Peter Walkey is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jun 2009: Alegro Health Corp. (Toronto, Ontario, Canada (as filed: A6) — other health care — 2009; $6.17M reported sold to 1 investors).
What this means One deal on file with the SEC, filed Jun 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Alegro Health (2 issuers, $6.17M reported sold, 2009).
What this means A sponsor group is one team that sets up a new company for each deal. Alegro Health has 2 companies on file and $6.17M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 court cases matching the name listed in Key records below.
What this means 2 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Peter Walkey and found 2 differences: Form D filed 17 days after the first sale; Same name, different state: "Peter Walkey" (E9) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.