Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:47 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

Rafael Castro

Named as an officer, director or promoter on SEC Form D filings · NY · Sep 4, 2013 → Apr 3, 2026

9deals (issuers)

$377.7Mreported sold

46investors

12Form D filings

2013–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rafael Castro is listed as an executive officer and director on 12 SEC Form D filings by 9 issuers between Sep 2013 and Apr 2026. Largest by amount reported sold: Hark Capital IV, LP (New York, NY — pooled investment fund — 2022–2023; $211M reported sold to 26 investors), Hark IV Series Fund, LLC (New York, NY — pooled investment fund — 2022–2023; $125M reported sold to 6 investors), HARK CAPITAL II, LP (New York, NY — pooled investment fund — 2017; $31.6M reported sold to 12 investors), Enhanced Credit Supported Loan Fund, LP (New York, NY — pooled investment fund — 2013; $10.2M reported sold to 2 investors), Hark Cayman Feeder V, LP (New York, NY — pooled investment fund — 2026) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $377.7M sold in total.

Listed alongside Rich Davis (10 shared filings), Doug Cruikshank (9 shared filings), Hark Capital Advisors LLC (9 shared filings, management entity), Hark Capital IV GP, LLC (4 shared filings, management entity), Douglas A. Cruikshank (3 shared filings) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rafael. Each name links to their own page.

The issuers belong to 2 sponsor groups: Hark (7 issuers, $336M reported sold, 2022–2026) and Hark (4 issuers, $116.7M reported sold, 2013–2017).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 58 bankruptcy cases matching the name listed in Key records below.

What this means 58 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for Rafael Castro and found 8 differences, 4 worth asking the sponsor about: 7 bankruptcy cases name the subject or team members; Paid seller listed without a CRD number: Investment Associates AG; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rafael Castro has not run yet — it is joining a line of 60,812 names; searches run around the clock at the hosts' allowed rate. Searched so far: 705 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rafael Castro..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

58 cases: 1 open, 57 closed (disposition not in docket feed)

Rafael E Castro open

United States Bankruptcy Court, D. New Jersey · No. 26-14580 · Filed Apr 24, 2026

Role of Rafael E Castro: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in NJ (not a filing state)

Rafael Castro and Guadalupe Castro closed

United States Bankruptcy Court, S.D. California · No. 21-01617 · Filed Apr 22, 2021 · Closed Apr 5, 2022

Role of Rafael Castro and Guadalupe Castro: Debtor · Outcome: Case closed 2022-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, C.D. California · No. 6:19-bk-16117 · Filed Jul 13, 2019 · Closed Oct 29, 2019

Role of Rafael Castro: Debtor · Outcome: Case closed 2019-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, S.D. New York · No. 18-22408 · Filed Mar 16, 2018 · Closed Feb 26, 2021

Role of Rafael Castro: Debtor · Outcome: Case closed 2021-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in the person's filing state (NY)

Rafael Castro closed

United States Bankruptcy Court, E.D. New York · No. 8-18-71078 · Filed Feb 20, 2018 · Closed Feb 23, 2018

Role of Rafael Castro: Debtor · Outcome: Case closed 2018-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in the person's filing state (NY)

Rafael Castro closed

United States Bankruptcy Court, S.D. New York · No. 18-22301 · Filed Feb 20, 2018 · Closed Oct 4, 2018

Role of Rafael Castro: Debtor · Outcome: Case closed 2018-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in the person's filing state (NY)

Rafael Castro closed

United States Bankruptcy Court, N.D. Illinois · No. 16-31260 · Filed Sep 30, 2016 · Closed Dec 30, 2016

Role of Rafael Castro: Debtor · Outcome: Case closed 2016-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in IL (not a filing state)

Rafael E Castro and Adriana Maria Gomez closed

United States Bankruptcy Court, S.D. Florida. · No. 16-14883 · Filed Apr 5, 2016 · Closed Jul 26, 2016

Role of Rafael E Castro and Adriana Maria Gomez: Debtor · Outcome: Case closed 2016-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in FL (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, E.D. California · No. 15-13857 · Filed Sep 30, 2015 · Closed Jan 15, 2016

Role of Rafael Castro: Debtor · Outcome: Case closed 2016-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael De Castro closed

United States Bankruptcy Court, C.D. California · No. 8:15-bk-11886 · Filed Apr 14, 2015 · Closed Aug 25, 2015

Role of Rafael De Castro: Debtor · Outcome: Case closed 2015-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, N.D. California · No. 15-40835 · Filed Mar 16, 2015 · Closed Apr 7, 2015

Role of Rafael Castro: Debtor · Outcome: Case closed 2015-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, S.D. California · No. 14-05066 · Filed Jun 26, 2014 · Closed Sep 29, 2014

Role of Rafael Castro: Debtor · Outcome: Case closed 2014-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael Castro and Jacqueline Castro closed

United States Bankruptcy Court, M.D. Florida · No. 2:13-bk-08347 · Filed Jun 25, 2013 · Closed Apr 16, 2015

Role of Rafael Castro and Jacqueline Castro: Debtor · Outcome: Case closed 2015-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in FL (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, N.D. Illinois · No. 13-14682 · Filed Apr 9, 2013 · Closed Jul 25, 2013

Role of Rafael Castro: Debtor · Outcome: Case closed 2013-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in IL (not a filing state)

Rafael Castro and Maria Elena Castro closed

United States Bankruptcy Court, S.D. California · No. 13-03122 · Filed Mar 29, 2013 · Closed Nov 8, 2016

Role of Rafael Castro and Maria Elena Castro: Debtor · Outcome: Case closed 2016-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael Castro, Jr. closed

United States Bankruptcy Court, S.D. Florida. · No. 13-15299 · Filed Mar 8, 2013 · Closed Sep 18, 2018

Role of Rafael Castro, Jr.: Debtor · Outcome: Case closed 2018-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in FL (not a filing state)

Rafael A Castro closed

United States Bankruptcy Court, S.D. New York · No. 13-10021 · Filed Jan 3, 2013 · Closed Apr 19, 2013

Role of Rafael A Castro: Debtor · Outcome: Case closed 2013-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in the person's filing state (NY)

Rafael Castro closed

United States Bankruptcy Court, S.D. California · No. 12-08015 · Filed Jun 1, 2012 · Closed Sep 17, 2012

Role of Rafael Castro: Debtor · Outcome: Case closed 2012-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael Castro and Celia I Garcia closed

United States Bankruptcy Court, N.D. Illinois · No. 12-11905 · Filed Mar 26, 2012 · Closed Jul 27, 2012

Role of Rafael Castro and Celia I Garcia: Debtor · Outcome: Case closed 2012-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in IL (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, C.D. California · No. 6:12-bk-14635 · Filed Feb 24, 2012 · Closed Jun 8, 2012

Role of Rafael Castro: Debtor · Outcome: Case closed 2012-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael E Castro and Rachel L Castro closed

United States Bankruptcy Court, M.D. Florida · No. 8:12-bk-01467 · Filed Jan 31, 2012 · Closed Sep 11, 2013

Role of Rafael E Castro and Rachel L Castro: Debtor · Outcome: Case closed 2013-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in FL (not a filing state)

Rafael Castro, Jr. closed

United States Bankruptcy Court, S.D. Florida. · No. 11-43862 · Filed Dec 9, 2011 · Closed Mar 26, 2012

Role of Rafael Castro, Jr.: Debtor · Outcome: Case closed 2012-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in FL (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, N.D. Illinois · No. 11-36379 · Filed Sep 6, 2011 · Closed May 3, 2017

Role of Rafael Castro: Debtor · Outcome: Case closed 2017-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in IL (not a filing state)

Rafael Castro and Ana L. Castro closed

United States Bankruptcy Court, S.D. New York · No. 11-12182 · Filed May 6, 2011 · Closed Sep 13, 2011

Role of Rafael Castro and Ana L. Castro: Debtor · Outcome: Case closed 2011-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in the person's filing state (NY)

Rafael Castro and Marta I Castro closed

United States Bankruptcy Court, D. Delaware · No. 11-11367 · Filed May 2, 2011 · Closed Aug 17, 2011

Role of Rafael Castro and Marta I Castro: Debtor · Outcome: Case closed 2011-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in DE (not a filing state)

RAFAEL N CASTRO and DIVINAGRACIA R TEJERO closed

United States Bankruptcy Court, D. Nevada · No. 11-12762 · Filed Feb 28, 2011 · Closed Jun 6, 2011

Role of RAFAEL N CASTRO and DIVINAGRACIA R TEJERO: Debtor · Outcome: Case closed 2011-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in NV (not a filing state)

Rafael Castro and Stephanie Clark-Castro closed

United States Bankruptcy Court, D. New Jersey · No. 11-13583 · Filed Feb 9, 2011 · Closed Aug 10, 2016

Role of Rafael Castro and Stephanie Clark-Castro: Debtor · Outcome: Case closed 2016-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in NJ (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, S.D. Florida. · No. 10-49650 · Filed Dec 31, 2010 · Closed Apr 22, 2011

Role of Rafael Castro: Debtor · Outcome: Case closed 2011-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in FL (not a filing state)

Rafael Castro and Eliana Castro closed

United States Bankruptcy Court, D. New Jersey · No. 10-47763 · Filed Dec 6, 2010 · Closed Jul 6, 2011

Role of Rafael Castro and Eliana Castro: Debtor · Outcome: Case closed 2011-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in NJ (not a filing state)

Rafael Castro and Alice Maria Trejo closed

United States Bankruptcy Court, C.D. California · No. 2:10-bk-55471 · Filed Oct 22, 2010 · Closed Feb 22, 2011

Role of Rafael Castro and Alice Maria Trejo: Debtor · Outcome: Case closed 2011-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, S.D. Florida. · No. 08-20430 · Filed Jul 28, 2008 · Closed Nov 6, 2008

Role of Rafael Castro: Debtor · Outcome: Case closed 2008-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in FL (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, E.D. Virginia · No. 06-33653 · Filed Dec 15, 2006 · Closed Apr 9, 2007

Role of Rafael Castro: Debtor · Outcome: Case closed 2007-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in VA (not a filing state)

Rafael Castro, Jr. closed

United States Bankruptcy Court, D. New Jersey · No. 05-60286 · Filed Nov 9, 2005 · Closed Oct 31, 2006

Role of Rafael Castro, Jr.: Debtor · Outcome: Case closed 2006-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in NJ (not a filing state)

Rafael A. Castro closed

United States Bankruptcy Court, S.D. New York · No. 05-12944 · Filed Apr 25, 2005 · Closed Mar 13, 2007

Role of Rafael A. Castro: Debtor · Outcome: Case closed 2007-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in the person's filing state (NY)

Rafael Castro and Guadalupe Castro closed

United States Bankruptcy Court, S.D. California · No. 04-02291 · Filed Mar 12, 2004 · Closed Jun 28, 2004

Role of Rafael Castro and Guadalupe Castro: Debtor · Outcome: Case closed 2004-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael F. Castro and Elona A. Choubin-Castro closed

United States Bankruptcy Court, E.D. California · No. 03-18031 · Filed Sep 2, 2003 · Closed Dec 12, 2003

Role of Rafael F. Castro and Elona A. Choubin-Castro: Debtor · Outcome: Case closed 2003-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael F. Castro and Elona A. Choubin-Castro closed

United States Bankruptcy Court, E.D. California · No. 03-15659 · Filed Jun 17, 2003 · Closed Oct 7, 2003

Role of Rafael F. Castro and Elona A. Choubin-Castro: Debtor · Outcome: Case closed 2003-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael Castro and Noemi Castro closed

United States Bankruptcy Court, N.D. Iowa · No. 03-02325 · Filed Jun 16, 2003 · Closed Sep 17, 2003

Role of Rafael Castro and Noemi Castro: Debtor · Outcome: Case closed 2003-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in IA (not a filing state)

RAFAEL G CASTRO closed

United States Bankruptcy Court, E.D. Washington · No. 03-02659 · Filed Mar 26, 2003 · Closed Jul 23, 2003

Role of RAFAEL G CASTRO: Debtor · Outcome: Case closed 2003-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in WA (not a filing state)

Rafael E. Castro and Concepcion v. Castro closed

United States Bankruptcy Court, S.D. Florida. · No. 03-10464 · Filed Jan 17, 2003 · Closed Apr 30, 2003

Role of Rafael E. Castro and Concepcion: Plaintiff · Outcome: Case closed 2003-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in FL (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, C.D. California · No. 1:02-bk-10524 · Filed Jan 22, 2002 · Closed May 21, 2002

Role of Rafael Castro: Debtor · Outcome: Case closed 2002-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael N Castro and Divinagracia Tejero closed

United States Bankruptcy Court, C.D. California · No. 2:02-bk-11680 · Filed Jan 18, 2002 · Closed May 17, 2002

Role of Rafael N Castro and Divinagracia Tejero: Debtor · Outcome: Case closed 2002-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael N Castro closed

United States Bankruptcy Court, N.D. Illinois · No. 01-43117 · Filed Dec 6, 2001 · Closed May 30, 2002

Role of Rafael N Castro: Debtor · Outcome: Case closed 2002-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in IL (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, D. New Jersey · No. 00-40191 · Filed Oct 17, 2000 · Closed Apr 22, 2002

Role of Rafael Castro: Debtor · Outcome: Case closed 2002-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in NJ (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, N.D. Illinois · No. 00-11786 · Filed Apr 19, 2000 · Closed Aug 14, 2000

Role of Rafael Castro: Debtor · Outcome: Case closed 2000-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in IL (not a filing state)

Rafael De Castro closed

United States Bankruptcy Court, S.D. Florida. · No. 00-50070 · Filed Jan 20, 2000 · Closed May 10, 2000

Role of Rafael De Castro: Debtor · Outcome: Case closed 2000-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in FL (not a filing state)

RAFAEL CASTRO closed

United States Bankruptcy Court, D. Puerto Rico · No. 99-14170 · Filed Oct 13, 1999 · Closed Feb 11, 2000

Role of RAFAEL CASTRO: Debtor · Outcome: Case closed 2000-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in PR (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, N.D. Illinois · No. 99-15936 · Filed May 18, 1999 · Closed Sep 13, 1999

Role of Rafael Castro: Debtor · Outcome: Case closed 1999-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in IL (not a filing state)

Rafael C. Castro closed

United States Bankruptcy Court, S.D. California · No. 99-03863 · Filed Apr 16, 1999 · Closed Jul 29, 1999

Role of Rafael C. Castro: Debtor · Outcome: Case closed 1999-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael Castro closed

United States Bankruptcy Court, E.D. New York · No. 1-98-11590 · Filed Feb 10, 1998 · Closed Sep 9, 1998

Role of Rafael Castro: Debtor · Outcome: Case closed 1998-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in the person's filing state (NY)

Rafael Castro and Maria Antonia Castro closed

United States Bankruptcy Court, S.D. Florida. · No. 97-14320 · Filed May 30, 1997 · Closed Mar 28, 2003

Role of Rafael Castro and Maria Antonia Castro: Debtor · Outcome: Case closed 2003-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in FL (not a filing state)

Rafael Castro and Nilsa Castro closed

United States Bankruptcy Court, S.D. Florida. · No. 96-21690 · Filed Apr 12, 1996 · Closed Aug 8, 1996

Role of Rafael Castro and Nilsa Castro: Debtor · Outcome: Case closed 1996-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in FL (not a filing state)

Rafael A. Castro and Margaret L Castro closed

United States Bankruptcy Court, D. South Carolina · No. 95-71623 · Filed Mar 29, 1995 · Closed Feb 2, 2000

Role of Rafael A. Castro and Margaret L Castro: Debtor · Outcome: Case closed 2000-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in SC (not a filing state)

Rafael N. Castro closed

United States Bankruptcy Court, C.D. California · No. 1:92-bk-59167 · Filed Dec 29, 1992 · Closed Jul 24, 1997

Role of Rafael N. Castro: Debtor · Outcome: Case closed 1997-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

Rafael Castro and Raquel Castro closed

United States Bankruptcy Court, C.D. California · No. 8:91-bk-42133 · Filed Dec 23, 1991 · Closed Apr 15, 1994

Role of Rafael Castro and Raquel Castro: Debtor · Outcome: Case closed 1994-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in CA (not a filing state)

RAFAEL CASTRO and BETTY JEAN CASTRO closed

United States Bankruptcy Court, W.D. Oklahoma · No. 91-00483 · Filed Jan 24, 1991 · Closed Apr 5, 1994

Role of RAFAEL CASTRO and BETTY JEAN CASTRO: Debtor · Outcome: Case closed 1994-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in OK (not a filing state)

Rafael Castro and MARISOL CASTRO closed

United States Bankruptcy Court, D. Delaware · No. 90-00223 · Filed Mar 27, 1990 · Closed Feb 15, 1991

Role of Rafael Castro and MARISOL CASTRO: Debtor · Outcome: Case closed 1991-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in DE (not a filing state)

RAFAEL G. CASTRO closed

United States Bankruptcy Court, D. Puerto Rico · No. 88-00220 · Filed Feb 2, 1988 · Closed Aug 17, 1995

Role of RAFAEL G. CASTRO: Debtor · Outcome: Case closed 1995-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 94 federal dockets); court in PR (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Rafael Castro — 4 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · Feb 10, 1998 – Feb 26, 2021

7 bankruptcy cases name the subject or team members

Bankruptcy case: Rafael Castro — filed Mar 16, 2018 · Bankruptcy case: Rafael Castro — filed Feb 20, 2018 · Bankruptcy case: Rafael Castro — filed Feb 20, 2018 · Bankruptcy case: Rafael A Castro — filed Jan 3, 2013 · Bankruptcy case: Rafael Castro and Ana L. Castro — filed May 6, 2011 · and 2 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Docket · United States Bankruptcy Court, S.D. New York ↗Docket · United States Bankruptcy Court, E.D. New York ↗Docket · United States Bankruptcy Court, S.D. New York ↗

Sources

Docket · United States Bankruptcy Court, S.D. New York ↗ (Mar 16, 2018)
Docket · United States Bankruptcy Court, S.D. New York ↗ (Feb 20, 2018)
Docket · United States Bankruptcy Court, E.D. New York ↗ (Feb 20, 2018)
Docket · United States Bankruptcy Court, S.D. New York ↗ (Jan 3, 2013)
Docket · United States Bankruptcy Court, S.D. New York ↗ (May 6, 2011)
Docket · United States Bankruptcy Court, S.D. New York ↗ (Apr 25, 2005)
Docket · United States Bankruptcy Court, E.D. New York ↗ (Feb 10, 1998)

Note · Aug 14, 2017

Rafael Castro appears on 1 deal that stopped filing before reaching its target

HARK CAPITAL II, LP (last filing Aug 14, 2017; $31,553,829 sold of $200,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

HARK CAPITAL II, LP — PartnerFacts page ↗

Sources

HARK CAPITAL II, LP — PartnerFacts page ↗ (Aug 14, 2017)

Worth asking · Nov 9, 2023

Paid seller listed without a CRD number: Investment Associates AG — Hark Capital IV, LP

Investment Associates AG is listed as receiving sales compensation on 1 filing (Nov 9, 2023) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Nov 9, 2023 ↗BrokerCheck search: Investment Associates AG ↗Hark Capital IV, LP — PartnerFacts page ↗

Sources

Form D/A · Nov 9, 2023 ↗ (Nov 9, 2023)
BrokerCheck search: Investment Associates AG ↗
Hark Capital IV, LP — PartnerFacts page ↗ (Nov 9, 2023)

Worth asking · Nov 9, 2023

Paid seller listed without a CRD number: Investment Associates AG — Hark IV Series Fund, LLC

Investment Associates AG is listed as receiving sales compensation on 1 filing (Nov 9, 2023) with no FINRA CRD number given.

Form D/A · Nov 9, 2023 ↗BrokerCheck search: Investment Associates AG ↗Hark IV Series Fund, LLC — PartnerFacts page ↗

Sources

Form D/A · Nov 9, 2023 ↗ (Nov 9, 2023)
BrokerCheck search: Investment Associates AG ↗
Hark IV Series Fund, LLC — PartnerFacts page ↗ (Nov 9, 2023)

Note · Jul 15, 2022 – Aug 1, 2022

Form D filed 17 days after the first sale — Hark Capital IV, LP

The filing says the first sale was Jul 15, 2022. The Form D was filed Aug 1, 2022 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 1, 2022 ↗Hark Capital IV, LP — PartnerFacts page ↗

Sources

Form D · Aug 1, 2022 ↗ (Aug 1, 2022)
Hark Capital IV, LP — PartnerFacts page ↗ (Nov 9, 2023)

Note · Jul 15, 2022 – Aug 1, 2022

Form D filed 17 days after the first sale — Hark Capital IV, LP

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 1, 2022 ↗Hark Capital IV, LP — PartnerFacts page ↗

Sources

Form D · Aug 1, 2022 ↗ (Aug 1, 2022)
Hark Capital IV, LP — PartnerFacts page ↗ (Nov 9, 2023)

Note · Aug 21, 2013 – Nov 9, 2023

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Hark IV Series Fund, LLC (latest filing Nov 9, 2023) · No amendment in the last 12 months on an offering that may still be open — Hark Capital IV, LP (latest filing Nov 9, 2023) · No amendment in the last 12 months on an offering that may still be open — Hark Capital IV, LP (latest filing Aug 1, 2022) · No amendment in the last 12 months on an offering that may still be open — Enhanced Credit Supported Loan Fund, LP (latest filing Sep 4, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Nov 9, 2023 ↗Hark IV Series Fund, LLC — PartnerFacts page ↗Form D/A · Nov 9, 2023 ↗Hark Capital IV, LP — PartnerFacts page ↗

Sources

Form D/A · Nov 9, 2023 ↗ (Nov 9, 2023)
Hark IV Series Fund, LLC — PartnerFacts page ↗ (Nov 9, 2023)
Form D/A · Nov 9, 2023 ↗ (Nov 9, 2023)
Hark Capital IV, LP — PartnerFacts page ↗ (Nov 9, 2023)
Form D · Aug 1, 2022 ↗ (Aug 1, 2022)
Form D · Sep 4, 2013 ↗ (Sep 4, 2013)
Enhanced Credit Supported Loan Fund, LP — PartnerFacts page ↗ (Sep 4, 2013)

Worth asking · Jul 3, 2017 – Aug 14, 2017

Rafael Castro is no longer listed on the Aug 14, 2017 amendment — HARK CAPITAL II, LP

Rafael Castro appears on the Jul 3, 2017 Form D (executive officer, director) but not on the Aug 14, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jul 3, 2017 ↗Form D/A · Aug 14, 2017 ↗Rafael Castro — PartnerFacts page ↗HARK CAPITAL II, LP — PartnerFacts page ↗

Sources

Form D · Jul 3, 2017 ↗ (Jul 3, 2017)
Form D/A · Aug 14, 2017 ↗ (Aug 14, 2017)
Rafael Castro — PartnerFacts page ↗
HARK CAPITAL II, LP — PartnerFacts page ↗ (Aug 14, 2017)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 10 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Apr 3, 2026 D Hark Cayman Feeder V, LP File 021-578999	$0	$0	$0 The Investment Manager is entitled to a Management Fee as set forth in the Issuer's offering documents.	None listed on this filing	EDGAR ↗
Nov 25, 2025 D Hark Capital V, LP File 021-565064	$0	$0	$0 The Investment Manager is entitled to a Management Fee as set forth in the Issuer's offering documents.	None listed on this filing	EDGAR ↗
Nov 25, 2025 D Hark V Series Fund, LLC File 021-565066	$0	$0	$0 The Investment Manager is entitled to a Management Fee as set forth in the Issuer's offering documents.	None listed on this filing	EDGAR ↗
Nov 9, 2023 D/A Hark Capital IV, LP File 021-454330	$0	$0	$0 The Investment Manager is entitled to a Management Fee as set forth in the Issuer's offering documents.	Investment Associates AG no CRD number reported PTP Securities, LLC BrokerCheck CRD 136832 ↗	EDGAR ↗
Nov 9, 2023 D/A Hark IV Series Fund, LLC File 021-460174	$0	$0	$0 The Investment Manager is entitled to a Management Fee as set forth in the Issuer's offering documents.	Investment Associates AG no CRD number reported PTP Securities, LLC BrokerCheck CRD 136832 ↗	EDGAR ↗
Aug 1, 2022 D Hark Capital IV, LP File 021-454329	$0	$0	$0 The Investment Manager is entitled to a Management Fee as set forth in the Issuer's offering documents.	None listed on this filing	EDGAR ↗
Jul 15, 2022 D Hark Cayman Feeder IV, LP File 021-452522	$0	$0	$0 The Investment Manager is entitled to a Management Fee as set forth in the Issuer's offering documents.	None listed on this filing	EDGAR ↗
Jul 3, 2017 D HARK CAPITAL II, LP File 021-289930	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 4, 2013 D Enhanced Credit Supported Loan Fund, LP File 021-202294	$0	$0	$0 Issuer and its affiliates will receive customary management fees based upon limited partners' investment in the fund.	None listed on this filing	EDGAR ↗
Sep 4, 2013 D Enhanced Credit Supported Loan FI Feeder Fund, LP File 021-202295	$0	$0	$0 Issuer and its affiliates will receive customary management fees based upon limited partners' investment in the fund.	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Rafael Castro on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Hark

Hark Cayman Feeder V, LP

New York, NY · Apr 3, 2026

Apr 3, 2026 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Principal of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Rafael is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Hark

Hark V Series Fund, LLC

New York, NY · Nov 25, 2025

Nov 25, 2025 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Principal of the Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Rafael is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Hark

Hark Capital V, LP

New York, NY · Nov 25, 2025

Nov 25, 2025 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Principal of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Rafael is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Hark

Hark IV Series Fund, LLC

New York, NY · Sep 28, 2022 → Nov 9, 2023 · 2 filings

Nov 9, 2023 · D/A · $125,000,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Principal of the General Partner of the Issuer) EDGAR ↗
Sep 28, 2022 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Principal of the Manager of the Issuer) EDGAR ↗

Raised $125M from 6 investors as of the latest filing. Rafael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Hark

Hark Capital IV, LP

New York, NY · Aug 1, 2022 → Nov 9, 2023 · 3 filings

Nov 9, 2023 · D/A · $211,000,000 sold of Indefinite · 26 investors · min. $1,000,000 · role: Executive Officer (Principal of the General Partner of the Issuer) EDGAR ↗
Aug 1, 2022 · D · $105,199,000 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (Principal of the General Partner of the Issuer) EDGAR ↗
Aug 1, 2022 · D · $105,199,000 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (Principal of the General Partner of the Issuer) EDGAR ↗

Raised $211M from 26 investors as of the latest filing. Rafael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Hark

Hark Cayman Feeder IV, LP

New York, NY · Jul 15, 2022

Jul 15, 2022 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Principal of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Rafael is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Hark

HARK CAPITAL II, LP

New York, NY · Jul 3, 2017

Jul 3, 2017 · D · $3,950,000 sold of $200,000,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director (MANAGER OF GENERAL PARTNER) EDGAR ↗

Raised $31.6M from 12 investors (16% of the $200M target) as of the latest filing. Rafael is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Hark

Enhanced Credit Supported Loan FI Feeder Fund, LP

New York, NY · Sep 4, 2013

Sep 4, 2013 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Director (Member of General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Rafael is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Hark

Enhanced Credit Supported Loan Fund, LP

New York, NY · Sep 4, 2013

Sep 4, 2013 · D · $10,170,000 sold of Indefinite · 2 investors · min. $170,000 · role: Director (Member of General Partner) EDGAR ↗

Raised $10.2M from 2 investors as of the latest filing. Rafael is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Rafael 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Hark Capital Advisors LLC

Executive Officer · 9 shared filings (6 issuers) · also on 1 other issuer

Hark Capital Advisors LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Hark Capital IV GP, LLC

Executive Officer · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Rafael Castro. Their page shows their other deals.

Management entity

Enhanced Capital Partners, Inc.

Director, Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Rafael Castro. Their page shows their other deals.

Management entity

Hark Capital V GP, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Rafael Castro. Their page shows their other deals.

Management entity

Enhanced CSLF GP, LLC

Director · 2 shared filings (2 issuers)

Listed on the same filings as Rafael Castro. Their page shows their other deals.

Management entity

HARK CAPITAL II GP, LLC

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Rafael Castro. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Rich Davis

Executive Officer, Director · 10 shared filings (7 issuers) · also on 1 other issuer

Rich Davis is on 8 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Doug Cruikshank

Executive Officer · 9 shared filings (6 issuers) · also on 1 other issuer

Doug Cruikshank is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Douglas A. Cruikshank

Director, Executive Officer · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Rafael Castro. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Korengold

Director · 2 shared filings (2 issuers) · also on 12 other issuers

Michael Korengold is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Andrew Paul

Director · 2 shared filings (2 issuers) · also on 20 other issuers

Andrew Paul is on 22 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Hark

7 issuers · 10 filings · $336M reported sold · 2022–2026

HC Hark Cayman Feeder V, LP Pooled Investment Fund · 2026 · listed
HC Hark Capital V, LP Pooled Investment Fund · 2025 · listed
HV Hark V Series Fund, LLC Pooled Investment Fund · 2025 · listed
HC Hark Capital IV, LP Pooled Investment Fund · $211M sold · 2022 · listed
HS Hark IV Series Fund, LLC Pooled Investment Fund · $125M sold · 2022 · listed
HC Hark Capital IV Parallel, LP Pooled Investment Fund · 2022
HC Hark Cayman Feeder IV, LP Pooled Investment Fund · 2022 · listed

One team, 7 deal companies. Rafael Castro is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rafael Castro.

Sponsor group

Hark

4 issuers · 5 filings · $116.7M reported sold · 2013–2017

HC HARK CAPITAL II, LP Pooled Investment Fund · $31.6M sold · 2017 · listed
HC HARK CAPITAL II PARALLEL, LP Pooled Investment Fund · $75M sold · 2017
EC Enhanced Credit Supported Loan Fund, LP Pooled Investment Fund · $10.2M sold · 2013 · listed
EC Enhanced Credit Supported Loan FI Feeder Fund, LP Pooled Investment Fund · 2013 · listed

One team, 4 deal companies. Rafael Castro is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rafael Castro.

Same business address

24 other issuers file from the same address

BTF III, LP New York, NY · 2025
MONEDA LATIN AMERICAN EQUITIES FUND (DELAWARE), LP New York, NY · 2015
Bonaccord Fund II Co-Invest, LP New York, NY · 2024
Bonaccord Capital Partners II-A, L.P. New York, NY · 2022
Bonaccord Capital Partners II, L.P. New York, NY · 2022
Backcast Credit Opportunities Fund II, L.P. New York, NY · 2021
Backcast SG Co-Investment Fund, L.P. New York, NY · 2024
Centre Partners Continuation Fund, L.P. New York, NY · 2023
Centre Partners Continuation Fund (A), L.P. New York, NY · 2023
BCAST Investment Partners, LLC New York, NY · 2022
Hark Capital IV Parallel, LP New York, NY · 2022
Seafood Kitchen Holdings, LLC New York, NY · 2022
Centre Capital VIII Opportunity Fund, L.P. New York, NY · 2022
Patria Infrastructure Fund IV Feeder-C, L.P. New York, NY · 2020
Patria Infrastructure Fund IV-C, L.P. New York, NY · 2020
HARK CAPITAL II PARALLEL, LP New York, NY · 2017
ENHANCED EQUITY FUND III, L.P. New York, NY · 2017
ENHANCED EQUITY FUND II SPV, L.P. New York, NY · 2017
ENHANCED EQUITY FUND I SPV, L.P. New York, NY · 2017
VANTAGEPOINT HOLDINGS, INC. New York, NY · 2011
OptMed, Inc. New York, NY · 2009
MEDTEST HOLDINGS, INC. New York, NY · 2011
Enhanced Small Business Investment Company, L.P. New York, NY · 2012
Specialty Therapeutic Care Holdings, Inc. New York, NY · 2010

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 9 of the 9 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Hark Cayman Feeder V, LP, Hark V Series Fund, LLC, Hark Capital V, LP, Hark IV Series Fund, LLC, Hark Capital IV, LP, Hark Cayman Feeder IV, LP, HARK CAPITAL II, LP, Enhanced Credit Supported Loan FI Feeder Fund, LP, Enhanced Credit Supported Loan Fund, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Rafael Castro by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Rafael Castro is listed on: none on file. No website or social profile named in Hark Capital IV, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #113,113 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Rafael Castro appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Rafael Castro

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

7 bankruptcy cases name the subject or team members

Rafael Castro appears on 1 deal that stopped filing before reaching its target

Paid seller listed without a CRD number: Investment Associates AG — Hark Capital IV, LP

Paid seller listed without a CRD number: Investment Associates AG — Hark IV Series Fund, LLC

Form D filed 17 days after the first sale — Hark Capital IV, LP

Form D filed 17 days after the first sale — Hark Capital IV, LP

4 offerings have no amendment in the last 12 months and may still be open

Rafael Castro is no longer listed on the Aug 14, 2017 amendment — HARK CAPITAL II, LP

5. Money to insiders

Deals 9

People around Rafael 11

The team behind the deals

24 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person