Peter Moldt

United States Bankruptcy Court, W.D. Washington docket "Moldt v. US Bank NA" filed Jun 12, 2013, closed Nov 12, 2013. Peter Moldt is listed as Plaintiff ("Moldt"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

United States Bankruptcy Court, N.D. Florida docket "Michael Bruce Montgomery" filed May 13, 2005, closed Jun 15, 2007. Bruce Montgomery (listed on the same filings) is listed as Party ("Michael Bruce Montgomery").

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

United States Bankruptcy Court, W.D. Texas docket "Michael Bruce Montgomery and Claudia B. Montgomery" filed Feb 21, 2005, closed May 31, 2005. Bruce Montgomery (listed on the same filings) is listed as Party ("Michael Bruce Montgomery and Claudia B. Montgomery").

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Tioma Therapeutics, Inc. (last filing Aug 17, 2016; $33,176,948 sold of $86,253,438). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

The filing says the first sale was Sep 22, 2023. The Form D was filed Oct 10, 2023 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Dec 23, 2019. The Form D was filed Jan 16, 2020 — 24 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Jun 25, 2015. The Form D was filed Aug 7, 2015 — 43 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 28 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

No amendment in the last 12 months on an offering that may still be open — Swift Health Systems Inc. (latest filing Sep 9, 2021) · No amendment in the last 12 months on an offering that may still be open — Aligos Therapeutics, Inc. (latest filing Jan 16, 2020) · No amendment in the last 12 months on an offering that may still be open — ESCAPE Bio, Inc. (latest filing Jul 29, 2019) · No amendment in the last 12 months on an offering that may still be open — ViewPoint Therapeutics, Inc. (latest filing Mar 15, 2018) · No amendment in the last 12 months on an offering that may still be open — Bolt Biotherapeutics, Inc. (latest filing Sep 30, 2016) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Offering amount changed between filings — ESCAPE Bio, Inc. · Offering amount changed between filings — ESCAPE Bio, Inc. · Offering amount changed between filings — Tioma Therapeutics, Inc. · Offering amount changed between filings — CARDEAS PHARMA Corp · Offering amount changed between filings — Allakos Inc. · and 3 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

The Aug 7, 2015 filing lists a minimum of $50,000; the Aug 17, 2016 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

"Biotechnology" (Sep 30, 2016 to Feb 20, 2018); then "Other" (Aug 6, 2018); then "Biotechnology" (Jul 15, 2019 to Jun 7, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

"Other Health Care" (Aug 31, 2015 to Jun 2, 2017); then "Biotechnology" (Oct 11, 2018 to Sep 28, 2020).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

The issuer's latest filing says it was formed in 2020. The Aug 31, 2015 filing says the first sale was Aug 19, 2015 — before that year.

What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.

This page covers filings where the address state is WA or CA or G7 or MO. A separate record, "Peter Moldt" with address state IN, is listed on 1 filing — most recently by Outpost Medicine, LLC (Oct 12, 2018). Both records have filings in the same period (Oct 12, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Address moved from San Francisco, CA to South San Francisco, CA — ESCAPE Bio, Inc. · Address moved from South San Francisco, CA to San Francisco, CA — ESCAPE Bio, Inc. · Address moved from San Francisco, CA to South San Francisco, CA — ESCAPE Bio, Inc. · Address moved from Pleasanton, CA to Redwood City, CA — Bolt Biotherapeutics, Inc. · Address moved from Saint Louis, MO to Brisbane, CA — Tioma Therapeutics, Inc. · and 1 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

WA on 6 filings (Dec 30, 2011 to Oct 10, 2023); CA on 19 filings (Dec 20, 2012 to Sep 9, 2021); MO on 1 filing (Aug 7, 2015); Denmark (as filed: G7) on 1 filing (Sep 25, 2015).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.