh Jain is listed as a director on 1 SEC Form D filing by 1 issuer in May 2021: polySpectra, Inc. (Berkeley, CA — other technology — 2021; $7.42M reported sold to 20 investors).
What this means One deal on file with the SEC, filed May 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brandon Simmons (1 shared filing) and Raymond Weitekamp (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rakesh. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 SEC release, 2 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Rakesh Jain and found 3 differences, 1 worth asking the sponsor about: Regulator action: Sanjay Bhandari, Vinod Singhi, Rakesh Jain (Apr 30, 2024); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.