PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:49 PM ET

Sponsor Check › Person

Michael Chang

Related person on Form D filings · address states as listed: CA, CO, U0 · listed Jul 30, 2009 → Jan 20, 2026

17issuers
37Form D filings
2009–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

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3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

3 of 29 offerings report sales commissions totalling $2,792,500; 0 report finder's fees; 1 reports proceeds to related persons totalling $700,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Sep 18, 2026 D
File 021-598125
$0$0$0
OFFICERS TO BE REMUNERATED IN THE ORDINARY COURSE OF BUSINESS
None listed on this filing
EDGAR ↗Jun 22, 2026 D
File 021-588105
$0$0$0None listed on this filing
EDGAR ↗Mar 9, 2026 D
File 021-575873
$0$0$0
OFFICERS TO BE REMUNERATED IN THE ORDINARY COURSE OF BUSINESS
None listed on this filing
EDGAR ↗Jan 20, 2026 D/A
File 021-488238
$100,000$0$0Avenue Alternatives Pte. Ltd. no CRD number reported
EDGAR ↗May 21, 2025 D
File 021-546789
$0$0$0
OFFICERS TO BE REMUNERATED IN THE ORDINARY COURSE OF BUSINESS
None listed on this filing
EDGAR ↗Oct 27, 2023 D
File 021-495817
$0$0$0None listed on this filing
EDGAR ↗Oct 12, 2023 D/A
File 021-464595
$0$0$0
OFFICERS TO BE REMUNERATED IN THE ORDINARY COURSE OF BUSINESS
None listed on this filing
EDGAR ↗Jan 18, 2023 D
File 021-471020
$0$0$0None listed on this filing
EDGAR ↗Apr 13, 2022 D
File 021-441605
$0$0$0None listed on this filing
EDGAR ↗Mar 24, 2022 D
File 021-438678
$0$0$0Greenstone Placement Management FZ LLC no CRD number reported
INTE Securities LLC BrokerCheck CRD 47107 ↗
via INTE Securities LLC (CRD 47107 ↗)

Lestrino Philip Baquiran II BrokerCheck CRD 4308763 ↗
via INTE Securities LLC (CRD 47107 ↗)

Alpine Capital Advisors SpA no CRD number reported
EDGAR ↗Mar 18, 2022 D/A
File 021-388242
$0$0$0Greenstone Placement Management FZ LLC no CRD number reported
INTE Securities LLC BrokerCheck CRD 47107 ↗
via INTE Securities LLC (CRD 47107 ↗)

Lestrino Philip Baquiran II BrokerCheck CRD 4308763 ↗
via INTE Securities LLC (CRD 47107 ↗)

Alpine Capital Advisors SpA no CRD number reported
EDGAR ↗Mar 3, 2022 D
File 021-435698
$0$0$0None listed on this filing
EDGAR ↗Dec 16, 2021 D
File 021-425352
$0$0$0None listed on this filing
EDGAR ↗Dec 16, 2021 D
File 021-425342
$0$0$0None listed on this filing
EDGAR ↗Mar 22, 2021 D
File 021-393043
$0$0$0None listed on this filing
EDGAR ↗Feb 2, 2021 D
File 021-388194
$0$0$0None listed on this filing
EDGAR ↗Nov 24, 2020 D/A
File 021-348287
$960,000$0$0China Renaissance Securities (US) Inc. BrokerCheck CRD 166318 ↗
EDGAR ↗Aug 3, 2020 D/A
File 021-372233
$0$0$0None listed on this filing
EDGAR ↗Sep 10, 2019 D
File 021-348391
$0$0$0None listed on this filing
EDGAR ↗Aug 29, 2019 D
File 021-347630
$0$0$0None listed on this filing
EDGAR ↗May 8, 2019 D
File 021-339110
$0$0$0None listed on this filing
EDGAR ↗Apr 19, 2019 D
File 021-337704
$0$0$0None listed on this filing
EDGAR ↗Aug 31, 2018 D/A
File 021-301674
$1,732,500$0$0XT Capital Partners, LLC BrokerCheck CRD 118719 ↗
via XT Capital Partners, LLC (CRD 118719 ↗)
EDGAR ↗Mar 28, 2018 D
File 021-308731
$0$0$0None listed on this filing
EDGAR ↗Sep 19, 2016 D
File 021-270855
$0$0$0None listed on this filing
EDGAR ↗Aug 22, 2016 D
File 021-269290
$0$0$0None listed on this filing
EDGAR ↗Jun 3, 2016 D/A
File 021-264225
$0$0$0None listed on this filing
EDGAR ↗Dec 22, 2015 D
File 021-253657
$0$0$700,000 (est.)None listed on this filing
EDGAR ↗Jul 30, 2009 D/A
File 021-95532
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗AEMS Corp.DirectorSep 18, 2026D$1,000,000
similar: $1,100,015–$10,001,163
$95,0003
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Vivo Drakkar Co-Invest Fund, L.P.
group: Vivo
Executive Officer
Managing Member of the General Partner
Jun 22, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗AEMS Corp.DirectorMar 9, 2026D$700,000
similar: $1,100,015–$10,001,163
$100,0004
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Vivo Capital Fund X, L.P.
group: Vivo
Director
Managing Member of the General Partner
Jan 20, 2026D/AIndefinite
similar: $155,000–$5,250,000
$717,000,00020
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗AEMS Corp.DirectorMay 21, 2025D$500,000
similar: $1,100,015–$10,001,163
$225,0004
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Vivo Capital Fund X, L.P.
group: Vivo
Director
Managing Member of the General Partner
Jan 8, 2025D/AIndefinite
similar: $155,000–$5,250,000
$707,000,00019
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Vivo Co-Invest (C), L.P.
group: Vivo
Director
Managing Member of the General Partner
Oct 27, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗AEMS Corp.DirectorOct 12, 2023D/A$250,000
similar: $1,100,015–$10,001,163
$250,0004
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Vivo Capital Fund X, L.P.
group: Vivo
Director
Managing Member of the General Partner
Jul 28, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗InDevR, Inc.
group: Virocyt
DirectorJan 18, 2023D$9,000,000
similar: $2,000,000–$19,999,994
$5,999,9753
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗AEMS Corp.DirectorNov 14, 2022D$100,000
similar: $1,100,015–$10,001,163
$100,0004
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Vivo Co-Invest (S), L.P.
group: Vivo
Director
Managing Member of the General Partner
Apr 13, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Vivo Opportunity Fund, L.P.
group: Vivo
Executive Officer
Managing Member of the GP.
Mar 24, 2022DIndefinite
similar: $155,000–$5,250,000
$21,500,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Vivo Innovation Fund II, L.P.
group: Vivo
Director
Managing Member of the General Partner
Mar 18, 2022D/AIndefinite
similar: $155,000–$5,250,000
$180,000,00011
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗MBio Diagnostics, Inc.
group: Mbio
DirectorMar 3, 2022D$9,000,000
similar: $2,000,000–$19,999,994
$6,120,00012
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Vivo Innovation Fund II Associates, L.P.
group: Vivo
Director
Managing Member of the General Partner
Dec 16, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Vivo Opportunity Fund Associates, L.P.
group: Vivo
Director
Managing Member of the GP
Dec 16, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗MBio Diagnostics, Inc.
group: Mbio
DirectorMar 22, 2021D$4,000,000
similar: $1,100,015–$10,001,163
$1,725,0007
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Vivo Innovation Fund II, L.P.
group: Vivo
Director
Managing Member of the General Partner
Feb 3, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗MBio Diagnostics, Inc.
group: Mbio
DirectorFeb 2, 2021D$9,990,000
similar: $1,100,015–$10,001,163
$9,990,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗ANSUN BIOPHARMA, INC.DirectorNov 24, 2020D/A$100,000,000
similar: $2,000,000–$19,999,994
$100,000,00019
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗MBio Diagnostics, Inc.
group: Mbio
DirectorAug 3, 2020D/A$11,000,000
similar: $500,000–$7,000,000
$6,146,35016
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MBio Diagnostics, Inc.
group: Mbio
DirectorJul 31, 2020D$11,000,000
similar: $500,000–$7,000,000
$6,146,35011
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗InDevR, Inc.
group: Virocyt
DirectorSep 10, 2019D$6,999,998
similar: $2,000,000–$19,999,994
$3,999,9981
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗ANSUN BIOPHARMA, INC.DirectorSep 9, 2019D$100,000,000
similar: $500,000–$7,000,000
$78,375,00012
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗ANSUN BIOPHARMA, INC.DirectorAug 29, 2019D$67,088,386
similar: $500,000–$7,000,000
$67,088,38629
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Vivo Opportunity Co-Invest (W), L.P.
group: Vivo
Executive Officer
Managing Member of the General Partner
May 8, 2019DIndefinite
similar: $155,000–$5,250,000
$20,000,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Vivo Opportunity Co-Invest, L.P.
group: Vivo
Executive Officer
Managing Member of the General Partner
Apr 19, 2019DIndefinite
similar: $155,000–$5,250,000
$80,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Vivo Opportunity Fund, L.P.
group: Vivo
Executive Officer
Managing Member of the GP.
Aug 31, 2018D/AIndefinite
similar: $155,000–$5,250,000
$634,625,00040
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ANSUN BIOPHARMA, INC.DirectorMar 28, 2018D$1,650,000
similar: $500,000–$7,000,000
$1,650,0006
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Vivo Opportunity Fund, L.P.
group: Vivo
Executive Officer
Managing Member of the GP.
Dec 26, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗YESVIDEO INCExecutive Officer, DirectorSep 19, 2016D$4,498,946
similar: $1,100,015–$10,001,163
$3,367,5385
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗YESVIDEO INCExecutive Officer, DirectorAug 22, 2016D$2,082,574
similar: $1,100,015–$10,001,163
$2,082,57483
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Vivo Panda Fund, L.P.
group: Vivo
Executive OfficerJun 3, 2016D/A$100,306,122
similar: $155,000–$5,250,000
$100,306,12211
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Vivo Panda Fund, L.P.
group: Vivo
Executive OfficerJun 2, 2016D$100,306,122
similar: $155,000–$5,250,000
$100,306,12212
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ANSUN BIOPHARMA, INC.DirectorDec 22, 2015D$10,000,000
similar: $2,000,000–$19,999,994
$4,000,0006
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Greystripe IncExecutive OfficerJul 30, 2009D/A$7,507,767
similar: $1,100,015–$10,001,163
$7,507,7249
similar: 2–14
No minimum reported
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); Pooled Investment Fund / 506(b) (83,801 filings); Biotechnology / 506(b) (3,253 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Michael Chang — address state NY,FL, 6 issuers, Jan 13, 2015 → Sep 16, 2021
  • Michael Chang — address state TX, 2 issuers, Apr 12, 2022 → Feb 4, 2026
  • Michael Chang — address state NJ, 1 issuer, May 11, 2022 → May 11, 2022
  • Michael Chang — address state AL, 1 issuer, May 30, 2023 → May 30, 2023
  • MICHAEL S. CHANG — address state CA, 1 issuer, Feb 20, 2025 → Feb 20, 2025

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (4 management entities, 36 people)

People and management entities the issuers listed as related persons on the same Form D filings as Michael Chang. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Vivo Opportunity, LLC entity — 6 shared filings (4 issuers) · role as listed: Promoter · also listed on 2 other issuers
  • Vivo Innovation II, LLC entity — 4 shared filings (3 issuers) · role as listed: Promoter
  • Vivo Capital X, LLC entity — 4 shared filings (2 issuers) · role as listed: Promoter
  • Vivo Drakkar GP, LLC entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • Frank Kung — 14 shared filings (10 issuers) · roles as listed: Executive Officer, Director · also listed on 14 other issuers
  • Gaurav Aggarwal — 9 shared filings (6 issuers) · roles as listed: Executive Officer, Director · also listed on 8 other issuers
  • Edgar Engleman — 9 shared filings (6 issuers) · roles as listed: Director, Executive Officer · also listed on 9 other issuers
  • Shan Fu — 8 shared filings (5 issuers) · roles as listed: Executive Officer, Director · also listed on 6 other issuers
  • Jack Nielsen — 6 shared filings (5 issuers) · role as listed: Director · also listed on 8 other issuers
  • Christopher Myatt — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Nancy Chang — 5 shared filings (1 issuer) · roles as listed: Director, Executive Officer · also listed on 2 other issuers
  • ALLEN CHAO — 5 shared filings (1 issuer) · role as listed: Director
  • David Liu — 5 shared filings (3 issuers) · roles as listed: Director, Executive Officer · also listed on 2 other issuers
  • Robert Silverman — 5 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Andrew Drenick — 5 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • William Compel — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Judith O'Brien — 5 shared filings (1 issuer) · role as listed: Director
  • Albert Cha — 4 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 16 other issuers
  • Hongbo Lu — 4 shared filings (4 issuers) · roles as listed: Director, Executive Officer · also listed on 7 other issuers
  • Lu Hongbo — 4 shared filings (3 issuers) · role as listed: Director
  • Nick Traggis — 4 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • MIKAEL HAVLUCIYAN — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Michael Chao — 3 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • AIMIN WU — 3 shared filings (1 issuer) · role as listed: Director
  • DONALD PAYNE — 3 shared filings (1 issuer) · role as listed: Director
  • Kevin Dai — 2 shared filings (2 issuers) · roles as listed: Director, Executive Officer · also listed on 3 other issuers
  • Brian Knapp — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Karen Liu — 2 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Kathy Rowlen — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter · also listed on 1 other issuer
  • Mahendra Shah — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 6 other issuers
  • Peter Mok — 2 shared filings (1 issuer) · role as listed: Director
  • Andy Choi — 2 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Shannon Rodriguez — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter
  • Erica Dawson — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • YI SHI — 2 shared filings (1 issuer) · role as listed: Director
  • Dave Chenn — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Nicholas Collella — 2 shared filings (1 issuer) · role as listed: Director
  • Glenn Rockman — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • MARK ATTEBURY — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Michael Havluciyan — 1 shared filing (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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