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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:50 PM ET

Sponsor Check › Person

Jack Nielsen

Related person on Form D filings · address states as listed: CA, PA · listed Jun 19, 2009 → Nov 7, 2023

13issuers
27Form D filings
2009–2023years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

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3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

3 of 20 offerings report sales commissions totalling $6,599,905; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Nov 7, 2023 D
File 021-496669
$5,529,000$0$0PIPER SANDLER & CO. BrokerCheck CRD 665 ↗
EDGAR ↗Oct 27, 2023 D
File 021-495817
$0$0$0None listed on this filing
EDGAR ↗Jul 28, 2023 D
File 021-488238
$0$0$0Avenue Alternatives Pte. Ltd. no CRD number reported
EDGAR ↗Jul 13, 2023 D
File 021-486726
$0$0$0None listed on this filing
EDGAR ↗Apr 13, 2022 D
File 021-441605
$0$0$0None listed on this filing
EDGAR ↗Mar 18, 2022 D/A
File 021-388242
$0$0$0Greenstone Placement Management FZ LLC no CRD number reported
INTE Securities LLC BrokerCheck CRD 47107 ↗
via INTE Securities LLC (CRD 47107 ↗)

Lestrino Philip Baquiran II BrokerCheck CRD 4308763 ↗
via INTE Securities LLC (CRD 47107 ↗)

Alpine Capital Advisors SpA no CRD number reported
EDGAR ↗Dec 16, 2021 D
File 021-425352
$0$0$0None listed on this filing
EDGAR ↗Dec 14, 2021 D/A
File 021-384750
$0$0$0None listed on this filing
EDGAR ↗Apr 15, 2021 D
File 021-395929
$0$0$0None listed on this filing
EDGAR ↗Nov 12, 2020 D/A
File 021-361598
$170,905$0$0New Harbor Venture Partners LLC BrokerCheck CRD 283996 ↗
EDGAR ↗Jan 16, 2020 D
File 021-358226
$0$0$0None listed on this filing
EDGAR ↗Mar 13, 2019 D
File 021-334757
$900,000$0$0New Harbor Venture Partners LLC BrokerCheck CRD 283996 ↗
EDGAR ↗Mar 2, 2016 D
File 021-258374
$0$0$0 (est.)
Proceeds will be used for general corporate purposes, including, but not limited to, executive salaries.
None listed on this filing
EDGAR ↗Jul 21, 2015 D
File 021-244118
$0$0$0None listed on this filing
EDGAR ↗Jun 26, 2015 D/A
File 021-234184
$0$0$0 (est.)
Proceeds will be used for general corporate purposes, including, but not limited to, executive salaries.
None listed on this filing
EDGAR ↗Jun 12, 2015 D
File 021-241682
$0$0$0None listed on this filing
EDGAR ↗Jun 12, 2015 D
File 021-241685
$0$0$0None listed on this filing
EDGAR ↗May 19, 2014 D
File 021-217630
$0$0$0None listed on this filing
EDGAR ↗Apr 17, 2014 D
File 021-215821
$0$0$0None listed on this filing
EDGAR ↗Jan 29, 2010 D/A
File 021-96479
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Aligos Therapeutics, Inc.DirectorNov 7, 2023D$92,150,000
similar: $2,000,000–$19,999,994
$92,150,00011
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Vivo Co-Invest (C), L.P.
group: Vivo
Director
Managing Member of the General Partner
Oct 27, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Vivo Capital Fund X, L.P.
group: Vivo
Director
Managing Member of the General Partner
Jul 28, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ocelot Bio, Inc.DirectorJul 13, 2023D$12,000,000
similar: $1,694,259–$16,000,000
$3,000,0005
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Vivo Co-Invest (S), L.P.
group: Vivo
Director
Managing Member of the General Partner
Apr 13, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Vivo Innovation Fund II, L.P.
group: Vivo
Director
Managing Member of the General Partner
Mar 18, 2022D/AIndefinite
similar: $155,000–$5,250,000
$180,000,00011
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Vivo Innovation Fund II Associates, L.P.
group: Vivo
Director
Managing Member of the General Partner
Dec 16, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗MacuLogix, Inc.DirectorDec 14, 2021D/A$22,000,228
similar: $829,831–$9,999,998
$22,000,2283
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗MacuLogix, Inc.DirectorMay 13, 2021D/A$17,000,228
similar: $829,831–$9,999,998
$17,000,2283
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Ocelot Bio, Inc.DirectorApr 15, 2021D$38,000,007
similar: $1,694,259–$16,000,000
$36,000,0075
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Vivo Innovation Fund II, L.P.
group: Vivo
Director
Managing Member of the General Partner
Feb 3, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗MacuLogix, Inc.DirectorDec 30, 2020D$8,500,114
similar: $829,831–$9,999,998
$8,500,1143
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗MacuLogix, Inc.DirectorNov 12, 2020D/A$17,000,000
similar: $829,831–$9,999,998
$15,999,9858
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗MacuLogix, Inc.DirectorAug 7, 2020D/A$15,000,000
similar: $829,831–$9,999,998
$14,999,9938
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗MacuLogix, Inc.DirectorFeb 28, 2020D$8,000,000
similar: $829,831–$9,999,998
$8,000,0004
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Aligos Therapeutics, Inc.DirectorJan 16, 2020D$125,000,167
similar: $2,000,000–$19,999,994
$85,000,00138
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗MacuLogix, Inc.DirectorMar 13, 2019D$42,938,408
similar: $829,831–$9,999,998
$37,738,40912
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Unchained LabsDirectorMar 2, 2016D$25,000,001
similar: $500,000–$7,000,000
$25,000,0013
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗PROCEPT BioRobotics CorpDirectorJul 21, 2015D$42,000,000
similar: $829,831–$9,999,998
$42,000,00046
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Unchained LabsDirectorJun 26, 2015D/A$31,000,000
similar: $500,000–$7,000,000
$31,000,0003
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Kanyos Bio, Inc.DirectorJun 12, 2015D$6,009,268
similar: $2,000,000–$19,999,994
$6,009,26817
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Kanyos Bio, Inc.DirectorJun 12, 2015D$10,399,876
similar: $2,000,000–$19,999,994
$10,399,87616
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Unchained LabsDirectorFeb 17, 2015D$25,000,000
similar: $500,000–$7,000,000
$25,000,0003
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗ALIOS BIOPHARMA INCDirectorMay 19, 2014D$41,000,001
similar: $1,694,259–$16,000,000
$41,000,00114
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Rainier Therapeutics, Inc.DirectorApr 17, 2014D$6,000,000
similar: $2,000,000–$19,999,994
$6,000,0001
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗ALIOS BIOPHARMA INCDirectorJan 29, 2010D/A$34,241,356
similar: $1,694,259–$16,000,000
$30,241,35618
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗ALIOS BIOPHARMA INCDirectorJun 19, 2009D/A$11,041,356
similar: $1,694,259–$16,000,000
$11,041,35618
similar: 1–13
No minimum reported
similar: $10,000–$55,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Jack Nielsen — address state TX, 3 issuers, Feb 10, 2012 → Feb 23, 2021
  • Jack B. Nielsen — address state G7, 2 issuers, May 15, 2009 → Jul 29, 2011
  • Jack Nielsen — address state NY,MD, 2 issuers, Jul 11, 2022 → Aug 29, 2022
  • Jack B Nielsen — address state WA, 1 issuer, Mar 23, 2010 → Oct 26, 2010
  • Jack B. Nielsen — address state P7, 1 issuer, Jan 24, 2017 → Jan 24, 2017
  • Jack Bech Nielsen — address state IL,PA, 1 issuer, Oct 6, 2017 → Oct 6, 2017
  • Jack B. Nielsen — address state CA, 1 issuer, Feb 23, 2018 → Feb 23, 2018

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (2 management entities, 38 people)

People and management entities the issuers listed as related persons on the same Form D filings as Jack Nielsen. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Vivo Innovation II, LLC entity — 4 shared filings (3 issuers) · role as listed: Promoter
  • Vivo Capital X, LLC entity — 2 shared filings (2 issuers) · role as listed: Promoter
  • Carole Nuechterlein — 8 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • Ronald P. Thiboutot — 7 shared filings (1 issuer) · role as listed: Director
  • Gregory R. Jackson — 7 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • William D. McPhee — 7 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Stephen L. Rose — 7 shared filings (1 issuer) · role as listed: Director
  • Nathan Dau — 7 shared filings (1 issuer) · role as listed: Director
  • David Miller — 7 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 11 other issuers
  • Michael Chang — 6 shared filings (5 issuers) · role as listed: Director · also listed on 12 other issuers
  • Edgar Engleman — 6 shared filings (5 issuers) · role as listed: Director · also listed on 10 other issuers
  • Gary VanMatre — 6 shared filings (1 issuer) · role as listed: Executive Officer
  • Frank Kung — 5 shared filings (5 issuers) · role as listed: Director · also listed on 19 other issuers
  • Lawrence Blatt — 5 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Leonid Beigelman — 5 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Peter Hirth — 4 shared filings (2 issuers) · role as listed: Director · also listed on 6 other issuers
  • Lu Hongbo — 4 shared filings (3 issuers) · role as listed: Director
  • Campbell Murray — 3 shared filings (1 issuer) · role as listed: Director · also listed on 13 other issuers
  • Brent Ahrens — 3 shared filings (1 issuer) · role as listed: Director · also listed on 10 other issuers
  • Jason Novi — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Heather Preston — 3 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Joe Keegan — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Tim Harkness — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Armond Dantino — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Dan Dorsey — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Daniel Dorsey — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Shan Fu — 2 shared filings (2 issuers) · role as listed: Director · also listed on 9 other issuers
  • Kent Gossett — 2 shared filings (1 issuer) · role as listed: Director
  • Camille Samuels — 2 shared filings (1 issuer) · role as listed: Director · also listed on 10 other issuers
  • Peter Moldt — 2 shared filings (2 issuers) · role as listed: Director · also listed on 9 other issuers
  • David Liu — 2 shared filings (2 issuers) · role as listed: Director · also listed on 3 other issuers
  • Hongbo Lu — 2 shared filings (2 issuers) · role as listed: Director · also listed on 9 other issuers
  • Thomas Woiwode — 2 shared filings (1 issuer) · role as listed: Director · also listed on 24 other issuers
  • Jeffrey Hubbell — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Oscar Buset — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Harry Welten — 2 shared filings (1 issuer) · role as listed: Director
  • Florent Gros — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Andre Mueller — 2 shared filings (1 issuer) · role as listed: Director
  • Robin Mattson — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Julian Symons — 2 shared filings (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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