PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:52 AM ET

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PHILIP LUKOWSKI

Named as an officer, director or promoter on SEC Form D filings · IL · May 2, 2017 → Mar 31, 2025

19deals (issuers)
$4.21Breported sold
753investors
23Form D filings
2017–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

PHILIP LUKOWSKI is listed as an executive officer, director, and promoter on 23 SEC Form D filings by 19 issuers between Jan 2011 and Mar 2025. Largest by amount reported sold: WATERTON RESIDENTIAL PROPERTY VENTURE XV NON-U.S., L.P. (Chicago, IL — pooled investment fund — 2022–2023; $1.54B reported sold to 3 investors), WATERTON RESIDENTIAL PROPERTY VENTURE XV, L.P. (Chicago, IL — pooled investment fund — 2022–2023; $1.54B reported sold to 18 investors), Waterton Residential Property Venture XI, L.P. (Chicago, IL — pooled investment fund — 2011; $437M reported sold to 6 investors), WATERTON RESIDENTIAL PROPERTY VENTURE XII, L.P. (Chicago, IL — pooled investment fund — 2014–2015; $385M reported sold to 12 investors), Waterton Residential Property Venture XIII, L.P. (Chicago, IL — pooled investment fund — 2017; $234.4M reported sold to 14 investors) and 14 more (all listed below).

What this means That is a lot of deals — 19 separate companies raised money with this person listed as executive officer, director, and promoter, over about 14 years. Across those companies the filings report $4.21B sold in total.

Listed alongside DAVID R. SCHWARTZ (19 shared filings), RICK HURD (19 shared filings), MICHELLE C. WELLS (18 shared filings), ERIN H. ANKIN (16 shared filings), DOUGLAS G. DENYER (7 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around PHILIP. Each name links to their own page.

All 19 issuers belong to the sponsor group Waterton (33 issuers, $4.31B reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Waterton has 33 companies on file and $4.31B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 10 court cases matching the name listed in Key records below.

What this means 10 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 23 public filings for PHILIP LUKOWSKI and found 6 differences, 1 worth asking the sponsor about: PHILIP LUKOWSKI appears on 8 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for PHILIP LUKOWSKI has not run yet — it is joining a line of 21,088 names; searches run around the clock at the hosts' allowed rate. Searched so far: 326 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

10 cases: 1 open, 5 closed (disposition not in docket feed), 3 dismissed, 1 judgment

Lukowski v. Horizon Therapeutics USA, Inc. open
District Court, N.D. Illinois · No. 1:23-cv-03569 · Filed Jun 20, 2023
Role of Lukowski: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in the person's filing state (IL)
Lukowski v. Horizon Therapeutics USA, Inc. closed
District Court, N.D. California · No. 5:23-cv-01159 · Filed Mar 15, 2023 · Closed Jun 16, 2023
Role of Lukowski: Plaintiff · Outcome: Terminated 2023-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in CA (not a filing state)
Lukowski v. Boehringer Ingelheim Corporation closed
District Court, S.D. Florida · No. 3:23-cv-17254 · Filed Mar 6, 2023 · Closed Mar 6, 2023
Role of Lukowski: Plaintiff · Outcome: Terminated 2023-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in FL (not a filing state)
Lukowski v. LendingClub Corporation dismissed
District Court, N.D. Illinois · No. 1:20-cv-00177 · Filed Jan 9, 2020 · Closed Jun 17, 2020 · Nature of suit: 480 Consumer credit
Role of Lukowski: Plaintiff · Outcome: Terminated 2020-06-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in the person's filing state (IL)
Lukowski v. U.S. Bank Trust, N.A., as Trustee for LSF9 Master Participation Trust dismissed
District Court, N.D. California · No. 3:18-cv-06298 · Filed Oct 15, 2018 · Closed Apr 23, 2019 · Nature of suit: Real Property: Other · Cause: 28:1332 Diversity-(Citizenship)
Role of Lukowski: Plaintiff · Outcome: Terminated 2019-04-23 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in CA (not a filing state)
U.S. Bank Trust, N.A., as Trustee for LSF9 Master Participation Trust v. Lukowski closed
District Court, N.D. California · No. 4:17-cv-03112 · Filed May 31, 2017 · Closed Aug 21, 2017 · Nature of suit: 290 Real Property: Other · Cause: 28:1441 Petition for Removal- Account Receivable
Role of Lukowski: Defendant · Outcome: Terminated 2017-08-21 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in CA (not a filing state)
Lukowski v. CSX Transportation, Inc. judgment
District Court, N.D. Ohio · No. 3:03-cv-07031 · Filed Jan 24, 2003 · Closed Aug 20, 2004 · Nature of suit: 330 Federal employers' liability
Role of Lukowski: Plaintiff · Outcome: Terminated 2004-08-20 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in OH (not a filing state)
LUKOWSKI v. CSX TRANSPORTATION, ET AL closed
District Court, N.D. Indiana · No. · Filed Jul 15, 2002 · Closed Jan 6, 2003 · Nature of suit: 330 Federal employers' liability
Role of LUKOWSKI: Plaintiff · Outcome: Terminated 2003-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in IN (not a filing state)
Lukowski v. CSX Transportation closed
District Court, N.D. Indiana · No. 2:02-cv-00292 · Filed Jul 15, 2002 · Closed Jan 6, 2003 · Nature of suit: 190 Other contract actions
Role of Lukowski: Plaintiff · Outcome: Terminated 2003-01-06 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in IN (not a filing state)
Lukowski v. Calpine Corporation dismissed
District Court, N.D. California · No. 4:02-cv-01368 · Filed Mar 20, 2002 · Closed Oct 24, 2005 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Lukowski: Plaintiff · Outcome: Terminated 2005-10-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 17 federal dockets); surname only in the caption; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched PHILIP LUKOWSKI..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for PHILIP LUKOWSKI — 1 worth asking about (compared 23 filings on Oct 24, 2026)

Worth asking · Jan 27, 2011 – Apr 14, 2022

PHILIP LUKOWSKI appears on 8 deals that stopped filing before reaching their target

WRPV XIV SHOREHAM-TIDES CO-INVEST, L.P. (last filing Apr 14, 2022; $0 sold of $100,000,000); WATERTON RESIDENTIAL PROPERTY VENTURE XIV NON-U.S., L.P. (last filing May 22, 2020; $0 sold of $1,250,000,000); WATERTON RESIDENTIAL PROPERTY VENTURE XIV, L.P. (last filing May 22, 2020; $0 sold of $1,250,000,000); WATERTON VENTURE XIII HOLDINGS, L.L.C. (last filing Dec 8, 2017; $55,000 sold of $125,000); Waterton Residential Property Venture XIII, L.P. (last filing May 2, 2017; $234,375,000 sold of $750,000,000); Waterton Venture XII Holdings, L.L.C. (last filing Jan 15, 2015; $0 sold of $125,000); and 2 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

WRPV XIV SHOREHAM-TIDES CO-INVEST, L.P. — PartnerFacts page ↗WATERTON RESIDENTIAL PROPERTY VENTURE XIV NON-U.S., L.P. — PartnerFacts page ↗WATERTON RESIDENTIAL PROPERTY VENTURE XIV, L.P. — PartnerFacts page ↗WATERTON VENTURE XIII HOLDINGS, L.L.C. — PartnerFacts page ↗
Sources
Note · Nov 22, 2017 – Dec 8, 2017

Form D filed 16 days after the first sale — WATERTON VENTURE XIII HOLDINGS, L.L.C.

The filing says the first sale was Nov 22, 2017. The Form D was filed Dec 8, 2017 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 8, 2017 ↗WATERTON VENTURE XIII HOLDINGS, L.L.C. — PartnerFacts page ↗
Sources
Note · Apr 4, 2014 – Apr 22, 2014

Form D filed 18 days after the first sale — WATERTON RESIDENTIAL PROPERTY VENTURE XII, L.P.

The filing says the first sale was Apr 4, 2014. The Form D was filed Apr 22, 2014 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 22, 2014 ↗WATERTON RESIDENTIAL PROPERTY VENTURE XII, L.P. — PartnerFacts page ↗
Sources
Note · Feb 3, 2011 – Dec 19, 2023

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — WATERTON RESIDENTIAL PROPERTY VENTURE XV, L.P. (latest filing Dec 19, 2023) · No amendment in the last 12 months on an offering that may still be open — WATERTON RESIDENTIAL PROPERTY VENTURE XV NON-U.S., L.P. (latest filing Dec 19, 2023) · No amendment in the last 12 months on an offering that may still be open — WATERTON VENTURE XIII HOLDINGS, L.L.C. (latest filing Dec 8, 2017) · No amendment in the last 12 months on an offering that may still be open — Waterton Residential Property Venture XIII, L.P. (latest filing May 2, 2017) · No amendment in the last 12 months on an offering that may still be open — WATERTON RESIDENTIAL PROPERTY VENTURE XII, L.P. (latest filing May 7, 2015) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Dec 19, 2023 ↗WATERTON RESIDENTIAL PROPERTY VENTURE XV, L.P. — PartnerFacts page ↗Form D/A · Dec 19, 2023 ↗WATERTON RESIDENTIAL PROPERTY VENTURE XV NON-U.S., L.P. — PartnerFacts page ↗
Sources
Note · Apr 22, 2014 – May 7, 2015

Minimum investment changed between filings — WATERTON RESIDENTIAL PROPERTY VENTURE XII, L.P.

The Apr 22, 2014 filing lists a minimum of $40,000,000; the May 7, 2015 Form D/A lists $10,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 22, 2014 ↗Form D/A (later) · May 7, 2015 ↗WATERTON RESIDENTIAL PROPERTY VENTURE XII, L.P. — PartnerFacts page ↗
Sources
Note · Jan 27, 2011 – May 2, 2017

PHILIP LUKOWSKI is written 2 different ways on the filings

listed as "Philip J. Lukowski" on 7 filings (from Jan 27, 2011), and "Philip Lukowski" on 16 filings (from May 2, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 27, 2011 ↗Form D · May 2, 2017 ↗PHILIP LUKOWSKI — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

9 of 19 offerings report sales commissions totalling $9,217,500; 1 reports finder's fees totalling $1,000,000; 1 reports proceeds to related persons totalling $240,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 31, 2025 D
WRPV XV CREDIT CO-INVEST, L.P.
File 021-542589
$0 (est.)$0 (est.)$0 (est.)
An affiliate of the general partner is entitled to carried interest. The investment manager is entitled to a management fee. Such carried interest and management fees are fully disclosed in the Issuer's confidential governing documents.
None listed on this filingEDGAR ↗
Jan 11, 2024 D
WATERTON VENTURE XV HOLDINGS, L.L.C.
File 021-502136
$6,250$0$0CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

SCOTT HARRISON BrokerCheck CRD 4981070 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

LORI MAYFIELD BrokerCheck CRD 4899271 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 19, 2023 D/A
WATERTON RESIDENTIAL PROPERTY VENTURE XV NON-U.S., L.P.
File 021-467940
$0 (est.)$0 (est.)$0 (est.)
An affiliate of the general partner is entitled to carried interest. The investment manager is entitled to a management fee. Such carried interest and management fees are fully disclosed in the Issuer's confidential offering materials.
ACCORD CAPITAL PARTNERS LLC BrokerCheck CRD 166498 ↗EDGAR ↗
Dec 19, 2023 D/A
WATERTON RESIDENTIAL PROPERTY VENTURE XV, L.P.
File 021-467941
$0 (est.)$0 (est.)$0 (est.)
An affiliate of the general partner is entitled to carried interest. The investment manager is entitled to a management fee. Such carried interest and management fees are fully disclosed in the Issuer's confidential offering materials.
ACCORD CAPITAL PARTNERS LLC BrokerCheck CRD 166498 ↗EDGAR ↗
Jan 27, 2023 D
WRPV XIV TIDES REIT, L.L.C.
File 021-471967
$6,250$0$0CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

SCOTT HARRISON BrokerCheck CRD 4981070 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

LORI MAYFIELD BrokerCheck CRD 4899271 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 27, 2023 D
WRPV XIV SHOREHAM REIT, L.L.C.
File 021-471966
$6,250$0$0CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

SCOTT HARRISON BrokerCheck CRD 4981070 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

LORI MAYFIELD BrokerCheck CRD 4899271 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)
EDGAR ↗
Apr 14, 2022 D
WRPV XIV SHOREHAM-TIDES CO-INVEST, L.P.
File 021-441950
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. Such carried interest and management fees are fully disclosed in the Issuer's confidential offering materials.
EVERCOREL GROUP L.L.C. BrokerCheck CRD 42405 ↗EDGAR ↗
Feb 4, 2021 D/A
WATERTON VENTURE XIV HOLDINGS, L.L.C.
File 021-387505
$6,250$0$0CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

SCOTT HARRISON BrokerCheck CRD 4981070 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

LORI MAYFIELD BrokerCheck CRD 4899271 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

CHARLES B. MATHES BrokerCheck CRD 5980160 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)
EDGAR ↗
May 22, 2020 D
WATERTON RESIDENTIAL PROPERTY VENTURE XIV NON-U.S., L.P.
File 021-367618
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. Such carried interest and management fees are fully disclosed in the Issuer's confidential offering materials.
EVERCORE GROUP L.L.C. BrokerCheck CRD 42405 ↗EDGAR ↗
May 22, 2020 D
WATERTON RESIDENTIAL PROPERTY VENTURE XIV, L.P.
File 021-367619
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. Such carried interest and management fees are fully disclosed in the Issuer's confidential offering materials.
EVERCORE GROUP L.L.C. BrokerCheck CRD 42405 ↗EDGAR ↗
Oct 9, 2018 D
Waterton Residential Property Venture XIII Edge Co-Invest L.P.
File 021-322990
$0$0$0 (est.)
Does not include quarterly management fee payable to the Investment Manager and property management and construction management fees payable to an affiliate of the General Partner under the operating documents.
None listed on this filingEDGAR ↗
Apr 30, 2018 D
Waterton Venture XIII Investor II, L.L.C.
File 021-311317
$0$0$0None listed on this filingEDGAR ↗
Dec 8, 2017 D
WATERTON VENTURE XIII HOLDINGS, L.L.C.
File 021-300308
$6,250 (est.)$0$0CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

SCOTT HARRISON BrokerCheck CRD 4981070 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

PHYLLIS JOHNSON BrokerCheck CRD 1020488 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

LORI MAYFIELD BrokerCheck CRD 4899271 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)
EDGAR ↗
May 2, 2017 D
Waterton Residential Property Venture XIII, L.P.
File 021-285890
$0$0$0
Does not include quarterly management fee payable to the Investment Manager and property management and construction management fees payable to an affiliate of the General Partner under the operating documents.
None listed on this filingEDGAR ↗
May 7, 2015 D/A
WATERTON RESIDENTIAL PROPERTY VENTURE XII, L.P.
File 021-215978
$0$1,000,000 (est.)$0 (est.)PARK MADISON PARTNERS LLC BrokerCheck CRD 140016 ↗
via PARK MADISON PARTNERS LLC (CRD 140016 ↗)
EDGAR ↗
Jan 15, 2015 D
Waterton Venture XII Holdings, L.L.C.
File 021-232302
$6,250 (est.)$0$0 (est.)Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Christopher Scott Harrison BrokerCheck CRD 198070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 17, 2011 D
WATERTON RESIDENTIAL PROPERTY VENTURE XI (PF-1), L.P.
File 021-155517
$860,000 (est.)$0$0 (est.)PARK MADISON PARTNERS LLC BrokerCheck CRD 140016 ↗
via PARK MADISON PARTNERS LLC (CRD 140016 ↗)
EDGAR ↗
Feb 17, 2011 D
Waterton Residential Property Venture XI, L.P.
File 021-155521
$6,640,000 (est.)$0$0 (est.)PARK MADISON PARTNERS LLC BrokerCheck CRD 140016 ↗
via PARK MADISON PARTNERS LLC (CRD 140016 ↗)
EDGAR ↗
Jan 27, 2011 D
Waterton Fund X Investors, L.L.C.
File 021-154500
$1,680,000 (est.)$0$240,000 (est.)CHAUNER SECURITIES, INC. BrokerCheck CRD 10075 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 19

Every issuer that named Philip Lukowski on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WX
Pooled Investment Fund · group: Waterton

WRPV XV CREDIT CO-INVEST, L.P.

Chicago, IL · Mar 31, 2025
  • Mar 31, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Partner, Portfolio Management) EDGAR ↗

No sales reported yet as of the latest filing. Philip is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WV
REITS and Finance · group: Waterton

WATERTON VENTURE XV HOLDINGS, L.L.C.

Chicago, IL · Jan 11, 2024
  • Jan 11, 2024 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Promoter (Managing Partner, Portfolio Management of the Investment Manager) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Philip is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WR
Pooled Investment Fund · group: Waterton

WATERTON RESIDENTIAL PROPERTY VENTURE XV, L.P.

Chicago, IL · Dec 19, 2022 → Dec 19, 2023 · 2 filings
  • Dec 19, 2023 · D/A · $1,539,850,000 sold of $2,000,000,000 · 18 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Partner, Portfolio Management of the Investment Manager) EDGAR ↗
  • Dec 19, 2022 · D · $0 sold of $2,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Partner, Portfolio Management of the Investment Manager of the Issuer) EDGAR ↗

Raised $1.54B from 18 investors (77% of the $2B target) as of the latest filing. Philip is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WR
Pooled Investment Fund · group: Waterton

WATERTON RESIDENTIAL PROPERTY VENTURE XV NON-U.S., L.P.

Chicago, IL · Dec 19, 2022 → Dec 19, 2023 · 2 filings
  • Dec 19, 2023 · D/A · $1,539,850,000 sold of $2,000,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Partner, Portfolio Management of the Investment Manager) EDGAR ↗
  • Dec 19, 2022 · D · $0 sold of $2,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Partner, Portfolio Management of the Investment Manager of the Issuer) EDGAR ↗

Raised $1.54B from 3 investors (77% of the $2B target) as of the latest filing. Philip is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WX
REITS and Finance · group: Waterton

WRPV XIV TIDES REIT, L.L.C.

Chicago, IL · Jan 27, 2023
  • Jan 27, 2023 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Promoter (Executive Vice President and Chief Portfolio Manager of the Investment Manager) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Philip is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WX
REITS and Finance · group: Waterton

WRPV XIV SHOREHAM REIT, L.L.C.

Chicago, IL · Jan 27, 2023
  • Jan 27, 2023 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Promoter (Executive Vice President and Chief Portfolio Manager of the Investment Manager) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Philip is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WX
Pooled Investment Fund · group: Waterton

WRPV XIV SHOREHAM-TIDES CO-INVEST, L.P.

Chicago, IL · Apr 14, 2022
  • Apr 14, 2022 · D · $0 sold of $100,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Executive Vice President and Chief Portfolio Manager of the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. Philip is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WV
REITS and Finance · group: Waterton

WATERTON VENTURE XIV HOLDINGS, L.L.C.

Chicago, IL · Jan 27, 2021 → Feb 4, 2021 · 2 filings
  • Feb 4, 2021 · D/A · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Promoter (Executive Vice President and Chief Portfolio Manager of the Investment Manager) EDGAR ↗
  • Jan 27, 2021 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer, Promoter (Executive Vice President and Chief Portfolio Manager of the Investment Manager) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Philip is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WR
Pooled Investment Fund · group: Waterton

WATERTON RESIDENTIAL PROPERTY VENTURE XIV, L.P.

Chicago, IL · May 22, 2020
  • May 22, 2020 · D · $0 sold of $1,250,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Executive Vice President and Chief Portfolio Manager of the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. Philip is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WR
Pooled Investment Fund · group: Waterton

WATERTON RESIDENTIAL PROPERTY VENTURE XIV NON-U.S., L.P.

Chicago, IL · May 22, 2020
  • May 22, 2020 · D · $0 sold of $1,250,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Executive Vice President and Chief Portfolio Manager of the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. Philip is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WR
Pooled Investment Fund · group: Waterton

Waterton Residential Property Venture XIII Edge Co-Invest L.P.

Chicago, IL · Oct 9, 2018
  • Oct 9, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Vice President and Chief Portfolio Manager of the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. Philip is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WV
Investing · group: Waterton

Waterton Venture XIII Investor II, L.L.C.

Chicago, IL · Apr 30, 2018
  • Apr 30, 2018 · D · $7,150,000 sold of $7,150,000 · 15 investors · min. $250,000 · role: Executive Officer (Authorized Person of Waterton Venture XIII GP, L.L.C., the Manager of the Issuer) EDGAR ↗

Raised $7.15M from 15 investors (100% of the $7.15M target) as of the latest filing. Philip is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WV
REITS and Finance · group: Waterton

WATERTON VENTURE XIII HOLDINGS, L.L.C.

Chicago, IL · Dec 8, 2017
  • Dec 8, 2017 · D · $55,000 sold of $125,000 · 55 investors · min. $1,000 · role: Executive Officer, Director EDGAR ↗

Raised $55K from 55 investors (44% of the $125K target) as of the latest filing. Philip is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WR
Pooled Investment Fund · group: Waterton

Waterton Residential Property Venture XIII, L.P.

Chicago, IL · May 2, 2017
  • May 2, 2017 · D · $234,375,000 sold of $750,000,000 · 14 investors · min. No minimum reported · role: Executive Officer (Executive Vice President and Chief Portfolio Manager of the Investment Manager) EDGAR ↗

Raised $234.4M from 14 investors (31% of the $750M target) as of the latest filing. Philip is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WR
Pooled Investment Fund · group: Waterton

WATERTON RESIDENTIAL PROPERTY VENTURE XII, L.P.

Chicago, IL · Apr 22, 2014 → May 7, 2015 · 2 filings
  • May 7, 2015 · D/A · $385,000,000 sold of $500,000,000 · 12 investors · min. $10,000,000 · role: Executive Officer (Chief Portfolio Manager of Waterton Associates, L.L.C., the Sponsor of the Issuer) EDGAR ↗
  • Apr 22, 2014 · D · $170,000,000 sold of $500,000,000 · 3 investors · min. $40,000,000 · role: Executive Officer (Chief Portfolio Manager of Waterton Associates, L.L.C., the Sponsor of the Issuer) EDGAR ↗

Raised $385M from 12 investors (77% of the $500M target) as of the latest filing. Philip is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WV
REITS and Finance · group: Waterton

Waterton Venture XII Holdings, L.L.C.

Chicago, IL · Jan 15, 2015
  • Jan 15, 2015 · D · $0 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Chief Portfolio Manager of Waterton Associates, L.L.C., the Sponsor of the Issuer) EDGAR ↗

125 investors reported; no amount sold yet as of the latest filing. Philip is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WR
Pooled Investment Fund · group: Waterton

Waterton Residential Property Venture XI, L.P.

Chicago, IL · Feb 17, 2011
  • Feb 17, 2011 · D · $437,000,000 sold of $500,000,000 · 6 investors · min. $5,000,000 · role: Executive Officer (CHIEF ASSET MANAGER OF WATERTON ASSOCIATES, L.L.C., THE SPONSOR OF THE ISSUER) EDGAR ↗

Raised $437M from 6 investors (87% of the $500M target) as of the latest filing. Philip is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WR
Pooled Investment Fund · group: Waterton

WATERTON RESIDENTIAL PROPERTY VENTURE XI (PF-1), L.P.

Chicago, IL · Feb 17, 2011
  • Feb 17, 2011 · D · $63,000,000 sold of $500,000,000 · 5 investors · min. $5,000,000 · role: Executive Officer (CHIEF ASSET MANAGER OF WATERTON ASSOCIATES, L.L.C., THE SPONSOR OF THE ISSUER) EDGAR ↗

Raised $63M from 5 investors (13% of the $500M target) as of the latest filing. Philip is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WF
Investing · group: Waterton

Waterton Fund X Investors, L.L.C.

Chicago, IL · Jan 27, 2011
  • Jan 27, 2011 · D · $0 sold of $21,000,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Philip is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Philip 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WA
Management entity

Waterton Associates L.L.C.

Promoter · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Philip Lukowski. Their page shows their other deals.

WV
Management entity

Waterton Venture XIII GP, L.L.C.

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Philip Lukowski. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID R. SCHWARTZ

Executive Officer, Director, Promoter · 19 shared filings (15 issuers) · also on 1 other issuer

DAVID R. SCHWARTZ is on 16 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

RICK HURD

Executive Officer, Promoter · 19 shared filings (15 issuers)

RICK HURD is on 15 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

MICHELLE C. WELLS

Executive Officer, Promoter · 18 shared filings (14 issuers) · also on 1 other issuer

MICHELLE C. WELLS is on 15 issuers in total — a repeat sponsor. Their page lists every one.

EA
No photo found yet (own website and image search run after this page is viewed)
Person

ERIN H. ANKIN

Executive Officer, Promoter · 16 shared filings (14 issuers) · also on 1 other issuer

ERIN H. ANKIN is on 15 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

DOUGLAS G. DENYER

Executive Officer · 7 shared filings (6 issuers) · also on 1 other issuer

DOUGLAS G. DENYER is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PV
No photo found yet (own website and image search run after this page is viewed)
Person

PETER M. VILIM

Executive Officer, Director · 6 shared filings (5 issuers) · also on 3 other issuers

PETER M. VILIM is on 8 issuers in total — a repeat sponsor. Their page lists every one.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

GREGORY J. LOZINAK

Executive Officer · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Philip Lukowski. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

MARC SWERDLOW

Executive Officer · 3 shared filings (3 issuers) · also on 2 other issuers

MARC SWERDLOW is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

MARK STERN

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Philip Lukowski. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Schwartz

Executive Officer · 3 shared filings (3 issuers) · also on 12 other issuers

David Schwartz is on 15 issuers in total — a repeat sponsor. Their page lists every one.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

CRAIG G. WALCZYK

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Philip Lukowski. Their page shows their other deals.

LN
No photo found yet (own website and image search run after this page is viewed)
Person

LISA NEWTON

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Philip Lukowski. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

LELA CIRJAKOVIC

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Philip Lukowski. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Hurd

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Philip Lukowski. Their page shows their other deals.

MZ
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Zettl

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Philip Lukowski. Their page shows their other deals.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Erick Harris

Executive Officer, Promoter · 1 shared filing (1 issuer) · also on 7 other issuers

Erick Harris is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David M. Schwartz

Director · 1 shared filing (1 issuer)

Listed on the same filings as Philip Lukowski. Their page shows their other deals.

The team behind the deals

W
Sponsor group

Waterton

33 issuers · 37 filings · $4.31B reported sold · 2011–2026

One team, 33 deal companies. Philip Lukowski is listed on 19 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name PHILIP LUKOWSKI.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 19 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to PHILIP LUKOWSKI by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 19 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Philip Lukowski is listed on: none on file. No website or social profile named in Waterton Residential Property Venture XI, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #355,009 of 374,652 in line (528 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

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Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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