Peter Wulff is listed as an executive officer and director on 15 SEC Form D filings by 3 issuers between Jun 2009 and Jan 2022: JenaValve Technology Inc (Irvine, CA — other health care — 2016–2022; $100.4M reported sold to 17 investors), Alphatec Holdings, Inc. (Carlsbad, CA — other health care — 2009; $61.9M reported sold to 55 investors) and PURE BIOSCIENCE, INC. (El Cajon, CA — industry reported as "Other" — 2013–2014; $9.95M reported sold to 40 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $172.3M sold in total.
Listed alongside Dave Pfanzelter (8 shared filings), David Theno, Jr. (8 shared filings), Gary Cohee (8 shared filings), Henry R. Lambert (8 shared filings), William Otis (8 shared filings) and 25 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 15 public filings for Peter Wulff and found 10 differences, 3 worth asking the sponsor about: Bankruptcy case: Peter T Wulff; 7 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.