Peter von Behrens is listed as an executive officer and director on 10 SEC Form D filings by 2 issuers between Dec 2009 and Jun 2022: GlassPoint Solar, Inc. (Fremont, CA — other technology — 2009–2014; $35M reported sold to 30 investors) and Rondo Energy, Inc. (Oakland, CA — industry reported as "Other" — 2022; $25.1M reported sold to 7 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $60.1M sold in total.
Listed alongside John O'Donnell (6 shared filings), Rod MacGregor (6 shared filings), Charles Haythornwaite (4 shared filings), Fred Weber (4 shared filings), Ben Bierman (3 shared filings) and 14 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.
1 of the issuers belongs to the sponsor group Glasspoint (2 issuers, $28.4M reported sold, 2009–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Glasspoint has 2 companies on file and $28.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 10 public filings for Peter von Behrens and found 10 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Ernst & Young; 5 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.