Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CA · Mar 28, 2013 → Nov 13, 2014
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:03 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
QI Kumar WANG is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Mar 2013 and Nov 2014: PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD (Newport Beach, CA — pooled investment fund — 2013–2014; $2.25B reported sold to 95 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside ALFRED T. MURATA (3 shared filings), ANDREW TAYLOR VADEN (3 shared filings), BRENT R. HARRIS (3 shared filings), Brent L. Holden (3 shared filings), CHRIS P. DIALYNAS (3 shared filings) and 52 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around QI. Each name links to their own page.
The issuer belongs to the sponsor group Pimco (263 issuers, $128.51B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Pimco has 263 companies on file and $128.51B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 7 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for QI Kumar WANG and found 6 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Douglas Michael Hodge (Aug 3, 2021); QI Kumar WANG is no longer listed on the Nov 16, 2015 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for QI Kumar WANG has not run yet — it is joining a line of 32,540 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
7 cases: 6 closed (disposition not in docket feed), 1 dismissed
890 Other statutory actions
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:03 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched QI Kumar WANG..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
2 cases: 2 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:03 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
6 differences found between the filings for QI Kumar WANG — 2 worth asking about (compared 3 filings on Oct 24, 2026)
A ap release dated Aug 3, 2021 names DOUGLAS M. HODGE (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
By role: plaintiff in 3. Newest: "Qi Wang v. United States Department of Homeland Security" (District Court, C.D. California, Apr 18, 2024); "Qi Wang v. U.S. Citizenship and Immigration Services" (District Court, C.D. California, Sep 16, 2021); "Qi Wang v. Richard K. Rogers" (District Court, C.D. California, Jun 24, 1998). Some of these are name matches with a match estimate below 95% — check each docket.
What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.
QI Kumar WANG appears on the Nov 13, 2014 Form D/A (executive officer) but not on the Nov 16, 2015 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
This page covers filings where the address state is CA. A separate record, "Qi Wang" with address state E9, is listed on 4 filings — most recently by PIMCO ILS Fund SP I, A Segregated Portfolio of PIMCO ILS Series SPC (Dec 2, 2022). The two records do not overlap in time: this page runs Mar 28, 2013 to Nov 13, 2014; the other runs Feb 13, 2018 to Dec 2, 2022.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "Qi Wang" with address state A1, is listed on 2 filings — most recently by Fan Tuan Holding Ltd. (Apr 16, 2020). The two records do not overlap in time: this page runs Mar 28, 2013 to Nov 13, 2014; the other has one filing dated Apr 16, 2020.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the Apr 9, 2009 filing give George Town, Grand Cayman, Cayman Islands (as filed: E9); on the Apr 2, 2010 filing they give Newport Beach, CA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Nov 13, 2014 D/A PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD File 021-116300 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named QI Kumar WANG on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $2.25B from 95 investors as of the latest filing. QI is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
Listed on the same filings as QI Kumar WANG. Their page shows their other deals.
John M. Miller is on 83 issuers in total — a repeat sponsor. Their page lists every one.
ALFRED T. MURATA is on 185 issuers in total — a repeat sponsor. Their page lists every one.
PETER G. STRELOW is on 207 issuers in total — a repeat sponsor. Their page lists every one.
DANIEL J. IVASCYN is on 240 issuers in total — a repeat sponsor. Their page lists every one.
Vineer Bhansali is on 108 issuers in total — a repeat sponsor. Their page lists every one.
MARK R. KIESEL is on 219 issuers in total — a repeat sponsor. Their page lists every one.
ROBERT O. YOUNG is on 130 issuers in total — a repeat sponsor. Their page lists every one.
Thomas Otterbein is on 152 issuers in total — a repeat sponsor. Their page lists every one.
Brent L. Holden is on 106 issuers in total — a repeat sponsor. Their page lists every one.
DOUGLAS M. HODGE is on 124 issuers in total — a repeat sponsor. Their page lists every one.
David C. Lown is on 113 issuers in total — a repeat sponsor. Their page lists every one.
SCOTT A. MATHER is on 178 issuers in total — a repeat sponsor. Their page lists every one.
BRENT R. HARRIS is on 155 issuers in total — a repeat sponsor. Their page lists every one.
LEW W. JACOBS IV is on 115 issuers in total — a repeat sponsor. Their page lists every one.
Jonathan D. Short is on 102 issuers in total — a repeat sponsor. Their page lists every one.
Sabrina C. Callin is on 107 issuers in total — a repeat sponsor. Their page lists every one.
DAVID C. FLATTUM is on 196 issuers in total — a repeat sponsor. Their page lists every one.
MIHIR P. WORAH is on 149 issuers in total — a repeat sponsor. Their page lists every one.
CURTIS MEWBOURNE is on 107 issuers in total — a repeat sponsor. Their page lists every one.
CHRIS P. DIALYNAS is on 155 issuers in total — a repeat sponsor. Their page lists every one.
Wendy W. Cupps is on 98 issuers in total — a repeat sponsor. Their page lists every one.
Susan L. Wilson is on 111 issuers in total — a repeat sponsor. Their page lists every one.
STEPHEN A. RODOSKY is on 148 issuers in total — a repeat sponsor. Their page lists every one.
THIBAULT CHRISTIAN STRACKE is on 184 issuers in total — a repeat sponsor. Their page lists every one.
Saumil H. Parikh is on 80 issuers in total — a repeat sponsor. Their page lists every one.
Jennifer S. Bridwell is on 118 issuers in total — a repeat sponsor. Their page lists every one.
Douglas J. Ongaro is on 107 issuers in total — a repeat sponsor. Their page lists every one.
JAMES F. MOORE is on 116 issuers in total — a repeat sponsor. Their page lists every one.
Suhail H. Dada is on 74 issuers in total — a repeat sponsor. Their page lists every one.
RAVINDER KUMAR MATTU is on 62 issuers in total — a repeat sponsor. Their page lists every one.
MICHAEL A. GOMEZ is on 117 issuers in total — a repeat sponsor. Their page lists every one.
WILLIAM G. DE LEON is on 104 issuers in total — a repeat sponsor. Their page lists every one.
JENNIFER E. DURHAM is on 127 issuers in total — a repeat sponsor. Their page lists every one.
ANDREW TAYLOR VADEN is on 93 issuers in total — a repeat sponsor. Their page lists every one.
JEROME M. SCHNEIDER is on 150 issuers in total — a repeat sponsor. Their page lists every one.
ERIC MICHAEL SUTHERLAND is on 125 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as QI Kumar WANG. Their page shows their other deals.
Michelle Wilson-Clarke is on 147 issuers in total — a repeat sponsor. Their page lists every one.
MOHIT MITTAL is on 183 issuers in total — a repeat sponsor. Their page lists every one.
One team, 263 deal companies. QI Kumar WANG is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name QI Kumar WANG.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 1 of the 1 issuer this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to QI Kumar WANG by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.
Websites and social links of the issuers QI Kumar WANG is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.
One-tap searches on sites we do not index ourselves, with the name pre-filled (Newport Beach, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when QI Kumar WANG appears on a new Form D, or when a court case or SEC action is matched to them. See plans →