JOSH GRAY is listed as an executive officer and director on 3 SEC Form D filings by 3 issuers between Sep 2019 and May 2023: BULLWHIP TOPCO, LLC (San Francisco, CA — industry reported as "Other" — 2023; $175.3M reported sold to 73 investors), DEARBORN TOPCO LLC (San Francisco, CA — industry reported as "Other" — 2019; $125.1M reported sold to 12 investors) and JEB TOPCO, LLC (Austin, TX — industry reported as "Other" — 2022; $117.2M reported sold to 60 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $417.5M sold in total.
Listed alongside RACHEL ARNOLD (2 shared filings), ABHAY PUSKOOR (1 shared filing), JUSTIN CHO (1 shared filing), Olga Kaplan (1 shared filing), RYAN MCMORROW (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOSH. Each name links to their own page.
2 of the issuers belong to the sponsor group Kirkland (15 issuers, $1.79B reported sold, 2009–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Kirkland has 15 companies on file and $1.79B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for JOSH GRAY and found 3 differences: Form D filed 40 days after the first sale; Same name, different state: "Josh Gray" (NY or MA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.