Sponsor Check › Person
Related person on Form D filings · address state as listed: CA · listed Aug 23, 2017 → Oct 22, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: Oct 23, 2026, 9:38 PM ET
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
Not yet searched.
Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 23, 2026, 9:38 PM ET; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
None found in sources searched.
Not yet searched.
Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
1 of 8 offerings reports sales commissions totalling $10,000,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 22, 2026 D/A File 021-542606 | $10,000,000 (est.) | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ via J.P. Morgan Securities LLC (CRD 79 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) Unicorn Strategic Capital no CRD number reported Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗) Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) CAIS Capital LLC BrokerCheck CRD 154512 ↗ via CAIS Capital LLC (CRD 154512 ↗) iCapital Markets LLC BrokerCheck CRD 118219 ↗ via iCapital Markets LLC (CRD 118219 ↗) LPL Financial LLC BrokerCheck CRD 6413 ↗ via LPL Financial LLC (CRD 6413 ↗) LPL Enterprise, LLC BrokerCheck CRD 8733 ↗ via LPL Enterprise, LLC (CRD 8733 ↗) Steward Partners Investment Solutions, LLC BrokerCheck CRD 1254 ↗ via Steward Partners Investment Solutions, LLC (CRD 1254 ↗) |
| EDGAR ↗ | Sep 19, 2024 D File 021-524535 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 11, 2023 D File 021-481430 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 8, 2022 D File 021-436313 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 4, 2022 D File 021-432425 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 30, 2018 D File 021-318030 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 18, 2018 D File 021-310451 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 23, 2017 D File 021-293353 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | VistaOne, L.P. group: Vista Equity | Director | Oct 22, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,671,296,471 | 4192 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | FREIGHT TOPCO, LLC group: Topco | Executive Officer, Director Ms. Arnold is a manager of the Issuer. | Sep 19, 2024 | D | $129,615,776 similar: $500,000–$7,000,000 | $129,615,776 | 22 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | BULLWHIP TOPCO, LLC group: Topco | Executive Officer, Director Ms. Arnold is a manager of the Issuer. | May 11, 2023 | D | $175,276,600 similar: $500,000–$7,000,000 | $175,276,600 | 73 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | JEB TOPCO, LLC | Executive Officer, Director Ms. Arnold is a manager of the Issuer. | Mar 8, 2022 | D | $117,159,914 similar: $500,000–$7,000,000 | $117,159,914 | 60 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ALVA TOPCO, LLC group: Topco | Executive Officer, Director Ms. Arnold is a manager of the Issuer. | Feb 4, 2022 | D | $163,100,000 similar: $500,000–$7,000,000 | $163,100,000 | 8 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | SEBASTES TOPCO, LLC group: Topco | Executive Officer, Director MS. ARNOLD IS A MANAGER OF THE ISSUER | Jul 30, 2018 | D | $38,407,527 similar: $500,000–$7,000,000 | $38,407,527 | 11 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | SEBASTES TOPCO, LLC group: Topco | Executive Officer, Director MS. ARNOLD IS A MANAGER OF THE ISSUER | Apr 18, 2018 | D | $74,800,000 similar: $500,000–$7,000,000 | $74,800,000 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | SELENE TOPCO, LLC group: Topco | Director Ms. Arnold is a manager of the Issuer. | Aug 23, 2017 | D | $65,714,286 similar: $500,000–$7,000,000 | $65,714,286 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as RACHEL ARNOLD. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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