RA CONCEPTS GP LLC is a management entity listed as an executive officer on 3 SEC Form D filings by 2 issuers between Apr 2024 and Jun 2025: Research Affiliates Multi-Asset Global Premia LP (Newport Beach, CA — pooled investment fund — 2024–2025; $2.15M reported sold to 10 investors) and Research Affiliates US Value Opportunities LP (Newport Beach, CA — other banking and financial services — 2024; $1.64M reported sold to 22 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $3.79M sold in total.
All 2 issuers belong to the sponsor group Research Affiliates (2 issuers, $3.79M reported sold, 2023–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Research Affiliates has 2 companies on file and $3.79M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for RA CONCEPTS GP LLC and found 4 differences, 1 worth asking the sponsor about: RA CONCEPTS GP LLC is no longer listed on the Apr 1, 2025 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.